Sponsor Check › Person
Related person on Form D filings · address state as listed: GA · listed Jun 3, 2009 → Sep 5, 2024
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
1 of 5 offerings reports sales commissions totalling $1,704,886; 0 report finder's fees; 1 reports proceeds to related persons totalling $25,000. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Sep 5, 2024 D/A File 021-235777 | $1,704,886 (est.) | $0 | $0 Manager receives a management fee quarterly calculated as a percentage of net assets and (a special allocation of) a percentage of annual profits. | Stonehaven LLC BrokerCheck CRD 118913 ↗ Hollister Associates LLC BrokerCheck CRD 173366 ↗ via Jonathan Lawrence (CRD 3172902 ↗) XT Capital Partners LLC BrokerCheck CRD 008719 ↗ via Jonathan Lawrence (CRD 3172902 ↗) Beech Hill Securities, Inc. BrokerCheck CRD 24771 ↗ via Jonathan Lawrence (CRD 3172902 ↗) Hollister Associates, LLC BrokerCheck CRD 173366 ↗ via Steven Friedman (CRD 6135941 ↗) |
| EDGAR ↗ | Jul 26, 2024 D/A File 021-487294 | $0 | $0 | $0 Investment Manager will receive a management fee based on each limited partner's capital commitments & General Partner or its affiliates will receive carried interest & portfolio fees as more fully set forth in the Issuer's private placement memorandum. | Hollister Associates, LLC BrokerCheck CRD 173366 ↗ |
| EDGAR ↗ | Sep 14, 2023 D/A File 021-492067 | $0 | $0 | $0 Manager receives from an affiliate of Issuer a management fee quarterly calculated as a percentage of net assets and (a special allocation of) a percentage of annual profits. Issuer bears costs of such fees indirectly. | None listed on this filing |
| EDGAR ↗ | Mar 10, 2022 D/A File 021-384982 | $0 | $0 | $0 The Member-Manager receives shared appreciation which is a percentage of profits derived from investments in other closed end investment companies. | First Southern, LLC BrokerCheck CRD 282756 ↗ |
| EDGAR ↗ | Mar 11, 2013 D/A File 021-131676 | $0 | $0 | $25,000 (est.) Issuer pays quarterly cash fees and an annual incentive allocation to the manager and its assignees. | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Phorcys Opportunities I, LLC group: Phorcys | Executive Officer, Promoter Manager of Manager of the Issuer | Sep 5, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $189,502,515 | 116 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Phorcys Senior Housing Recovery Fund LP group: Phorcys | Executive Officer, Promoter Member-Manager of General Partner of Issuer | Jul 26, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $12,948,000 | 11 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Phorcys Opportunities I, LLC group: Phorcys | Executive Officer, Promoter Manager of Manager of the Issuer | Jul 26, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $189,502,515 | 116 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | PCP Glen SPV LLC group: Phorcys | Executive Officer Managing Director of Manager | Sep 14, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $5,246,461 | 80 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | PCP Glen SPV LLC group: Phorcys | Executive Officer Managing Director of Manager | Sep 14, 2023 | D | Indefinite | $5,246,461 | 80 | No minimum reported |
| EDGAR ↗ | Phorcys Senior Housing Recovery Fund LP group: Phorcys | Executive Officer, Promoter Member-Manager of General Partner of Issuer | Jul 19, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $4,060,000 | 10 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Phorcys Opportunities I, LLC group: Phorcys | Executive Officer, Promoter Manager of Manager of the Issuer | May 15, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $188,782,515 | 132 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Phorcys Opportunities I, LLC group: Phorcys | Executive Officer, Promoter Manager of Manager of the Issuer | May 13, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $173,637,515 | 132 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Ocean Capital LLC group: Phorcys | Executive Officer, Promoter Member of Member-Manager of Issuer | Mar 10, 2022 | D/A | $150,000,000 similar: $155,000–$5,250,000 | $8,200,000 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Phorcys Opportunities I, LLC group: Phorcys | Executive Officer, Promoter Manager of Manager of the Issuer | May 14, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $146,362,515 | 127 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Phorcys Opportunities I, LLC group: Phorcys | Executive Officer, Promoter Manager of Phorcys Capital Partners, LLC, the Manager of the Issuer | Jun 4, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $60,000,000 | 46 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Phorcys Opportunities I, LLC group: Phorcys | Executive Officer, Promoter Manager of Phorcys Capital Partners, LLC, the Manager of the Issuer | May 23, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $16,053,000 | 36 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Phorcys Opportunities I, LLC group: Phorcys | Executive Officer, Promoter Manager of Phorcys Capital Partners, LLC, the Manager of the Issuer | May 2, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $12,725,000 | 32 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Phorcys Opportunities I, LLC group: Phorcys | Executive Officer, Promoter Manager of Phorcys Capital Partners, LLC, the Manager of the Issuer | Apr 26, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,625,000 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Phorcys Opportunities I, LLC group: Phorcys | Executive Officer, Promoter Manager of Phorcys Capital Partners, LLC | Mar 12, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $1,625,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Phorcys Opportunities I, LLC group: Phorcys | Executive Officer, Promoter | Mar 11, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Phorcys Opportunities I, LLC group: Phorcys | Executive Officer, Promoter | Feb 22, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Phorcys Opportunities I, LLC group: Phorcys | Executive Officer, Promoter | Jun 10, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Phorcys Opportunities I, LLC group: Phorcys | Executive Officer, Promoter | Jun 3, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Phorcys Opportunities I, LLC group: Phorcys | Executive Officer, Promoter | Jun 3, 2009 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as W. Heath Hawk. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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