Vicki Sato

The filing says the first sale was Mar 2, 2012. The Form D was filed Mar 20, 2012 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The filing says the first sale was Feb 18, 2011. The Form D was filed Mar 9, 2011 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The Jan 17, 2018 filing says $9,999,995 offered; the Feb 9, 2018 Form D/A says $11,380,018.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

The May 14, 2009 filing says $20,000,000 offered; the Jul 31, 2009 Form D says $30,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

No amendment in the last 12 months on an offering that may still be open — Vir Biotechnology, Inc. (latest filing Jun 29, 2018) · No amendment in the last 12 months on an offering that may still be open — PROCLARA BIOSCIENCES, INC. (latest filing Apr 4, 2014) · No amendment in the last 12 months on an offering that may still be open — PROCLARA BIOSCIENCES, INC. (latest filing Mar 27, 2013) · No amendment in the last 12 months on an offering that may still be open — Nimbus Discovery, LLC (latest filing Mar 11, 2011) · No amendment in the last 12 months on an offering that may still be open — PROCLARA BIOSCIENCES, INC. (latest filing Mar 9, 2011) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

This page covers filings where the address state is MA or CA. A separate record, "Vicki L. Sato" with address state CA, is listed on 1 filing — most recently by Denali Therapeutics Inc. (Mar 1, 2024). The two records do not overlap in time: this page runs May 14, 2009 to Mar 3, 2020; the other has one filing dated Mar 1, 2024.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

The people listed on the Oct 24, 2014 filing give Watertown, MA; on the Jan 17, 2018 filing they give Cambridge, MA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

The people listed on the Apr 29, 2010 filing give Waltham, MA; on the Mar 11, 2011 filing they give Cambridge, MA. The address now on file (25 First Street, Suite 303, Cambridge, MA) is a registered-agent or shared-office address used by 10 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

MA on 13 filings (May 14, 2009 to Mar 3, 2020); CA on 3 filings (Jun 29, 2018 to May 8, 2020).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

"No Revenues" (May 14, 2009); then "Decline to Disclose" (Jul 6, 2010).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

The Jul 31, 2009 filing lists a minimum of $9,531; the Jul 6, 2010 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

The May 14, 2009 filing lists a minimum of $7,206; the Jul 31, 2009 Form D lists $9,531.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.