PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 3:49 AM ET

Sponsor Check › Person

TB

Troy Wayne Buckner

Named as an officer, director or promoter on SEC Form D filings · NJ · Mar 13, 2009 → Mar 2, 2022

6deals (issuers)
$776.9Mreported sold
201investors
56Form D filings
2009–2022years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: not yet

The short version

Troy Wayne Buckner is listed as an executive officer, director, and promoter on 56 SEC Form D filings by 6 issuers between Mar 2009 and Mar 2022. Largest by amount reported sold: NUWAVE OFFSHORE FUND LTD (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2020; $499.6M reported sold to 114 investors), NUWAVE LONG/SHORT PORTFOLIO FUND LP (Parsippany, NJ — pooled investment fund — 2009–2022; $129.8M reported sold to 22 investors), NUWAVE LONG/SHORT FEEDER FUND LTD. (Parsippany, NJ — pooled investment fund — 2010–2020; $75.9M reported sold to 33 investors), NUWAVE INVESTMENT PARTNERS LP (Parsippany, NJ — pooled investment fund — 2010–2022; $70.2M reported sold to 30 investors), NuWave Large Cap Active Alpha L.P. (Pasippany, NJ — pooled investment fund — 2014–2019; $1.1M reported sold to 1 investors) and 1 more (all listed below).

What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer, director, and promoter, over about 13 years. Across those companies the filings report $776.9M sold in total.

Listed alongside Craig A. Weynand (20 shared filings), David Bree (16 shared filings), Fabio Caleca (6 shared filings), Andrew M Fingerhut (5 shared filings), James Kattan (4 shared filings) and 2 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Troy. Each name links to their own page.

All 6 issuers belong to the sponsor group Nuwave (10 issuers, $799.7M reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Nuwave has 10 companies on file and $799.7M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below. Not yet searched: SEC enforcement releases (search queued; results are added automatically).

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026) — search queued; this line updates when it has run.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

Not yet searched — search queued

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

SEC search queued. Results are added automatically.

3. Bankruptcies

1 case: 1 open

Troy Buckner open
United States Bankruptcy Court, S.D. Florida. · No. 21-19072 · Filed Sep 20, 2021
Role of Troy Buckner: Debtor · Outcome: Pending — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (rare in federal dockets); court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Not made for individual people — comparisons cover issuers and sponsor groups

5. Money to insiders

None reported on 6 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 2, 2022 D/A
NUWAVE LONG/SHORT PORTFOLIO FUND LP
File 021-137292
$0$0$0 (est.)
The General Partner receives an annual management fee of up to 1% of the Issuer's net asset value.
None listed on this filingEDGAR ↗
Mar 2, 2022 D/A
NUWAVE INVESTMENT PARTNERS LP
File 021-140026
$0$0$0 (est.)
The General Partner receives an annual management fee of up to 2% of the Issuer's net asset value.
None listed on this filingEDGAR ↗
Mar 10, 2020 D/A
NUWAVE OFFSHORE FUND LTD
File 021-67421
$0$0$0 (est.)
The Issuer pays the Investment Manager an annual management fee of up to 2% of the Issuer's net asset value and fees to the independent directors.
None listed on this filingEDGAR ↗
Mar 10, 2020 D/A
NUWAVE LONG/SHORT FEEDER FUND LTD.
File 021-137784
$0$0$0 (est.)
The Issuer pays the Investment Manager an annual management fee of up to 1% of the Issuer's net asset value and fees to the independent directors.
None listed on this filingEDGAR ↗
Sep 18, 2019 D/A
NuWave Large Cap Active Alpha L.P.
File 021-224636
$0$0$0None listed on this filingEDGAR ↗
Mar 30, 2017 D
NuWave Equity Enhanced Fund LP
File 021-283716
$0$0$0
The General Partner receives an annual management fee of up to 1% of the Issuer's net asset value.
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 6

Every issuer that named Troy Wayne Buckner on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

NI
Pooled Investment Fund · group: Nuwave

NUWAVE INVESTMENT PARTNERS LP

Parsippany, NJ · Mar 29, 2010 → Mar 2, 2022 · 13 filings
  • Mar 2, 2022 · D/A · $70,150,919 sold of Indefinite · 30 investors · min. $50,000 · role: Executive Officer (Mr. Bucker is the President and Manager of NuWave Investment Management, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Mar 3, 2021 · D/A · $68,150,919 sold of Indefinite · 30 investors · min. $50,000 · role: Executive Officer (Mr. Bucker is the President and Manager of NuWave Investment Management, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Mar 10, 2020 · D/A · $62,821,698 sold of Indefinite · 29 investors · min. $50,000 · role: Executive Officer (Mr. Bucker is the President and Manager of NuWave Investment Management, LLC, the General Partner of the Issuer.) EDGAR ↗
  • May 3, 2019 · D/A · $53,052,593 sold of Indefinite · 28 investors · min. $50,000 · role: Executive Officer (Mr. Bucker is the President and Manager of NuWave Investment Management, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Mar 20, 2018 · D/A · $53,052,593 sold of Indefinite · 28 investors · min. $50,000 · role: Executive Officer (Mr. Bucker is the President and Manager of NuWave Investment Management, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Mar 21, 2017 · D/A · $53,052,593 sold of Indefinite · 28 investors · min. $50,000 · role: Executive Officer (Mr. Bucker is the President and Manager of NuWave Investment Management, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Mar 21, 2016 · D/A · $50,675,693 sold of Indefinite · 27 investors · min. $50,000 · role: Executive Officer (Mr. Bucker is the President and Manager of NuWave Investment Management, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Mar 19, 2015 · D/A · $50,551,377 sold of Indefinite · 27 investors · min. $50,000 · role: Executive Officer (Mr. Bucker is the President and Manager of NuWave Investment Management, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Mar 19, 2014 · D/A · $50,174,888 sold of Indefinite · 27 investors · min. $50,000 · role: Executive Officer (Mr. Bucker is the President and Manager of NuWave Investment Management, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Mar 19, 2013 · D/A · $49,701,214 sold of Indefinite · 27 investors · min. $50,000 · role: Executive Officer (Mr. Bucker is the President and Manager of NuWave Investment Management, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Mar 19, 2012 · D/A · $45,039,880 sold of Indefinite · 26 investors · min. $50,000 · role: Executive Officer (Mr. Bucker is the President and Manager of NuWave Investment Mangagement LLC, the General Partner of the Issuer.) EDGAR ↗
  • Mar 18, 2011 · D/A · $15,428,800 sold of Indefinite · 21 investors · min. $50,000 · role: Executive Officer (Mr. Bucker is the President and Manager of NuWave Investment Mangagement LLC, the General Partner of the Issuer.) EDGAR ↗
  • Mar 29, 2010 · D · $12,861,516 sold of Indefinite · 17 investors · min. No minimum reported · role: Promoter EDGAR ↗

Raised $70.2M from 30 investors as of the latest filing. Troy is listed as executive officer, promoter on 13 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NL
Pooled Investment Fund · group: Nuwave

NUWAVE LONG/SHORT PORTFOLIO FUND LP

Parsippany, NJ · Dec 30, 2009 → Mar 2, 2022 · 13 filings
  • Mar 2, 2022 · D/A · $129,828,723 sold of Indefinite · 22 investors · min. $100,000 · role: Executive Officer (Mr. Buckner is the Manager and President of NuWave Investment Management, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Mar 3, 2021 · D/A · $128,378,723 sold of Indefinite · 20 investors · min. $100,000 · role: Executive Officer (Mr. Buckner is the Manager and President of NuWave Investment Management, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Mar 10, 2020 · D/A · $120,864,199 sold of Indefinite · 19 investors · min. $100,000 · role: Executive Officer (Mr. Buckner is the Manager and President of NuWave Investment Management, LLC, the General Partner of the Issuer.) EDGAR ↗
  • May 3, 2019 · D/A · $115,196,524 sold of Indefinite · 19 investors · min. $100,000 · role: Executive Officer (Mr. Buckner is the Manager and President of NuWave Investment Management, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Mar 20, 2018 · D/A · $104,490,338 sold of Indefinite · 19 investors · min. $100,000 · role: Executive Officer (Mr. Buckner is the Manager and President of NuWave Investment Management, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Mar 21, 2017 · D/A · $104,490,338 sold of Indefinite · 19 investors · min. $100,000 · role: Executive Officer (Mr. Buckner is the Manager and President of NuWave Investment Management, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Mar 21, 2016 · D/A · $98,299,993 sold of Indefinite · 18 investors · min. $100,000 · role: Executive Officer (Mr. Buckner is the Manager and President of NuWave Investment Management, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Mar 19, 2015 · D/A · $98,223,280 sold of Indefinite · 18 investors · min. $100,000 · role: Executive Officer (Mr. Buckner is the Manager and President of NuWave Investment Management, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Mar 19, 2014 · D/A · $96,288,379 sold of Indefinite · 18 investors · min. $100,000 · role: Executive Officer (Mr. Buckner is the Manager and President of NuWave Investment Management, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Mar 19, 2013 · D/A · $95,927,546 sold of Indefinite · 18 investors · min. $100,000 · role: Executive Officer (Mr. Buckner is the Manager and President of NuWave Investment Management, LLC, the General Partner of the Issuer.) EDGAR ↗
  • Mar 19, 2012 · D/A · $27,299,357 sold of Indefinite · 15 investors · min. $100,000 · role: Executive Officer (Mr. Buckner is the Manager and President of NuWave Investment Mangement LLC the General Partner of the Issuer.) EDGAR ↗
  • Mar 18, 2011 · D/A · $23,719,900 sold of Indefinite · 14 investors · min. $100,000 · role: Executive Officer (Mr. Buckner is the Manager and President of NuWave Investment Mangement LLC the General Partner of the Issuer.) EDGAR ↗
  • Dec 30, 2009 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Promoter EDGAR ↗

Raised $129.8M from 22 investors as of the latest filing. Troy is listed as executive officer, promoter on 13 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NO
Pooled Investment Fund · group: Nuwave

NUWAVE OFFSHORE FUND LTD

Grand Cayman, Cayman Islands (as filed: E9) · Mar 13, 2009 → Mar 10, 2020 · 12 filings
  • Mar 10, 2020 · D/A · $499,589,599 sold of Indefinite · 114 investors · min. $100,000 · role: Executive Officer, Director ("Mr. Buckner is a Director of the Issuer and the Manager and President of NuWave Investment Management, LLC, the Investment Manager of the Issuer (the ""Investment Manager"").") EDGAR ↗
  • May 3, 2019 · D/A · $499,389,599 sold of Indefinite · 113 investors · min. $100,000 · role: Executive Officer, Director ("Mr. Buckner is a Director of the Issuer and the Manager and President of NuWave Investment Management, LLC, the Investment Manager of the Issuer (the ""Investment Manager"").") EDGAR ↗
  • Mar 20, 2018 · D/A · $499,389,599 sold of Indefinite · 113 investors · min. $100,000 · role: Executive Officer, Director ("Mr. Buckner is a Director of the Issuer and the Manager and President of NuWave Investment Management, LLC, the Investment Manager of the Issuer (the ""Investment Manager"").") EDGAR ↗
  • Mar 21, 2017 · D/A · $499,389,599 sold of Indefinite · 113 investors · min. $50,000 · role: Executive Officer, Director ("Mr. Buckner is a Director of the Issuer and the Manager and President of NuWave Investment Management, LLC, the Investment Manager of the Issuer (the ""Investment Manager"").") EDGAR ↗
  • Mar 21, 2016 · D/A · $499,389,599 sold of Indefinite · 113 investors · min. $50,000 · role: Executive Officer, Director ("Mr. Buckner is a Director of the Issuer and the Manager and President of NuWave Investment Management, LLC, the Investment Manager of the Issuer (the ""Investment Manager"").") EDGAR ↗
  • Mar 19, 2015 · D/A · $499,382,715 sold of Indefinite · 113 investors · min. $50,000 · role: Executive Officer, Director ("Mr. Buckner is a Director of the Issuer and the Manager and President of NuWave Investment Management, LLC, the Investment Manager of the Issuer (the ""Investment Manager"").") EDGAR ↗
  • Mar 19, 2014 · D/A · $499,366,511 sold of Indefinite · 113 investors · min. $50,000 · role: Executive Officer, Director ("Mr. Buckner is a Director of the Issuer and the Manager and President of NuWave Investment Management, LLC, the Investment Manager of the Issuer (the ""Investment Manager"").") EDGAR ↗
  • Mar 19, 2013 · D/A · $499,134,471 sold of Indefinite · 113 investors · min. $50,000 · role: Executive Officer, Director ("Mr. Buckner is a Director of the Issuer and the Manager and President of NuWave Investment Management, LLC, the Investment Manager of the Issuer (the ""Investment Manager"").") EDGAR ↗
  • Mar 19, 2012 · D/A · $460,498,752 sold of Indefinite · 106 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 18, 2011 · D/A · $377,967,300 sold of Indefinite · 94 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 17, 2010 · D/A · $305,885,076 sold of Indefinite · 72 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 13, 2009 · D/A · $52,631,776 sold of Indefinite · 18 investors · min. $50,000 · role: Director EDGAR ↗

Raised $499.6M from 114 investors as of the latest filing. Troy is listed as executive officer, director on 12 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NL
Pooled Investment Fund · group: Nuwave

NUWAVE LONG/SHORT FEEDER FUND LTD.

Parsippany, NJ · Jan 13, 2010 → Mar 10, 2020 · 11 filings
  • Mar 10, 2020 · D/A · $75,931,486 sold of Indefinite · 33 investors · min. $100,000 · role: Executive Officer, Director ("Mr. Buckner is a Director of the Issuer and the Manager and President of NuWave Investment Management, LLC, the Investment Manager of the Issuer (the ""Investment Manager"").") EDGAR ↗
  • May 3, 2019 · D/A · $75,931,486 sold of Indefinite · 33 investors · min. $100,000 · role: Executive Officer, Director ("Mr. Buckner is a Director of the Issuer and the Manager and President of NuWave Investment Management, LLC, the Investment Manager of the Issuer (the ""Investment Manager"").") EDGAR ↗
  • Mar 20, 2018 · D/A · $75,931,486 sold of Indefinite · 33 investors · min. $100,000 · role: Executive Officer, Director ("Mr. Buckner is a Director of the Issuer and the Manager and President of NuWave Investment Management, LLC, the Investment Manager of the Issuer (the ""Investment Manager"").") EDGAR ↗
  • Mar 21, 2017 · D/A · $75,931,486 sold of Indefinite · 33 investors · min. $100,000 · role: Executive Officer, Director ("Mr. Buckner is a Director of the Issuer and the Manager and President of NuWave Investment Management, LLC, the Investment Manager of the Issuer (the ""Investment Manager"").") EDGAR ↗
  • Mar 21, 2016 · D/A · $70,931,486 sold of Indefinite · 32 investors · min. $100,000 · role: Executive Officer, Director ("Mr. Buckner is a Director of the Issuer and the Manager and President of NuWave Investment Management, LLC, the Investment Manager of the Issuer (the ""Investment Manager"").") EDGAR ↗
  • Mar 19, 2015 · D/A · $70,927,204 sold of Indefinite · 32 investors · min. $100,000 · role: Executive Officer, Director ("Mr. Buckner is a Director of the Issuer and the Manager and President of NuWave Investment Management, LLC, the Investment Manager of the Issuer (the ""Investment Manager"").") EDGAR ↗
  • Mar 19, 2014 · D/A · $70,913,795 sold of Indefinite · 32 investors · min. $100,000 · role: Executive Officer, Director ("Mr. Buckner is a Director of the Issuer and the Manager and President of NuWave Investment Management, LLC, the Investment Manager of the Issuer (the ""Investment Manager"").") EDGAR ↗
  • Mar 19, 2013 · D/A · $70,686,865 sold of Indefinite · 32 investors · min. $100,000 · role: Executive Officer, Director ("Mr. Buckner is a Director of the Issuer and the Manager and President of NuWave Investment Management, LLC, the Investment Manager of the Issuer (the ""Investment Manager"").") EDGAR ↗
  • Mar 19, 2012 · D/A · $69,864,702 sold of Indefinite · 30 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 18, 2011 · D/A · $42,590,900 sold of Indefinite · 22 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 13, 2010 · D · $31,689,000 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗

Raised $75.9M from 33 investors as of the latest filing. Troy is listed as executive officer, director on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NL
Pooled Investment Fund · group: Nuwave

NuWave Large Cap Active Alpha L.P.

Pasippany, NJ · Sep 12, 2014 → Sep 18, 2019 · 6 filings
  • Sep 18, 2019 · D/A · $1,100,000 sold of Indefinite · 1 investors · min. $250,000 · role: Executive Officer (Executive Officer (Manager and President of NuWave Investment Management, LLC, the General Partner of the issuer)) EDGAR ↗
  • Sep 14, 2018 · D/A · $1,100,000 sold of Indefinite · 1 investors · min. $250,000 · role: Executive Officer (Executive Officer (Manager and President of NuWave Investment Management, LLC, the General Partner of the issuer)) EDGAR ↗
  • Sep 8, 2017 · D/A · $1,100,000 sold of Indefinite · 1 investors · min. $250,000 · role: Executive Officer (Executive Officer (Manager and President of NuWave Investment Management, LLC, the General Partner of the issuer)) EDGAR ↗
  • Sep 9, 2016 · D/A · $1,100,000 sold of Indefinite · 1 investors · min. $250,000 · role: Executive Officer (Executive Officer (Manager and President of NuWave Investment Management, LLC, the General Partner of the issuer)) EDGAR ↗
  • Sep 9, 2015 · D/A · $1,100,000 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Executive Officer (Manager and President of NuWave Investment Management, LLC, the General Partner of the issuer)) EDGAR ↗
  • Sep 12, 2014 · D · $250,000 sold of Indefinite · 1 investors · min. $500,000 · role: Executive Officer (Executive Officer (Manager and President of NuWave Investment Management, LLC, the General Partner of the issuer)) EDGAR ↗

Raised $1.1M from 1 investor as of the latest filing. Troy is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NE
Pooled Investment Fund · group: Nuwave

NuWave Equity Enhanced Fund LP

Parsippany, NJ · Mar 30, 2017
  • Mar 30, 2017 · D · $325,000 sold of Indefinite · 1 investors · min. $250,000 · role: Executive Officer (Manager and President of NuWave Investment Management, LLC, the General Partner of the Issuer) EDGAR ↗

Raised $325K from 1 investor as of the latest filing. Troy is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Troy 7

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CW
Person

Craig A. Weynand

Director · 20 shared filings (2 issuers)

Listed on the same filings as Troy Wayne Buckner. Their page shows their other deals.

DB
Person

David Bree

Director · 16 shared filings (2 issuers) · also on 408 other issuers

David Bree is on 410 issuers in total — a repeat sponsor. Their page lists every one.

FC
Person

Fabio Caleca

Director · 6 shared filings (2 issuers) · also on 4 other issuers

Fabio Caleca is on 6 issuers in total — a repeat sponsor. Their page lists every one.

AF
Person

Andrew M Fingerhut

Director · 5 shared filings (2 issuers)

Listed on the same filings as Troy Wayne Buckner. Their page shows their other deals.

JK
Person

James Kattan

Director · 4 shared filings (2 issuers) · also on 108 other issuers

James Kattan is on 110 issuers in total — a repeat sponsor. Their page lists every one.

YO
Person

Yury V. Orlov

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Troy Wayne Buckner. Their page shows their other deals.

JR
Person

John S. Ryan

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Troy Wayne Buckner. Their page shows their other deals.

The team behind the deals

N
Sponsor group

Nuwave

10 issuers · 71 filings · $799.7M reported sold · 2009–2026

One team, 10 deal companies. Troy Wayne Buckner is listed on 6 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Troy Wayne Buckner.

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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Courts

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Securities regulators

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Business registries

New Jersey Secretary of State business search ↗OpenCorporates ↗

Change history

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