PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:24 AM ET

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Tracy Ellis

Named as an officer, director or promoter on SEC Form D filings · CA · Aug 24, 2020 → Feb 22, 2021

1deal (issuers)
$2.07Mreported sold
17investors
2Form D filings
2020–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:47 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Tracy Ellis is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Aug 2020 and Feb 2021: Agragene, Inc. (San Diego, CA — industry reported as "Other" — 2020–2021; $2.07M reported sold to 17 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Carl Casale (2 shared filings), Clyde Shores (2 shared filings), David Webb (2 shared filings), Gordon Alton (2 shared filings) and Robert Schmidt (2 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Tracy. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 45 bankruptcy cases matching the name listed in Key records below.

What this means 45 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Tracy Ellis and found 6 differences, 3 worth asking the sponsor about: Bankruptcy case: Tracy E. Ellis; Bankruptcy case: Tracy Ellis; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Tracy Ellis has not run yet — it is joining a line of 53,638 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:47 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Tracy Ellis..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

45 cases: 1 open, 44 closed (disposition not in docket feed)

Tracy L. Ellis open
United States Bankruptcy Court, N.D. Mississippi · No. 18-14262 · Filed Oct 30, 2018
Role of Tracy L. Ellis: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in MS (not a filing state)
Tracy Ellis closed
United States Bankruptcy Court, D. Maryland · No. 15-16006 · Filed Apr 28, 2015 · Closed Apr 27, 2020
Role of Tracy Ellis: Debtor · Outcome: Case closed 2020-04-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in MD (not a filing state)
Tracy M Ellis closed
United States Bankruptcy Court, W.D. Missouri · No. 15-60304 · Filed Mar 27, 2015 · Closed Aug 31, 2015
Role of Tracy M Ellis: Debtor · Outcome: Case closed 2015-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in MO (not a filing state)
Tracy B. Ellis closed
United States Bankruptcy Court, S.D. New York · No. 14-10466 · Filed Feb 28, 2014 · Closed Sep 22, 2014
Role of Tracy B. Ellis: Debtor · Outcome: Case closed 2014-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in NY (not a filing state)
Tracy Ellis closed
United States Bankruptcy Court, N.D. Mississippi · No. 13-14648 · Filed Nov 1, 2013 · Closed May 6, 2014
Role of Tracy Ellis: Debtor · Outcome: Case closed 2014-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in MS (not a filing state)
Tracy L Ellis closed
United States Bankruptcy Court, D. New Jersey · No. 13-31225 · Filed Sep 29, 2013 · Closed Mar 19, 2014
Role of Tracy L Ellis: Debtor · Outcome: Case closed 2014-03-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in NJ (not a filing state)
Tracy S Ellis closed
United States Bankruptcy Court, E.D. Wisconsin · No. 13-28209 · Filed Jun 14, 2013 · Closed Dec 17, 2013
Role of Tracy S Ellis: Debtor · Outcome: Case closed 2013-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in WI (not a filing state)
Tracy A. Ellis closed
United States Bankruptcy Court, D. Idaho · No. 13-00713 · Filed Apr 12, 2013 · Closed Jul 16, 2013
Role of Tracy A. Ellis: Debtor · Outcome: Case closed 2013-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in ID (not a filing state)
James L. Ellis and Tracy S. Ellis closed
United States Bankruptcy Court, S.D. Ohio · No. 3:12-bk-35650 · Filed Dec 12, 2012 · Closed Jun 16, 2017
Role of Tracy S. Ellis: Debtor · Outcome: Case closed 2017-06-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in OH (not a filing state)
Tracy L. Ellis closed
United States Bankruptcy Court, W.D. New York · No. 1-12-12467 · Filed Aug 6, 2012 · Closed Dec 21, 2012
Role of Tracy L. Ellis: Debtor · Outcome: Case closed 2012-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in NY (not a filing state)
Tracy L. Ellis closed
United States Bankruptcy Court, W.D. New York · No. 1-11-14390 · Filed Dec 27, 2011 · Closed May 24, 2012
Role of Tracy L. Ellis: Debtor · Outcome: Case closed 2012-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in NY (not a filing state)
Tracy A Ellis and Christina R. Ellis closed
United States Bankruptcy Court, E.D. Wisconsin · No. 11-33005 · Filed Aug 23, 2011 · Closed Dec 2, 2011
Role of Tracy A Ellis and Christina R. Ellis: Debtor · Outcome: Case closed 2011-12-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in WI (not a filing state)
Stephen R Ellis and Tracy L Ellis closed
United States Bankruptcy Court, E.D. Washington · No. 09-05695 · Filed Oct 12, 2009 · Closed Jan 18, 2013
Role of Tracy L Ellis: Debtor · Outcome: Case closed 2013-01-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in WA (not a filing state)
Tracy Ellis closed
United States Bankruptcy Court, D. Maryland · No. 09-15005 · Filed Mar 24, 2009 · Closed Aug 12, 2014
Role of Tracy Ellis: Debtor · Outcome: Case closed 2014-08-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in MD (not a filing state)
Carlton R Ellis and Tracy L Ellis closed
United States Bankruptcy Court, S.D. Ohio · No. 1:08-bk-14043 · Filed Jul 25, 2008 · Closed Mar 17, 2010
Role of Tracy L Ellis: Debtor · Outcome: Case closed 2010-03-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in OH (not a filing state)
Tracy E. Ellis closed
United States Bankruptcy Court, C.D. California · No. 2:08-bk-16748 · Filed May 15, 2008 · Closed Oct 21, 2008
Role of Tracy E. Ellis: Debtor · Outcome: Case closed 2008-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in the person's filing state (CA)
Tracy Ellis closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 07-17395 · Filed Dec 18, 2007 · Closed Jun 1, 2010
Role of Tracy Ellis: Debtor · Outcome: Case closed 2010-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in PA (not a filing state)
Tracy D. Ellis closed
United States Bankruptcy Court, E.D. Missouri · No. 07-43448 · Filed Jun 1, 2007 · Closed Sep 19, 2007
Role of Tracy D. Ellis: Debtor · Outcome: Case closed 2007-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in MO (not a filing state)
Tracy R Ellis closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 06-10363 · Filed Feb 1, 2006 · Closed Aug 3, 2006
Role of Tracy R Ellis: Debtor · Outcome: Case closed 2006-08-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in PA (not a filing state)
Tracy Y. Ellis closed
United States Bankruptcy Court, E.D. Michigan · No. 05-87233 · Filed Oct 16, 2005 · Closed Mar 29, 2006
Role of Tracy Y. Ellis: Debtor · Outcome: Case closed 2006-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in MI (not a filing state)
Scott T. Ellis and Tracy M. Ellis closed
United States Bankruptcy Court, S.D. Ohio · No. 1:05-bk-20674 · Filed Oct 8, 2005 · Closed Apr 12, 2006
Role of Tracy M. Ellis: Debtor · Outcome: Case closed 2006-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in OH (not a filing state)
Tracy L Ellis closed
United States Bankruptcy Court, D. New Jersey · No. 05-20940 · Filed Apr 6, 2005 · Closed Jul 26, 2005
Role of Tracy L Ellis: Debtor · Outcome: Case closed 2005-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in NJ (not a filing state)
Tracy D Ellis and Terri M Ellis closed
United States Bankruptcy Court, D. Kansas · No. 04-21379 · Filed Apr 7, 2004 · Closed Oct 8, 2004
Role of Tracy D Ellis and Terri M Ellis: Debtor · Outcome: Case closed 2004-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in KS (not a filing state)
Darren L. Ellis and Tracy L. Ellis closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 03-32328 · Filed Oct 2, 2003 · Closed Feb 24, 2004
Role of Tracy L. Ellis: Debtor · Outcome: Case closed 2004-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in PA (not a filing state)
TRACY D ELLIS and KIMBERLY J ELLIS closed
United States Bankruptcy Court, M.D. Tennessee · No. 3:03-bk-05184 · Filed Apr 15, 2003 · Closed Mar 1, 2004
Role of TRACY D ELLIS and KIMBERLY J ELLIS: Debtor · Outcome: Case closed 2004-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in TN (not a filing state)
Tracy Ellis closed
United States Bankruptcy Court, C.D. California · No. 2:03-bk-17161 · Filed Mar 17, 2003 · Closed Jul 18, 2003
Role of Tracy Ellis: Debtor · Outcome: Case closed 2003-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in the person's filing state (CA)
Tracy Y. Ellis closed
United States Bankruptcy Court, E.D. Michigan · No. 03-41807 · Filed Jan 22, 2003 · Closed Apr 18, 2005
Role of Tracy Y. Ellis: Debtor · Outcome: Case closed 2005-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in MI (not a filing state)
Tracy H. Ellis closed
United States Bankruptcy Court, D. Connecticut · No. 03-30093 · Filed Jan 8, 2003 · Closed Apr 30, 2003
Role of Tracy H. Ellis: Debtor · Outcome: Case closed 2003-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in CT (not a filing state)
Tracy A. Ellis closed
United States Bankruptcy Court, N.D. California · No. 01-46735 · Filed Dec 21, 2001 · Closed Mar 25, 2002
Role of Tracy A. Ellis: Debtor · Outcome: Case closed 2002-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in the person's filing state (CA)
Douglas M. Ellis, Sr. and Tracy L. Ellis closed
United States Bankruptcy Court, N.D. New York · No. 01-13150 · Filed May 10, 2001 · Closed Sep 11, 2001
Role of Tracy L. Ellis: Debtor · Outcome: Case closed 2001-09-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in NY (not a filing state)
Michael Dale Ellis and Tracy R. Ellis closed
United States Bankruptcy Court, D. South Carolina · No. 01-04404 · Filed Apr 27, 2001 · Closed Aug 15, 2001
Role of Tracy R. Ellis: Debtor · Outcome: Case closed 2001-08-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in SC (not a filing state)
Tracy P. Ellis closed
United States Bankruptcy Court, D. Maryland · No. 00-20028 · Filed Sep 19, 2000 · Closed Apr 24, 2001
Role of Tracy P. Ellis: Debtor · Outcome: Case closed 2001-04-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in MD (not a filing state)
Tracy Ellis and Rachel Ellis closed
United States Bankruptcy Court, N.D. Mississippi · No. 00-11690 · Filed Apr 21, 2000 · Closed Nov 3, 2000
Role of Tracy Ellis and Rachel Ellis: Debtor · Outcome: Case closed 2000-11-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in MS (not a filing state)
Tracy R. Ellis closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 99-10714 · Filed Jan 19, 1999 · Closed Jun 22, 1999
Role of Tracy R. Ellis: Debtor · Outcome: Case closed 1999-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in PA (not a filing state)
Tracy K. Ellis closed
United States Bankruptcy Court, E.D. Michigan · No. 98-44853 · Filed Mar 13, 1998 · Closed Jul 1, 1998
Role of Tracy K. Ellis: Debtor · Outcome: Case closed 1998-07-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in MI (not a filing state)
Brian O. Ellis and Tracy J. Ellis closed
United States Bankruptcy Court, E.D. Virginia · No. 97-28485 · Filed Nov 20, 1997 · Closed Mar 4, 1998
Role of Tracy J. Ellis: Debtor · Outcome: Case closed 1998-03-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in VA (not a filing state)
Tracy L. Ellis closed
United States Bankruptcy Court, D. Oregon · No. 96-66092 · Filed Nov 27, 1996 · Closed Mar 13, 1997
Role of Tracy L. Ellis: Debtor · Outcome: Case closed 1997-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in OR (not a filing state)
Tracy P. Ellis closed
United States Bankruptcy Court, D. Maryland · No. 96-10888 · Filed Feb 9, 1996 · Closed May 28, 1996
Role of Tracy P. Ellis: Debtor · Outcome: Case closed 1996-05-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in MD (not a filing state)
Tracy E. Ellis closed
United States Bankruptcy Court, D. Oregon · No. 94-35229 · Filed Sep 1, 1994 · Closed Nov 6, 1995
Role of Tracy E. Ellis: Debtor · Outcome: Case closed 1995-11-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in OR (not a filing state)
Tracy D. Ellis and Cynthia L. Ellis closed
United States Bankruptcy Court, E.D. Texas · No. 94-40954 · Filed Jun 15, 1994 · Closed Jan 12, 2001
Role of Tracy D. Ellis and Cynthia L. Ellis: Debtor · Outcome: Case closed 2001-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in TX (not a filing state)
Tracy E. Ellis closed
United States Bankruptcy Court, D. Oregon · No. 92-37388 · Filed Nov 12, 1992 · Closed Oct 17, 1994
Role of Tracy E. Ellis: Debtor · Outcome: Case closed 1994-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in OR (not a filing state)
Tracy G Ellis closed
United States Bankruptcy Court, N.D. Illinois · No. 92-19538 · Filed Aug 31, 1992 · Closed May 14, 1993
Role of Tracy G Ellis: Debtor · Outcome: Case closed 1993-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in IL (not a filing state)
Tracy A Ellis and Carolyn M Watson closed
United States Bankruptcy Court, N.D. Illinois · No. 90-00510 · Filed Jan 10, 1990 · Closed Jun 15, 1990
Role of Tracy A Ellis and Carolyn M Watson: Debtor · Outcome: Case closed 1990-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in IL (not a filing state)
Tracy D. Ellis closed
United States Bankruptcy Court, M.D. Florida · No. 2:89-bk-04351 · Filed Jun 21, 1989 · Closed Nov 30, 1989
Role of Tracy D. Ellis: Debtor · Outcome: Case closed 1989-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in FL (not a filing state)
Tracy A. Ellis and Corina M.M. Ellis closed
United States Bankruptcy Court, D. Utah · No. 88-27045 · Filed Nov 30, 1988 · Closed Apr 3, 1989
Role of Tracy A. Ellis and Corina M.M. Ellis: Debtor · Outcome: Case closed 1989-04-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 85 federal dockets); court in UT (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:47 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Tracy Ellis — 3 worth asking about (compared 2 filings on Oct 24, 2026)

Worth asking · May 15, 2008 – Oct 21, 2008

Bankruptcy case: Tracy E. Ellis — filed May 15, 2008

United States Bankruptcy Court, C.D. California docket "Tracy E. Ellis" filed May 15, 2008, closed Oct 21, 2008. Tracy Ellis is listed as Debtor ("Tracy E. Ellis"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗
Sources
Worth asking · Mar 17, 2003 – Jul 18, 2003

Bankruptcy case: Tracy Ellis — filed Mar 17, 2003

United States Bankruptcy Court, C.D. California docket "Tracy Ellis" filed Mar 17, 2003, closed Jul 18, 2003. Tracy Ellis is listed as Debtor. Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗
Sources
Worth asking · Dec 21, 2001 – Mar 25, 2002

Bankruptcy case: Tracy A. Ellis — filed Dec 21, 2001

United States Bankruptcy Court, N.D. California docket "Tracy A. Ellis" filed Dec 21, 2001, closed Mar 25, 2002. Tracy Ellis is listed as Debtor ("Tracy A. Ellis"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. California ↗
Sources
Note · Feb 22, 2021

Tracy Ellis appears on 1 deal that stopped filing before reaching its target

Agragene, Inc. (last filing Feb 22, 2021; $2,072,839 sold of $7,458,759). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Agragene, Inc. — PartnerFacts page ↗
Sources
Note · Feb 5, 2021 – Feb 22, 2021

Form D filed 17 days after the first sale — Agragene, Inc.

The filing says the first sale was Feb 5, 2021. The Form D was filed Feb 22, 2021 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 22, 2021 ↗Agragene, Inc. — PartnerFacts page ↗
Sources
Note · Aug 13, 2020 – Aug 24, 2020

No amendment in the last 12 months on an offering that may still be open — Agragene, Inc. (latest filing Aug 24, 2020)

The latest filing for this offering is dated Aug 24, 2020 (first sale Aug 13, 2020). It reports $2,072,839 sold of $7,458,759 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Aug 24, 2020 ↗Agragene, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 22, 2021 D
Agragene, Inc.
File 021-390068
$0$0$0None listed on this filingEDGAR ↗
Aug 24, 2020 D
Agragene, Inc.
File 021-373921
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Tracy Ellis on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

A
Other

Agragene, Inc.

San Diego, CA · Aug 24, 2020 → Feb 22, 2021 · 2 filings
  • Feb 22, 2021 · D · $145,000 sold of $145,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 24, 2020 · D · $2,072,839 sold of $7,458,759 · 17 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $2.07M from 17 investors (100% of the $145K target) as of the latest filing. Tracy is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Tracy 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

David Webb

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Tracy Ellis. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Carl Casale

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Tracy Ellis. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Clyde Shores

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Tracy Ellis. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Schmidt

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Tracy Ellis. Their page shows their other deals.

GA
No photo found yet (own website and image search run after this page is viewed)
Person

Gordon Alton

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Tracy Ellis. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Tracy Ellis by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Tracy Ellis is listed on: none on file. No website or social profile named in Agragene, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #198,417 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Diego, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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