Torry Berntsen is listed as an executive officer on 2 SEC Form D filings by 1 issuer in Aug 2011: Unigo, LLC (New York, NY — industry reported as "Other" — 2011; $1.63M reported sold to 18 investors).
What this means One deal on file with the SEC, filed Aug 2011. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Adam Burke (2 shared filings), Adam Cohen (2 shared filings), Douglas Cifu (2 shared filings), James Summerfield (2 shared filings), Jay Seid (2 shared filings) and 2 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Torry. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 4 court cases matching the name, 1 bankruptcy case matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Torry Berntsen and found 5 differences, 2 worth asking the sponsor about: 4 court cases name Torry Berntsen; Form D filed 551 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.