Tom Wunderlich is listed as an executive officer and director on 2 SEC Form D filings by 1 issuer between Dec 2009 and Dec 2010: KE2 Therm Solutions, Inc. (Washington, MO — energy conservation — 2009–2010; $9.06M reported sold to 48 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Jeff Kavanagh (2 shared filings), Patrick Holdmeyer (2 shared filings), Doug Brinkmann (1 shared filing) and Steve Roberts (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Tom. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Tom Wunderlich and found 2 differences: No amendment in the last 12 months on an offering that may still be open; Reported revenue range changed between filings.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.