Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 3:50 AM ET

Sponsor Check › Person

Tom Vasicek

Named as an officer, director or promoter on SEC Form D filings · MN · Feb 16, 2021 → Feb 16, 2021

1deal (issuers)

$3.34Mreported sold

33investors

1Form D filing

2021year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:48 AM ET · SEC enforcement last checked: not yet

The short version

Tom Vasicek is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Feb 2021: Gila Therapeutics, Inc. (Edina, MN — biotechnology — 2021; $3.34M reported sold to 33 investors).

What this means One deal on file with the SEC, filed Feb 2021. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Christopher de Souza (1 shared filing), Jon Freeman (1 shared filing), Richard Horan (1 shared filing) and Scott Schorer (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Tom. Each name links to their own page.

The issuer belongs to the sponsor group Gi Dynamics (3 issuers, $2.58M reported sold, 2010–2023).

What this means A sponsor group is one team that sets up a new company for each deal. Gi Dynamics has 3 companies on file and $2.58M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — 4 court cases matching the name, 2 bankruptcy cases matching the name listed in Key records below. Not yet searched: SEC enforcement releases.

What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026) — search queued; this line updates when it has run.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

4 cases: 3 closed (disposition not in docket feed), 1 dismissed

VASICEK v. MERCK & CO., INC. closed

District Court, E.D. Pennsylvania · No. 2:22-cv-00466 · Filed Feb 4, 2022 · Closed Dec 6, 2022

Role of VASICEK: Plaintiff · Outcome: Terminated 2022-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 8 federal dockets); surname only in the caption; court in PA (not a filing state)

Vasicek v. Steven J. Fink & Associates, P.C. dismissed

District Court, N.D. Illinois · No. 1:19-cv-08074 · Filed Dec 10, 2019 · Closed Mar 17, 2021 · Nature of suit: 480 Consumer Credit · Cause: 15:1692 Fair Debt Collection Act

Role of Vasicek: Plaintiff · Outcome: Terminated 2021-03-17 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 8 federal dockets); surname only in the caption; court in IL (not a filing state)

LPP MORTGAGE LTD v. VASICEK, ET AL closed

District Court, D. North Dakota · No. · Filed Nov 1, 2001 · Closed Oct 8, 2002 · Nature of suit: 220 Foreclosure

Role of VASICEK: Defendant · Outcome: Terminated 2002-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 8 federal dockets); surname only in the caption; court in ND (not a filing state)

LPP Mortgage Ltd v. Vasicek closed

District Court, D. North Dakota · No. 2:01-cv-00130 · Filed Nov 1, 2001 · Closed Oct 8, 2002 · Nature of suit: 190 Other contract actions

Role of Vasicek: Defendant · Outcome: Terminated 2002-10-08 — FJC Integrated Database disposition: Multi-district litigation transfer Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 8 federal dockets); surname only in the caption; court in ND (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:48 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

Not yet searched

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

First USA Bank, N.A. v. Vasicek closed

United States Bankruptcy Court, W.D. New York · No. 2-01-02080 · Filed Apr 25, 2001 · Closed Jul 17, 2001

Role of Vasicek: Defendant · Outcome: Case closed 2001-07-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 8 federal dockets); surname only in the caption; court in NY (not a filing state)

Old Home Minnehoma Insurance Company v. Vasicek closed

United States Bankruptcy Court, D. North Dakota · No. 97-07015 · Filed Mar 18, 1997 · Closed May 21, 1997

Role of Vasicek: Defendant · Outcome: Case closed 1997-05-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 8 federal dockets); surname only in the caption; court in ND (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:48 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Not made for individual people — comparisons cover issuers and sponsor groups

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Feb 16, 2021 D Gila Therapeutics, Inc. File 021-389531	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Tom Vasicek on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Biotechnology · group: Gi Dynamics

Gila Therapeutics, Inc.

Edina, MN · Feb 16, 2021

Feb 16, 2021 · D · $401,934 sold of $500,000 · 17 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $3.34M from 33 investors (100% of the $500K target) as of the latest filing. Tom is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Tom 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Person

Jon Freeman

Executive Officer · 1 shared filing (1 issuer) · also on 4 other issuers

Jon Freeman is on 5 issuers in total — a repeat sponsor. Their page lists every one.

Person

Richard Horan

Director · 1 shared filing (1 issuer)

Listed on the same filings as Tom Vasicek. Their page shows their other deals.

Person

Christopher de Souza

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Tom Vasicek. Their page shows their other deals.

Person

Scott Schorer

Executive Officer, Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Tom Vasicek. Their page shows their other deals.

The team behind the deals

Sponsor group

Gi Dynamics

3 issuers · 14 filings · $2.58M reported sold · 2010–2023

GT Gila Therapeutics, Inc. Biotechnology · $3.34M sold · 2016 · listed
E Elless, LLC Other · $25K sold · 2022
GD GI DYNAMICS, INC. Biotechnology · $37.5M sold · 2010

One team, 3 deal companies. Tom Vasicek is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Tom Vasicek.

Registrations and other filings

Adviser registration (Form ADV)

Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Edina, MN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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Tom Vasicek

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

5. Money to insiders

Deals 1

Gila Therapeutics, Inc.

People around Tom 4

Jon Freeman

Richard Horan

Christopher de Souza

Scott Schorer

The team behind the deals

Gi Dynamics

Registrations and other filings

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person