Tom Vanderschaaf is listed as a director on 2 SEC Form D filings by 1 issuer between Oct 2016 and May 2017: Solovis, Inc. (Irving, TX — other technology — 2016–2017; $8M reported sold to 12 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Caleb Doise (2 shared filings), Emmitte Griggs (2 shared filings), James Burke (2 shared filings), James Cowie (2 shared filings), Joshua Smith (2 shared filings) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Tom. Each name links to their own page.
The issuer belongs to the sponsor group Solovis (2 issuers, $4.79M reported sold, 2014–2019).
What this means A sponsor group is one team that sets up a new company for each deal. Solovis has 2 companies on file and $4.79M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 2 court cases matching the name, 1 bankruptcy case matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Tom Vanderschaaf and found 1 difference, 1 worth asking the sponsor about: Bankruptcy case: Vanderschaaf & Vanderschaaf Properties.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.