Tom Rogers is listed as an executive officer and director on 12 SEC Form D filings by 3 issuers between May 2016 and Jul 2021: WinView, Inc. (Redwood City, CA — other technology — 2016–2017; $12.3M reported sold to 40 investors), GameSquare Holdings, Inc. (Frisco, TX — industry reported as "Other" — 2020–2021; $10.8M reported sold to 21 investors) and Frequency Networks, Inc. (Los Angeles, CA — other technology — 2019–2021; $5.05M reported sold to 11 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 5 years. Across those companies the filings report $28.1M sold in total.
Listed alongside Bryan Reyhani (7 shared filings), Lou Schwartz (7 shared filings), Michael Munoz (7 shared filings), Hank Ratner (6 shared filings), Steven Zenz (6 shared filings) and 16 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Tom. Each name links to their own page.
1 of the issuers belongs to the sponsor group Gamesquare (2 issuers, $2.25M reported sold, 2017–2025).
What this means A sponsor group is one team that sets up a new company for each deal. Gamesquare has 2 companies on file and $2.25M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 12 public filings for Tom Rogers and found 5 differences: Form D filed 17 days after the first sale; 8 offerings have no amendment in the last 12 months and may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.