PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:23 AM ET

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Tom Gallatin

Named as an officer, director or promoter on SEC Form D filings · CA · Mar 26, 2010 → Mar 26, 2010

1deal (issuers)
$22.8Mreported sold
4investors
1Form D filing
2010year on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Tom Gallatin is listed as a director on 1 SEC Form D filing by 1 issuer in Mar 2010: Gigamon LLC (Milpitas, CA — other technology — 2010; $22.8M reported sold to 4 investors).

What this means One deal on file with the SEC, filed Mar 2010. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside King Won (1 shared filing), Patrick Leong (1 shared filing), Ted Ho (1 shared filing) and Thomas Cheung (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Tom. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 46 court cases matching the name, 1 state regulator order, 29 bankruptcy cases matching the name listed in Key records below.

What this means 76 records came back, including 11 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Tom Gallatin and found 4 differences, 2 worth asking the sponsor about: VT securities regulator stipulation and consent order naming Tom Gallatin (Jun 5, 2019); Form D filed 65 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Tom Gallatin has not run yet — it is joining a line of 53,030 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

46 cases: 11 open, 7 closed (disposition not in docket feed), 5 judgment, 23 dismissed

Gallatin Wildlife Association v. Jedra open
District Court, D. Montana · No. 2:26-cv-00043 · Filed Apr 28, 2026
Role of Gallatin Wildlife Association: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in MT (not a filing state)
Gallatin Power Partners, LLC v. Citrine Solar LLC open
District Court, S.D. New York · No. 1:26-cv-02018 · Filed Mar 11, 2026 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity Action
Role of Gallatin Power Partners, LLC: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in NY (not a filing state)
Gallatin Power Partners, LLC v. Citrine Solar LLC open
District Court, S.D. New York · No. 1:26-cv-02018 · Filed Mar 11, 2026
Role of Gallatin Power Partners, LLC: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in NY (not a filing state)
Gallatin Power Partners, LLC v. Citrine Solar LLC open
District Court, S.D. New York · No. 1:26-cv-02018 · Filed Mar 11, 2026
Role of Gallatin Power Partners, LLC: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in NY (not a filing state)
Gallatin Power Partners, LLC v. Citrine Solar LLC open
District Court, S.D. New York · No. 1:26-cv-02018 · Filed Mar 11, 2026
Role of Gallatin Power Partners, LLC: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in NY (not a filing state)
Gallatin Power Partners, LLC v. Citrine Solar LLC open
District Court, S.D. New York · No. 1:26-cv-02018 · Filed Mar 11, 2026
Role of Gallatin Power Partners, LLC: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in NY (not a filing state)
Gallatin Power Partners, LLC v. Pine Gate Renewables, LLC open
District Court, S.D. New York · No. 1:25-cv-08946 · Filed Oct 28, 2025 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity Action
Role of Gallatin Power Partners, LLC: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in NY (not a filing state)
Brown v. Gallatin River Ranch Homeowners Association open
District Court, D. Montana · No. 2:25-cv-00072 · Filed Jul 18, 2025
Role of Gallatin River Ranch Homeowners Association: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in MT (not a filing state)
City of Gallatin v. Gallatin Data Centers, LLC open
District Court, M.D. Tennessee · No. 3:24-cv-00868 · Filed Jul 17, 2024 · Nature of suit: Contract: Other · Cause: 28:1441 Notice of Removal- Contract Dispute
Role of City of Gallatin: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in TN (not a filing state)
Gallatin Wildlife Association v. Erickson closed
District Court, D. Montana · No. 9:23-cv-00154 · Filed Dec 18, 2023 · Closed Dec 11, 2025 · Nature of suit: 893 Environmental Matters · Cause: 16:1538 Endangered Species Act
Role of Gallatin Wildlife Association: Plaintiff · Outcome: Terminated 2025-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in MT (not a filing state)
Gallatin Wildlife Association v. Olson open
District Court, D. Montana · No. 2:23-cv-00012 · Filed Mar 2, 2023 · Nature of suit: Environmental Matters · Cause: 42:4321 Review of Agency Action-Environment
Role of Gallatin Wildlife Association: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in MT (not a filing state)
Terry Hubbard v. Gallatin RE Holdings, LLC closed
District Court, C.D. California · No. 2:20-cv-09736 · Filed Oct 23, 2020 · Closed Mar 5, 2021
Role of Gallatin RE Holdings, LLC: Defendant · Outcome: Terminated 2021-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in the person's filing state (CA)
The Fiscal Court of Gallatin County, Kentucky v. Teva Pharmaceutical Industries, Ltd. open
District Court, N.D. Ohio · No. 1:19-op-45891 · Filed Oct 18, 2019 · Nature of suit: 470 Racketeer/Corrupt Organization · Cause: 18:1962 Racketeering (RICO) Act
Role of The Fiscal Court of Gallatin County, Kentucky: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in OH (not a filing state)
Gallatin Manor, LLC v. PNC Bank, N.A. judgment
District Court, E.D. Michigan · No. 2:19-cv-11772 · Filed Jun 14, 2019 · Closed Mar 23, 2020 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Gallatin Manor, LLC: Plaintiff · Outcome: Terminated 2020-03-23 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in MI (not a filing state)
Branch Banking and Trust Company v. Gallatin Oil Company judgment
District Court, N.D. West Virginia · No. 1:19-cv-00116 · Filed May 30, 2019 · Closed Apr 15, 2020 · Nature of suit: 190 Other contract actions
Role of Gallatin Oil Company: Defendant · Outcome: Terminated 2020-04-15 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in WV (not a filing state)
Gallatin v. Janssen Research & Development LLC dismissed
District Court, E.D. Louisiana · No. 2:16-cv-14831 · Filed Sep 20, 2016 · Closed Jun 2, 2020 · Nature of suit: 367 Health care / pharm
Role of Gallatin: Plaintiff · Outcome: Terminated 2020-06-02 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in LA (not a filing state)
Gallatin Wildlife Association v. United States Forest Service judgment
District Court, D. Montana · No. 2:15-cv-00027 · Filed Jun 11, 2015 · Closed May 7, 2019 · Nature of suit: 893 Environmental Matters · Cause: 42:4321 Review of Agency Action-Environment
Role of Gallatin Wildlife Association: Plaintiff · Outcome: Terminated 2019-05-07 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in MT (not a filing state)
Pure Line Seeds, Inc. v. Gallatin Valley Seed Co., Inc. dismissed
District Court, D. Idaho · No. 1:14-cv-00015 · Filed Jan 14, 2014 · Closed Jul 24, 2014 · Nature of suit: Contract: Other · Cause: 09:10 Petition to Vacate Arbitration Award
Role of Gallatin Valley Seed Co., Inc.: Defendant · Outcome: Terminated 2014-07-24 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in ID (not a filing state)
XPO Logistics, Inc. v. Gallatin dismissed
District Court, N.D. Illinois · No. 1:13-cv-01163 · Filed Feb 12, 2013 · Closed Nov 14, 2014 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Gallatin: Defendant · Outcome: Terminated 2014-11-14 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in IL (not a filing state)
XPO Logistics, Inc. v. Gallatin dismissed
District Court, W.D. Michigan · No. 1:12-cv-01260 · Filed Nov 13, 2012 · Closed Feb 12, 2013 · Nature of suit: 190 Other contract actions
Role of Gallatin: Defendant · Outcome: Terminated 2013-02-12 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in MI (not a filing state)
Gallatin v. Foredestine, LLC dismissed
District Court, S.D. New York · No. 1:10-cv-09226 · Filed Dec 9, 2010 · Closed Apr 8, 2016 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Gallatin: Plaintiff · Outcome: Terminated 2016-04-08 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in NY (not a filing state)
Colonial Pacific Leasing Corporation v. Gallatin Asphalt, Inc. dismissed
District Court, D. Montana · No. 2:10-cv-00015 · Filed Apr 12, 2010 · Closed Aug 9, 2011 · Nature of suit: 190 Other contract actions
Role of Gallatin Asphalt, Inc.: Defendant · Outcome: Terminated 2011-08-09 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in MT (not a filing state)
Gallatin v. Illinois Central Railroad Company dismissed
District Court, S.D. Illinois · No. 3:10-cv-00013 · Filed Jan 5, 2010 · Closed Jun 13, 2011 · Nature of suit: Federal Employer's Liability · Cause: 45:51 Railways: Fed. Employer's Liability Act
Role of Gallatin: Plaintiff · Outcome: Terminated 2011-06-13 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in IL (not a filing state)
Everts v. Gallatin Construction, Inc. judgment
District Court, D. Montana · No. 9:08-cv-00165 · Filed Nov 25, 2008 · Closed Jun 23, 2010 · Nature of suit: 190 Other contract actions
Role of Gallatin Construction, Inc.: Defendant · Outcome: Terminated 2010-06-23 — FJC Integrated Database disposition: Judgment on jury verdict; judgment for plaintiff Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in MT (not a filing state)
Burlington Northern Santa Fe Railway Company v. Gallatin Fuels Inc judgment
District Court, D. Wyoming · No. 2:07-cv-00147 · Filed Jun 29, 2007 · Closed Dec 3, 2008 · Nature of suit: 210 Land condemnation
Role of Gallatin Fuels Inc: Defendant · Outcome: Terminated 2008-12-03 — FJC Integrated Database disposition: Judgment on court trial; judgment for plaintiff Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in WY (not a filing state)
Benedict & Benedict, Inc. v. Gallatin Food Mart, Inc. dismissed
District Court, M.D. Tennessee · No. 3:07-cv-00403 · Filed Apr 12, 2007 · Closed Mar 17, 2008 · Nature of suit: 190 Other contract actions
Role of Gallatin Food Mart, Inc.: Defendant · Outcome: Terminated 2008-03-17 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in TN (not a filing state)
McKisic v. H.A.T.S., Inc., Gallatin/Springfield, TN closed
District Court, M.D. Tennessee · No. 3:06-mc-00069 · Filed Jul 6, 2006 · Closed Jul 6, 2006
Role of H.A.T.S., Inc., Gallatin/Springfield, TN: Defendant · Outcome: Terminated 2006-07-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in TN (not a filing state)
Gallatin Steel Company v. Hall Steel Company dismissed
District Court, E.D. Kentucky · No. 2:05-cv-00082 · Filed May 2, 2005 · Closed Sep 30, 2005 · Nature of suit: 864 S.S.I.D.
Role of Gallatin Steel Company: Plaintiff · Outcome: Terminated 2005-09-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in KY (not a filing state)
Groves v. Gallatin Steel Company closed
District Court, E.D. Kentucky · No. 2:03-cv-00152 · Filed Jul 16, 2003 · Closed Nov 13, 2003 · Nature of suit: 893 Environmental matters
Role of Gallatin Steel Company: Defendant · Outcome: Terminated 2003-11-13 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in KY (not a filing state)
Mylor v. Gallatin Steel Company closed
District Court, E.D. Kentucky · No. 2:03-cv-00151 · Filed Jul 16, 2003 · Closed Nov 13, 2003 · Nature of suit: 893 Environmental matters
Role of Gallatin Steel Company: Defendant · Outcome: Terminated 2003-11-13 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in KY (not a filing state)
Bingman v. Gallatin Co. Deten. dismissed
District Court, D. Montana · No. 2:03-cv-00051 · Filed Apr 19, 2003 · Closed Aug 18, 2003 · Nature of suit: 470 Civil (RICO)
Role of Gallatin Co. Deten.: Defendant · Outcome: Terminated 2003-08-18 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in MT (not a filing state)
Gallatin Equipment v. Deere & Company, Inc dismissed
District Court, D. Montana · No. 2:02-cv-00090 · Filed Aug 30, 2002 · Closed Apr 6, 2004 · Nature of suit: 863 D.I.W.C. / D.I.W.W.
Role of Gallatin Equipment: Plaintiff · Outcome: Terminated 2004-04-06 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in MT (not a filing state)
Gallatin Steel Co v. Lexicon, INC. dismissed
District Court, E.D. Kentucky · No. 2:02-cv-00022 · Filed Jan 22, 2002 · Closed Jan 24, 2002 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of Gallatin Steel Co: Plaintiff · Outcome: Terminated 2002-01-24 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in KY (not a filing state)
Benedict v. Gallatin Equipment dismissed
District Court, D. Montana · No. 2:00-cv-00048 · Filed Jul 20, 2000 · Closed Feb 6, 2002 · Nature of suit: 863 D.I.W.C. / D.I.W.W.
Role of Gallatin Equipment: Defendant · Outcome: Terminated 2002-02-06 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in MT (not a filing state)
ELLIS, ET AL v. GALLATIN STEEL CO, ET AL closed
District Court, E.D. Kentucky · No. · Filed Dec 1, 1999 · Closed Oct 8, 2002 · Nature of suit: 893 Environmental matters
Role of GALLATIN STEEL CO: Defendant · Outcome: Terminated 2002-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in KY (not a filing state)
Ellis v. Gallatin Steel Co dismissed
District Court, E.D. Kentucky · No. 2:99-cv-00152 · Filed Jul 30, 1999 · Closed Feb 4, 2000 · Nature of suit: 380 Other personal property damage
Role of Gallatin Steel Co: Defendant · Outcome: Terminated 2000-02-04 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in KY (not a filing state)
United States v. Gallatin Steel Co dismissed
District Court, E.D. Kentucky · No. 2:99-cv-00030 · Filed Feb 25, 1999 · Closed Oct 23, 2002 · Nature of suit: 220 Foreclosure
Role of Gallatin Steel Co: Defendant · Outcome: Terminated 2002-10-23 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in KY (not a filing state)
Greater Yellowstone v. Gallatin National dismissed
District Court, D. Montana · No. 2:99-cv-00008 · Filed Feb 1, 1999 · Closed Dec 3, 2002 · Nature of suit: 893 Environmental matters
Role of Gallatin National: Defendant · Outcome: Terminated 2002-12-03 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in MT (not a filing state)
Bank of Gallatin v. Snead dismissed
District Court, W.D. Missouri · No. 5:96-cv-06070 · Filed May 21, 1996 · Closed Nov 25, 1996 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of Bank of Gallatin: Plaintiff · Outcome: Terminated 1996-11-25 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in MO (not a filing state)
City of Gallatin v. D.S.I.-Braun, Inc. dismissed
District Court, W.D. Missouri · No. 5:95-cv-06225 · Filed Dec 27, 1995 · Closed Dec 3, 1997 · Nature of suit: 190 Other contract actions
Role of City of Gallatin: Plaintiff · Outcome: Terminated 1997-12-03 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in MO (not a filing state)
Gallatin Group Inc v. Meierotto dismissed
District Court, W.D. Washington · No. 2:93-cv-00829 · Filed Jun 18, 1993 · Closed Sep 27, 1993 · Nature of suit: 190 Other contract actions
Role of Gallatin Group Inc: Plaintiff · Outcome: Terminated 1993-09-27 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in WA (not a filing state)
First Savings Bank o v. Gallatin Commerical dismissed
District Court, N.D. Alabama · No. 6:88-cv-01875 · Filed Nov 7, 1988 · Closed Sep 30, 1993 · Nature of suit: 140 Negotiable instruments
Role of Gallatin Commerical: Defendant · Outcome: Terminated 1993-09-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in AL (not a filing state)
GALLATIN DAIRIES INC v. MONTANA STATE dismissed
District Court, D. Montana · No. · Filed Jun 20, 1988 · Closed Jul 6, 1988 · Nature of suit: 450 Interstate commerce
Role of GALLATIN DAIRIES INC: Plaintiff · Outcome: Terminated 1988-07-06 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in MT (not a filing state)
STRAWBERRY v. GALLATIN NAT'L BANK, ET. AL dismissed
District Court, W.D. Pennsylvania · No. 2:88-cv-01332 · Filed Jun 14, 1988 · Closed Jan 4, 1991 · Nature of suit: 190 Other contract actions
Role of GALLATIN NAT'L BANK: Defendant · Outcome: Terminated 1991-01-04 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in PA (not a filing state)
BENLETA ENTERPRISES, INC. v. GALLATIN, ET. AL. closed
District Court, W.D. Pennsylvania · No. 2:87-cv-00877 · Filed Apr 24, 1987 · Closed Sep 29, 1988 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of GALLATIN: Defendant · Outcome: Terminated 1988-09-29 — FJC Integrated Database disposition: Multi-district litigation transfer Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in PA (not a filing state)
MONONGAHELA RAILWAY v. GALLATIN FUEL, INC. dismissed
District Court, W.D. Pennsylvania · No. 2:86-cv-02545 · Filed Dec 1, 1986 · Closed Feb 8, 1988 · Nature of suit: 290 Other real property actions
Role of GALLATIN FUEL, INC.: Defendant · Outcome: Terminated 1988-02-08 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in PA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Stipulation and Consent Order VT · Vermont Department of Financial Regulation, Securities Division
Order date Jun 5, 2019 · Regulator: Vermont Department of Financial Regulation, Securities Division · 19-022-S · Parties (regulator's caption): Gallatin Capital LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same rare surname (4 people in Form D filings); surname only; regulator in VT (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Tom Gallatin..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

29 cases: 27 closed (disposition not in docket feed), 2 open

GALLATIN PAWN & GUN, INC. closed
United States Bankruptcy Court, M.D. Tennessee · No. 3:26-bk-00445 · Filed Feb 2, 2026 · Closed Apr 2, 2026
Role of GALLATIN PAWN & GUN, INC.: Debtor · Outcome: Case closed 2026-04-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in TN (not a filing state)
Gallatin Apts LLC open
United States Bankruptcy Court, D. New Jersey · No. 25-20509 · Filed Oct 6, 2025
Role of Gallatin Apts LLC: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in NJ (not a filing state)
Gallatin Apts MM LLC open
United States Bankruptcy Court, D. New Jersey · No. 25-20510 · Filed Oct 6, 2025
Role of Gallatin Apts MM LLC: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in NJ (not a filing state)
Gallatin Square Company closed
United States Bankruptcy Court, M.D. Tennessee · No. 3:09-bk-14309 · Filed Dec 15, 2009 · Closed Aug 4, 2010
Role of Gallatin Square Company: Debtor · Outcome: Case closed 2010-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in TN (not a filing state)
56 Industries, Inc. and Gallatin Steel closed
United States Bankruptcy Court, N.D. Ohio · No. 07-10334 · Filed Jan 19, 2007 · Closed Jan 18, 2008
Role of 56 Industries, Inc. and Gallatin Steel: Debtor · Outcome: Case closed 2008-01-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in OH (not a filing state)
Fitness Express LLC of Gallatin closed
United States Bankruptcy Court, M.D. Tennessee · No. 3:06-bk-07275 · Filed Dec 6, 2006 · Closed Oct 22, 2010
Role of Fitness Express LLC of Gallatin: Debtor · Outcome: Case closed 2010-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in TN (not a filing state)
G. Wayne Walls v. Gallatin Development Co., Inc. closed
United States Bankruptcy Court, E.D. Tennessee · No. 3:05-ap-03321 · Filed Dec 1, 2005 · Closed Feb 24, 2006
Role of Gallatin Development Co., Inc.: Defendant · Outcome: Case closed 2006-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in TN (not a filing state)
GALLATIN VALLEY FINANCIAL INC v. OLSON closed
United States Bankruptcy Court, D. Montana · No. 04-00061 · Filed May 17, 2004 · Closed Sep 1, 2004
Role of GALLATIN VALLEY FINANCIAL INC: Plaintiff · Outcome: Case closed 2004-09-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in MT (not a filing state)
Covey v. Gallatin River Communications closed
United States Bankruptcy Court, C.D. Illinois · No. 04-08008 · Filed Jan 20, 2004 · Closed Jun 3, 2004
Role of Gallatin River Communications: Defendant · Outcome: Case closed 2004-06-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in IL (not a filing state)
GALLATIN VALLEY FINANCIAL INC v. WATSON closed
United States Bankruptcy Court, D. Montana · No. 03-00039 · Filed May 8, 2003 · Closed Jul 15, 2003
Role of GALLATIN VALLEY FINANCIAL INC: Plaintiff · Outcome: Case closed 2003-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in MT (not a filing state)
Executive Sounding Board Associates, Inc., as Liqu v. Gallatin Steel Company closed
United States Bankruptcy Court, D. Delaware · No. 03-52051 · Filed Mar 26, 2003 · Closed Sep 30, 2003
Role of Gallatin Steel Company: Defendant · Outcome: Case closed 2003-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in DE (not a filing state)
GALLATIN VALLEY FINANCIAL INC v. FIGGINS closed
United States Bankruptcy Court, D. Montana · No. 02-00146 · Filed Dec 16, 2002 · Closed Mar 27, 2003
Role of GALLATIN VALLEY FINANCIAL INC: Plaintiff · Outcome: Case closed 2003-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in MT (not a filing state)
Covey v. Gallatin River Communications closed
United States Bankruptcy Court, C.D. Illinois · No. 01-08236 · Filed Sep 26, 2001 · Closed Feb 25, 2002
Role of Gallatin River Communications: Defendant · Outcome: Case closed 2002-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in IL (not a filing state)
GALLATIN FLYING SERVICES INC closed
United States Bankruptcy Court, M.D. Tennessee · No. 3:00-bk-10630 · Filed Nov 27, 2000 · Closed Jun 20, 2008
Role of GALLATIN FLYING SERVICES INC: Debtor · Outcome: Case closed 2008-06-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in TN (not a filing state)
GALLATIN VALLEY FINANCIAL, INC. DBA ROCKY MOUNTAIN v. CLARK closed
United States Bankruptcy Court, D. Montana · No. 00-00107 · Filed Nov 13, 2000 · Closed Feb 5, 2001
Role of GALLATIN VALLEY FINANCIAL, INC. DBA ROCKY MOUNTAIN: Plaintiff · Outcome: Case closed 2001-02-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in MT (not a filing state)
The First National Bank of Gallatin v. Lee closed
United States Bankruptcy Court, W.D. Missouri · No. 00-05021 · Filed Jun 26, 2000 · Closed Sep 19, 2000
Role of The First National Bank of Gallatin: Plaintiff · Outcome: Case closed 2000-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in MO (not a filing state)
Vaughan Brothers v. Gallatin Grain Co. closed
United States Bankruptcy Court, W.D. Missouri · No. 97-04077 · Filed Jun 20, 1997 · Closed Apr 23, 1998
Role of Gallatin Grain Co.: Defendant · Outcome: Case closed 1998-04-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in MO (not a filing state)
Jere L. Loyd v. First National Bank of Gallatin closed
United States Bankruptcy Court, W.D. Missouri · No. 97-05012 · Filed Mar 5, 1997 · Closed May 1, 1997
Role of First National Bank of Gallatin: Defendant · Outcome: Case closed 1997-05-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in MO (not a filing state)
GALLATIN HEALTH CARE ASSOCIATES closed
United States Bankruptcy Court, M.D. Tennessee · No. 3:95-bk-09504 · Filed Dec 29, 1995 · Closed Sep 14, 1998
Role of GALLATIN HEALTH CARE ASSOCIATES: Debtor · Outcome: Case closed 1998-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in TN (not a filing state)
GALLATIN INDEPENDENT GRAIN PROD., INC. closed
United States Bankruptcy Court, D. Montana · No. 95-22238 · Filed Dec 27, 1995 · Closed Mar 20, 1998
Role of GALLATIN INDEPENDENT GRAIN PROD., INC.: Debtor · Outcome: Case closed 1998-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in MT (not a filing state)
Bank of Gallatin/First State Bank of New Hampton v. Snead closed
United States Bankruptcy Court, W.D. Missouri · No. 95-05027 · Filed Nov 20, 1995 · Closed Apr 2, 1996
Role of Bank of Gallatin/First State Bank of New Hampton: Plaintiff · Outcome: Case closed 1996-04-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in MO (not a filing state)
GALLATIN PARTNERS closed
United States Bankruptcy Court, M.D. Tennessee · No. 3:94-bk-04935 · Filed Jul 25, 1994 · Closed Mar 9, 1995
Role of GALLATIN PARTNERS: Debtor · Outcome: Case closed 1995-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in TN (not a filing state)
Banterra Bank of Gallatin Co. v. Henshaw closed
United States Bankruptcy Court, W.D. Kentucky · No. 94-04001 · Filed Jan 13, 1994 · Closed Aug 11, 1995
Role of Banterra Bank of Gallatin Co.: Plaintiff · Outcome: Case closed 1995-08-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in KY (not a filing state)
Strauss v. First National Bank of Gallatin closed
United States Bankruptcy Court, W.D. Missouri · No. 92-05030 · Filed Nov 5, 1992 · Closed Jan 20, 1993
Role of First National Bank of Gallatin: Defendant · Outcome: Case closed 1993-01-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in MO (not a filing state)
Perry v. Banterra Bank Of Gallatin County closed
United States Bankruptcy Court, M.D. Florida · No. 6:92-ap-00250 · Filed Sep 10, 1992 · Closed Oct 28, 1994
Role of Banterra Bank Of Gallatin County: Defendant · Outcome: Case closed 1994-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in FL (not a filing state)
Whitaker v. Gallatin Valley Furniture Company closed
United States Bankruptcy Court, M.D. Florida · No. 3:92-ap-07392 · Filed Jun 16, 1992 · Closed Feb 20, 1997
Role of Gallatin Valley Furniture Company: Defendant · Outcome: Case closed 1997-02-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in FL (not a filing state)
Budinsky v. Gallatin Nat'l Bank closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 91-02013 · Filed Jan 11, 1991 · Closed May 31, 1991
Role of Gallatin Nat'l Bank: Defendant · Outcome: Case closed 1991-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in PA (not a filing state)
GALLATIN DEVELOPMENT COMPANY closed
United States Bankruptcy Court, M.D. Tennessee · No. 3:90-bk-00704 · Filed Jan 24, 1990 · Closed Jun 24, 1991
Role of GALLATIN DEVELOPMENT COMPANY: Debtor · Outcome: Case closed 1991-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in TN (not a filing state)
Gallatin National Bank v. James R.Murtha closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 86-02118 · Filed Feb 11, 1986 · Closed Oct 30, 1992
Role of Gallatin National Bank: Plaintiff · Outcome: Case closed 1992-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 130 federal dockets); surname only in the caption; court in PA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for Tom Gallatin — 2 worth asking about (compared 1 filing on Oct 24, 2026)

Worth asking · Jun 5, 2019

VT securities regulator stipulation and consent order naming Tom Gallatin (Jun 5, 2019)

Vermont Department of Financial Regulation, Securities Division issued a Stipulation and Consent Order dated Jun 5, 2019. Respondents as listed: Gallatin Capital LLC. Matched to Tom Gallatin. Our match estimate: 40%.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

Sources
Note · Apr 1, 2013 – Jul 11, 2013

Bankruptcy case: Thomas W. Cheung — filed Apr 1, 2013

United States Bankruptcy Court, C.D. California docket "Thomas W. Cheung" filed Apr 1, 2013, closed Jul 11, 2013. Thomas Cheung (listed on the same filings) is listed as Debtor ("Thomas W. Cheung"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Aug 4, 2009 – Nov 23, 2009

Bankruptcy case: Thomas Cheung — filed Aug 4, 2009

United States Bankruptcy Court, S.D. California docket "Thomas Cheung" filed Aug 4, 2009, closed Nov 23, 2009. Thomas Cheung (listed on the same filings) is listed as Debtor ("Thomas Cheung"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Jan 20, 2010 – Mar 26, 2010

Form D filed 65 days after the first sale — Gigamon LLC

The filing says the first sale was Jan 20, 2010. The Form D was filed Mar 26, 2010 — 65 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 50 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 26, 2010 D
Gigamon LLC
File 021-139988
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Tom Gallatin on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

Gigamon LLC

Milpitas, CA · Mar 26, 2010
  • Mar 26, 2010 · D · $22,800,000 sold of $22,800,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $22.8M from 4 investors (100% of the $22.8M target) as of the latest filing. Tom is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Tom 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

PL
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Leong

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Tom Gallatin. Their page shows their other deals.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Ted Ho

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Tom Gallatin. Their page shows their other deals.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Cheung

Director · 1 shared filing (1 issuer)

Listed on the same filings as Tom Gallatin. Their page shows their other deals.

KW
No photo found yet (own website and image search run after this page is viewed)
Person

King Won

Director · 1 shared filing (1 issuer)

Listed on the same filings as Tom Gallatin. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Tom Gallatin by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Tom Gallatin is listed on: none on file. No website or social profile named in Gigamon LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #362,796 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Milpitas, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

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Add a response

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Monitor this person

Members get an email when Tom Gallatin appears on a new Form D, or when a court case or SEC action is matched to them. See plans →