PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:58 AM ET

Sponsor Check › Person

TW
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Todd Waltz

Named as an officer, director or promoter on SEC Form D filings · CA · Jul 15, 2011 → Jan 4, 2019

2deals (issuers)
$9.5Mreported sold
30investors
10Form D filings
2011–2019years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:24 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Todd Waltz is listed as an executive officer and director on 10 SEC Form D filings by 2 issuers between Jul 2011 and Jan 2019: Aemetis Biogas LLC (Cupertino, CA — other energy — 2019; $8.3M reported sold to 1 investors) and AEMETIS, INC (Cupertino, CA — other energy — 2011–2014; $1.2M reported sold to 29 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 8 years. Across those companies the filings report $9.5M sold in total.

Listed alongside Eric A McAfee (10 shared filings), Andrew Foster (9 shared filings), Harold Sorgenti (9 shared filings), Sanjeev Gupta (9 shared filings), John Block (8 shared filings) and 5 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Todd. Each name links to their own page.

All 2 issuers belong to the sponsor group Aemetis (2 issuers, $8.3M reported sold, 2011–2019).

What this means A sponsor group is one team that sets up a new company for each deal. Aemetis has 2 companies on file and $8.3M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 10 public filings for Todd Waltz and found 5 differences, 1 worth asking the sponsor about: 6 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Todd Waltz has not run yet — it is joining a line of 44,402 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:24 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Todd Waltz..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:24 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Todd Waltz — 1 worth asking about (compared 10 filings on Oct 24, 2026)

Note · Jan 4, 2019

Todd Waltz appears on 1 deal that stopped filing before reaching its target

Aemetis Biogas LLC (last filing Jan 4, 2019; $8,300,000 sold of $30,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · Jan 9, 2012 – Oct 6, 2014

6 Form Ds were filed more than 15 days after the first sale

Form D filed 433 days after the first sale — AEMETIS, INC · Form D filed 161 days after the first sale — AEMETIS, INC · Form D filed 103 days after the first sale — AEMETIS, INC · Form D filed 27 days after the first sale — AEMETIS, INC · Form D filed 30 days after the first sale — AEMETIS, INC · and 1 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Jul 1, 2011 – Jan 4, 2019

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Aemetis Biogas LLC (latest filing Jan 4, 2019) · No amendment in the last 12 months on an offering that may still be open — AEMETIS, INC (latest filing Jul 19, 2013) · No amendment in the last 12 months on an offering that may still be open — AEMETIS, INC (latest filing Aug 7, 2012) · No amendment in the last 12 months on an offering that may still be open — AEMETIS, INC (latest filing Jul 15, 2011)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Jul 23, 2012 – Aug 20, 2013

Offering amount changed between filings — AEMETIS, INC

The Jul 23, 2012 filing says $236 offered; the Aug 20, 2013 Form D/A says $501,999.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Jul 15, 2011 – Jul 23, 2012

Reported revenue range changed between filings — AEMETIS, INC

"$5,000,001 - $25,000,000" (Jul 15, 2011); then "$1 - $1,000,000" (Mar 9, 2012); then "Decline to Disclose" (Jul 23, 2012).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 8 offerings reports sales commissions totalling $119,500; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 4, 2019 D
Aemetis Biogas LLC
File 021-329722
$0$0$0None listed on this filingEDGAR ↗
Oct 6, 2014 D
AEMETIS, INC
File 021-225866
$0$0$0None listed on this filingEDGAR ↗
Aug 22, 2013 D
AEMETIS, INC
File 021-201718
$0$0$0None listed on this filingEDGAR ↗
Aug 20, 2013 D/A
AEMETIS, INC
File 021-180196
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2013 D
AEMETIS, INC
File 021-199975
$119,500 (est.)$0$0Colorado Financial Service Corporation BrokerCheck CRD 104343 ↗
via Ramin J Nezafatiazar (CRD 1817973 ↗)

Ramin J. Nezafatiazar BrokerCheck CRD 1817973 ↗
via Colorado Financial Service Corporation (CRD 104343 ↗)

American Trust Investment Services BrokerCheck CRD 3001 ↗
via Bradley C Ellis (CRD 2719214 ↗)

Bradley C Ellis BrokerCheck CRD 2719214 ↗
via American Trust Investment Services (CRD 3001 ↗)
EDGAR ↗
Aug 7, 2012 D
AEMETIS, INC
File 021-182282
$0$0$0None listed on this filingEDGAR ↗
Mar 9, 2012 D
AEMETIS, INC
File 021-174596
$0$0$0None listed on this filingEDGAR ↗
Jul 15, 2011 D
AEMETIS, INC
File 021-162924
$0 (est.)$0 (est.)$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Todd Waltz on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Energy · group: Aemetis

Aemetis Biogas LLC

Cupertino, CA · Jan 4, 2019
  • Jan 4, 2019 · D · $8,300,000 sold of $30,000,000 · 1 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗

Raised $8.3M from 1 investor (28% of the $30M target) as of the latest filing. Todd is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Energy / 506(b) (1,000 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Energy · group: Aemetis

AEMETIS, INC

Cupertino, CA · Jul 15, 2011 → Oct 6, 2014 · 9 filings
  • Oct 6, 2014 · D · $4,139 sold of $4,139 · 4 investors · min. No minimum reported · role: Executive Officer (Executive Vice President, Chief Financial Officer and Secretary) EDGAR ↗
  • Aug 22, 2013 · D · $33,000 sold of $33,000 · 1 investors · min. No minimum reported · role: Executive Officer (Executive Vice President, Chief Financial Officer and Secretary) EDGAR ↗
  • Aug 20, 2013 · D/A · $501,999 sold of $501,999 · 5 investors · min. No minimum reported · role: Executive Officer (Executive Vice President, Chief Financial Officer and Secretary) EDGAR ↗
  • Jul 19, 2013 · D · $1,202,966 sold of $2,000,000 · 14 investors · min. No minimum reported · role: Executive Officer (Executive Vice President, Chief Financial Officer and Secretary) EDGAR ↗
  • Aug 7, 2012 · D · $0 sold of Indefinite · 14 investors · min. No minimum reported · role: Executive Officer (Executive Vice President, Chief Financial Officer and Secretary) EDGAR ↗
  • Jul 23, 2012 · D/A · $236 sold of $236 · 2 investors · min. No minimum reported · role: Executive Officer (Executive Vice President, Chief Financial Officer and Secretary) EDGAR ↗
  • Jun 22, 2012 · D · $236 sold of $236 · 2 investors · min. No minimum reported · role: Executive Officer (Executive Vice President, Chief Financial Officer and Secretary) EDGAR ↗
  • Mar 9, 2012 · D · $1,000 sold of $1,000 · 2 investors · min. No minimum reported · role: Executive Officer (Executive Vice President, Chief Financial Officer, Secretary, Treasurer) EDGAR ↗
  • Jul 15, 2011 · D · $0 sold of Indefinite · 29 investors · min. No minimum reported · role: Executive Officer (Secretary and Chief Financial Officer) EDGAR ↗

Raised $1.2M from 29 investors (100% of the $4,139 target) as of the latest filing. Todd is listed as executive officer on 9 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Energy / 506(b) (1,000 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Todd 10

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

EM
No photo found yet (own website and image search run after this page is viewed)
Person

Eric A McAfee

Executive Officer, Director · 10 shared filings (2 issuers) · also on 3 other issuers

Eric A McAfee is on 5 issuers in total — a repeat sponsor. Their page lists every one.

HS
No photo found yet (own website and image search run after this page is viewed)
Person

Harold Sorgenti

Director · 9 shared filings (1 issuer)

Listed on the same filings as Todd Waltz. Their page shows their other deals.

AF
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Foster

Executive Officer · 9 shared filings (1 issuer)

Listed on the same filings as Todd Waltz. Their page shows their other deals.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Sanjeev Gupta

Executive Officer · 9 shared filings (1 issuer)

Listed on the same filings as Todd Waltz. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

John Block

Director · 8 shared filings (1 issuer)

Listed on the same filings as Todd Waltz. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Hutcheson

Director · 7 shared filings (1 issuer)

Listed on the same filings as Todd Waltz. Their page shows their other deals.

FB
No photo found yet (own website and image search run after this page is viewed)
Person

Francis P. Barton

Director · 5 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Todd Waltz. Their page shows their other deals.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

Michael L Peterson

Director · 4 shared filings (1 issuer) · also on 6 other issuers

Michael L Peterson is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

JACK BLOCK

Director · 1 shared filing (1 issuer)

Listed on the same filings as Todd Waltz. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Devdatt Bhangui

Director · 1 shared filing (1 issuer)

Listed on the same filings as Todd Waltz. Their page shows their other deals.

The team behind the deals

Sponsor group

Aemetis

2 issuers · 10 filings · $8.3M reported sold · 2011–2019

One team, 2 deal companies. Todd Waltz is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Todd Waltz.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Todd Waltz by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Todd Waltz is listed on: none on file. No website or social profile named in Aemetis Biogas LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #242,107 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Cupertino, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

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