Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · VA, DC · Apr 16, 2015 → Dec 10, 2019
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:34 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Todd Klein is listed as an executive officer and director on 23 SEC Form D filings by 10 issuers between Oct 2012 and Aug 2020. Largest by amount reported sold: CAVA GROUP, INC. (Washington, DC — restaurants — 2015–2019; $283.7M reported sold to 55 investors), Temperpack Technologies Inc. (Richmond, VA — industry reported as "Other" — 2019–2020; $31.5M reported sold to 33 investors), La Lumiere LLC (Cleveland, OH — other health care — 2013–2014; $20M reported sold to 11 investors), Swan & Legend Fund 2 L.P. (Leesburg, VA — pooled investment fund — 2013; $17.6M reported sold to 50 investors), Quad Learning, Inc. (Washington, DC — industry reported as "Other" — 2016–2017; $12.8M reported sold to 19 investors) and 5 more (all listed below).
What this means That is a lot of deals — 10 separate companies raised money with this person listed as executive officer and director, over about 8 years. Across those companies the filings report $385M sold in total.
Listed alongside Brett Schulman (7 shared filings), Theodore Xenohristos (7 shared filings), Lambros Grigoropoulos (6 shared filings), Marshall Cannon (6 shared filings), Philippe Bourguignon (4 shared filings) and 56 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Todd. Each name links to their own page.
The issuers belong to 2 sponsor groups: Swan Hospitality (11 issuers, $148.7M reported sold, 2013–2024) and Echo (2 issuers, $6.2M reported sold, 2010–2019).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 10 bankruptcy cases matching the name listed in Key records below.
What this means 10 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 23 public filings for Todd Klein and found 12 differences, 3 worth asking the sponsor about: Bankruptcy case: Todd Klein and Jessica N Klein; Bankruptcy case: Todd L Klein; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Todd Klein has not run yet — it is joining a line of 32,029 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:34 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Todd Klein..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
10 cases: 10 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:34 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
12 differences found between the filings for Todd Klein — 3 worth asking about (compared 23 filings on Oct 24, 2026)
United States Bankruptcy Court, C.D. California docket "Todd Klein and Jessica N Klein" filed Oct 4, 2011, closed Jan 30, 2012. Todd Klein is listed as Debtor ("Todd Klein and Jessica N Klein"). Our match estimate: 44%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
United States Bankruptcy Court, C.D. California docket "Todd L Klein" filed May 1, 1997, closed Sep 4, 1997. Todd Klein is listed as Debtor ("Todd L Klein"). Our match estimate: 44%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
United States Bankruptcy Court, D. Maryland docket "Theodore J Xenohristos" filed Dec 26, 2002, closed Sep 14, 2007. Theodore Xenohristos (listed on the same filings) is listed as Debtor ("Theodore J Xenohristos"). Our match estimate: 80%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
Halcyon Fund, L.P. (last filing Apr 22, 2019; $2,870,000 sold of $6,000,000); SWaN & Legend Fund 3 LP (last filing Apr 10, 2015; $0 sold of $150,000,000). Each has no filing in more than two years and reported under half its target sold.
What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.
The filing says the first sale was Dec 24, 2018. The Form D was filed Jan 11, 2019 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The filing says the first sale was Sep 29, 2017. The Form D was filed Oct 16, 2017 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The filing says the first sale was Feb 13, 2015. The Form D was filed Mar 30, 2015 — 45 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 30 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
No amendment in the last 12 months on an offering that may still be open — Temperpack Technologies Inc. (latest filing Dec 10, 2019) · No amendment in the last 12 months on an offering that may still be open — Echo 360 Holdings, Inc. (latest filing Apr 9, 2019) · No amendment in the last 12 months on an offering that may still be open — CAVA GROUP, INC. (latest filing Dec 6, 2018) · No amendment in the last 12 months on an offering that may still be open — Echo 360 Holdings, Inc. (latest filing Apr 11, 2018) · No amendment in the last 12 months on an offering that may still be open — Echo 360 Holdings, Inc. (latest filing Oct 16, 2017) · and 7 more
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
Todd Klein appears on the Feb 1, 2019 Form D (executive officer) but not on the Apr 22, 2019 Form D/A for the same offering.
What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.
"No Revenues" (Sep 9, 2013); then "Decline to Disclose" (Nov 6, 2014).
What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.
This page covers filings where the address state is VA or DC. A separate record, "Todd Klein" with address state MD, is listed on 1 filing — most recently by ARXAN TECHNOLOGIES INC (Sep 17, 2009). The two records do not overlap in time: this page runs Apr 16, 2015 to Dec 10, 2019; the other has one filing dated Sep 17, 2009.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
VA on 11 filings (Oct 23, 2012 to Aug 7, 2020); DC on 12 filings (Apr 16, 2015 to Dec 10, 2019).
What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
1 of 21 offerings reports sales commissions totalling $1,150,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Aug 7, 2020 D Temperpack Technologies Inc. File 021-372763 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 10, 2019 D CAVA GROUP, INC. File 021-355222 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 10, 2019 D Temperpack Technologies Inc. File 021-355179 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 9, 2019 D Echo 360 Holdings, Inc. File 021-336797 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 1, 2019 D Halcyon Fund, L.P. File 021-331924 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 11, 2019 D Temperpack Technologies Inc. File 021-330276 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 6, 2018 D CAVA GROUP, INC. File 021-327318 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 11, 2018 D Echo 360 Holdings, Inc. File 021-309844 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 16, 2017 D Echo 360 Holdings, Inc. File 021-296759 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 10, 2017 D Quad Learning, Inc. File 021-290329 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 29, 2017 D CAVA GROUP, INC. File 021-283513 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 24, 2017 D Quad Learning, Inc. File 021-281273 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 9, 2016 D Quad Learning, Inc. File 021-262769 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 24, 2015 D/A CAVA GROUP, INC. File 021-248148 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 16, 2015 D CAVA GROUP, INC. File 021-238161 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 10, 2015 D SWaN & Legend Fund 3 LP File 021-237674 | $0 | $0 | $0 The Issuer is obligated to pay a management fee to an affiliate of the Issuer's General Partner. | None listed on this filing | EDGAR ↗ |
| Mar 30, 2015 D LAUNCHPAD CENTRAL, INC. File 021-236941 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 6, 2014 D La Lumiere LLC File 021-227847 | $1,150,000 (est.) | $0 | $0 | Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ | EDGAR ↗ |
| Sep 9, 2013 D La Lumiere LLC File 021-202503 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 15, 2013 D Swan & Legend Fund 2 L.P. File 021-199649 | $0 | $0 | $0 This Issuer is required to pay a management fee to the General Partner (or an affiliate thereof). | None listed on this filing | EDGAR ↗ |
| Oct 23, 2012 D China Senior Care, Inc. File 021-185950 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Todd Klein on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $31.5M from 33 investors (100% of the $31.5M target) as of the latest filing. Todd is listed as director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $283.7M from 55 investors (100% of the $40M target) as of the latest filing. Todd is listed as director on 7 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Restaurants / 506(b) (639 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $5.64M from 17 investors (100% of the $5M target) as of the latest filing. Todd is listed as director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $2.87M from 10 investors (48% of the $6M target) as of the latest filing. Todd is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $12.8M from 19 investors (100% of the $3M target) as of the latest filing. Todd is listed as director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
No sales reported yet as of the latest filing. Todd is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $1.25M from 2 investors (100% of the $1.25M target) as of the latest filing. Todd is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $20M from 11 investors (100% of the $20M target) as of the latest filing. Todd is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $17.6M from 50 investors as of the latest filing. Todd is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $9.6M from 18 investors (100% of the $9.6M target) as of the latest filing. Todd is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.
Listed on the same filings as Todd Klein. Their page shows their other deals.
Listed on the same filings as Todd Klein. Their page shows their other deals.
Listed on the same filings as Todd Klein. Their page shows their other deals.
Listed on the same filings as Todd Klein. Their page shows their other deals.
Listed on the same filings as Todd Klein. Their page shows their other deals.
Listed on the same filings as Todd Klein. Their page shows their other deals.
Joseph Del Guercio is on 6 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Todd Klein. Their page shows their other deals.
Brian Carney is on 8 issuers in total — a repeat sponsor. Their page lists every one.
Phil Bronner is on 5 issuers in total — a repeat sponsor. Their page lists every one.
Fred Schaufeld is on 6 issuers in total — a repeat sponsor. Their page lists every one.
Wayne B. Weisman is on 7 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Todd Klein. Their page shows their other deals.
Listed on the same filings as Todd Klein. Their page shows their other deals.
ANTHONY P. NADER III is on 10 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Todd Klein. Their page shows their other deals.
Cody Nystrom is on 5 issuers in total — a repeat sponsor. Their page lists every one.
John E. Larson is on 5 issuers in total — a repeat sponsor. Their page lists every one.
One team, 11 deal companies. Todd Klein is listed on 2 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Todd Klein.
One team, 2 deal companies. Todd Klein is listed on 1 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Todd Klein.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).
A person is never an adviser firm. 1 of the 10 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): SWaN & Legend Fund 3 LP.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Todd Klein by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 10 issuers this person is listed on — nothing matched.
Websites and social links of the issuers Todd Klein is listed on: none on file. No website or social profile named in CAVA GROUP, INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #223,571 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Washington, DC). Each opens in a new tab; what you find there is not verified by PartnerFacts.
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