Todd Clauer is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Aug 2020: ADVENT Holdings, LLC (Denver, CO — hospitals and physicians — 2020; $83.3M reported sold to 3 investors).
What this means One deal on file with the SEC, filed Aug 2020. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Madan Kandula (1 shared filing), Matthew C. Hicks (1 shared filing), Ross Gundry (1 shared filing) and Timera Garcia (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Todd. Each name links to their own page.
The issuer belongs to the sponsor group Excellere (14 issuers, $2.32B reported sold, 2010–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Excellere has 14 companies on file and $2.32B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 court cases matching the name, 2 bankruptcy cases matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Todd Clauer and found 2 differences: Form D filed 18 days after the first sale; No amendment in the last 12 months on an offering that may still be open.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.