Toby Rice is listed as a director on 3 SEC Form D filings by 2 issuers between Oct 2018 and Dec 2022: Watt Fuel Cell Corp. (Mount Pleasant, PA — energy conservation — 2021–2022; $82.3M reported sold to 51 investors) and COLD BORE TECHNOLOGY INC. (Calgary, Alberta, Canada (as filed: A0) — other technology — 2018; $2.3M reported sold to 4 investors).
What this means 2 separate companies raised money with this person listed as director, over about 4 years. Across those companies the filings report $84.7M sold in total.
Listed alongside Caine Finnerty (2 shared filings), Morgan O'Brien (2 shared filings), Richard Romer (2 shared filings), Roberto M. Sella (2 shared filings), Sarah DeWald (2 shared filings) and 5 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Toby. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 3 public filings for Toby Rice and found 4 differences, 1 worth asking the sponsor about: Paid seller listed without a CRD number: Zelos Capital Ltd; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.