Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:26 AM ET

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Tim Brendle

Named as an officer, director or promoter on SEC Form D filings · SC · Jun 8, 2021 → Jun 8, 2021

1deal (issuers)

$741Kreported sold

2investors

1Form D filing

2021year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:49 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Tim Brendle is listed as a director on 1 SEC Form D filing by 1 issuer in Jun 2021: Carolina Surgery Center, LLC (Fort Mill, SC — other health care — 2021; $741K reported sold to 2 investors).

What this means One deal on file with the SEC, filed Jun 2021. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Brandon Percival (1 shared filing), Holt Smith (1 shared filing), J. Scott Broome (1 shared filing), Kevin Nusz (1 shared filing), Matthew Severance (1 shared filing) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Tim. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 13 court cases matching the name, 2 state regulator orders, 21 bankruptcy cases matching the name listed in Key records below.

What this means 36 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Tim Brendle and found 2 differences, 2 worth asking the sponsor about: NC securities regulator consent order naming Tim Brendle (Jun 29, 2006); NC securities regulator temporary order to cease and desist naming Tim Brendle (Mar 13, 2006).

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Tim Brendle has not run yet — it is joining a line of 33,144 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

13 cases: 4 closed (disposition not in docket feed), 7 dismissed, 2 judgment

Cahaba Ridge Retirement Community LLC v. Brendle Sprinkler Co Inc closed

District Court, N.D. Alabama · No. 2:22-cv-00538 · Filed Apr 28, 2022 · Closed May 9, 2022 · Nature of suit: 380 Personal Property: Other · Cause: 28:1441 Petition for Removal- Property Damage

Role of Brendle Sprinkler Co Inc: Defendant · Outcome: Terminated 2022-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 55 federal dockets); surname only in the caption; court in AL (not a filing state)

Kirby-Smith Machinery Inc v. Brendle closed

District Court, N.D. Texas · No. 1:19-cv-00209 · Filed Oct 5, 2019 · Closed Oct 31, 2019

Role of Brendle: Defendant · Outcome: Terminated 2019-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 55 federal dockets); surname only in the caption; court in TX (not a filing state)

Brendle-Haight v. Principal Life Insurance Com dismissed

District Court, W.D. Louisiana · No. 3:18-cv-00503 · Filed Apr 13, 2018 · Closed Aug 15, 2018 · Nature of suit: 190 Contract: Other · Cause: 29:1132 E.R.I.S.A.-Employee Benefits

Role of Brendle-Haight: Plaintiff · Outcome: Terminated 2018-08-15 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 55 federal dockets); surname only in the caption; court in LA (not a filing state)

Brendle v. Allied Interstate, Inc. dismissed

District Court, D. Colorado · No. 1:08-cv-01330 · Filed Jun 24, 2008 · Closed Jul 23, 2008 · Nature of suit: Consumer Credit · Cause: 15:1692 Fair Debt Collection Act

Role of Brendle: Plaintiff · Outcome: Terminated 2008-07-23 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 55 federal dockets); surname only in the caption; court in CO (not a filing state)

DIRECTV, INC. v. BRENDLE dismissed

District Court, M.D. North Carolina · No. 1:02-cv-00768 · Filed Sep 12, 2002 · Closed Mar 18, 2003 · Nature of suit: 890 Other statutory actions

Role of BRENDLE: Defendant · Outcome: Terminated 2003-03-18 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 55 federal dockets); surname only in the caption; court in NC (not a filing state)

Brendle v. IN Harbor Belt RR Co dismissed

District Court, N.D. Illinois · No. 1:02-cv-05759 · Filed Aug 13, 2002 · Closed Oct 17, 2003 · Nature of suit: 330 Federal employers' liability

Role of Brendle: Plaintiff · Outcome: Terminated 2003-10-17 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 55 federal dockets); surname only in the caption; court in IL (not a filing state)

DAZEY CORPORATION v. BRENDLE'S INC. judgment

District Court, M.D. North Carolina · No. 1:97-cv-00975 · Filed Sep 19, 1997 · Closed Mar 9, 1998 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158

Role of BRENDLE'S INC.: Defendant · Outcome: Terminated 1998-03-09 — FJC Integrated Database disposition: Appeal affirmed (magistrate judge); judgment for defendant Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 55 federal dockets); surname only in the caption; court in NC (not a filing state)

HAYNES v. BRENDLE'S INC. dismissed

District Court, M.D. North Carolina · No. 2:94-cv-00154 · Filed Mar 28, 1994 · Closed Jun 9, 1994 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158

Role of BRENDLE'S INC.: Defendant · Outcome: Terminated 1994-06-09 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 55 federal dockets); surname only in the caption; court in NC (not a filing state)

Rockett v. Brendle's Stores Inc dismissed

District Court, E.D. Tennessee · No. 2:93-cv-00339 · Filed Aug 27, 1993 · Closed Sep 26, 1994 · Nature of suit: 890 Other statutory actions

Role of Brendle's Stores Inc: Defendant · Outcome: Terminated 1994-09-26 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 55 federal dockets); surname only in the caption; court in TN (not a filing state)

FIRST UNION NAT BANK v. BRENDLE'S STORES closed

District Court, M.D. North Carolina · No. 2:93-cv-00432 · Filed Jul 21, 1993 · Closed Nov 26, 1993 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158

Role of BRENDLE'S STORES: Defendant · Outcome: Terminated 1993-11-26 — FJC Integrated Database disposition: Appeal denied (magistrate judge) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 55 federal dockets); surname only in the caption; court in NC (not a filing state)

OTR v. Brendle's Stores Inc closed

District Court, D. South Carolina · No. 8:91-cv-01219 · Filed May 6, 1991 · Closed Dec 28, 1992 · Nature of suit: 190 Other contract actions

Role of Brendle's Stores Inc: Defendant · Outcome: Terminated 1992-12-28 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 55 federal dockets); surname only in the caption; court in the person's filing state (SC)

BRENDLE'S INCORPORATED v. TG&Y STORES COMPANY judgment

District Court, D. South Carolina · No. · Filed Jan 31, 1989 · Closed May 31, 1990 · Nature of suit: 190 Other contract actions

Role of BRENDLE'S INCORPORATED: Plaintiff · Outcome: Terminated 1990-05-31 — FJC Integrated Database disposition: Judgment on directed verdict; judgment for plaintiff Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 55 federal dockets); surname only in the caption; court in the person's filing state (SC)

BRENDLE v. UNION PACIFIC RR CORP dismissed

District Court, D. Nebraska · No. · Filed Nov 10, 1986 · Closed Aug 25, 1989 · Nature of suit: 330 Federal employers' liability

Role of BRENDLE: Plaintiff · Outcome: Terminated 1989-08-25 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 55 federal dockets); surname only in the caption; court in NE (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:49 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

2 state regulator orders

Consent Order NC · North Carolina Department of the Secretary of State, Securities Division

Order date Jun 29, 2006 · Regulator: North Carolina Department of the Secretary of State, Securities Division · Parties (regulator's caption): Brendle Shaffner Financial Advisors, LLC

As listed by the regulator: On June 29, 2006 , the North Carolina Secretary of State's, Securities Division entered into a Consent Order with Brendle Shaffner Financial Advisors, LLC . The Consent Order ordered that Brendle Shaffner Financial Advisors, LLC immediately cease and desist from employing an investment adviser representative without ensuring the investment adviser representative is registered under the North Carolina Investment Advisers Act to act as an investment adviser representative on its behalf. For more information (PDF) . Order / docket ↗ Regulator's list ↗

same rare surname (3 people in Form D filings); surname only; regulator in NC (not a filing state)

Temporary Order to Cease and Desist NC · North Carolina Department of the Secretary of State, Securities Division

Order date Mar 13, 2006 · Regulator: North Carolina Department of the Secretary of State, Securities Division · Parties (regulator's caption): Brendle Shaffner Financial Advisors, LLC; John Willoughby Hearn, III

As listed by the regulator: On March 13, 2006 , the North Carolina Secretary of State's, Securities Division issued a Temporary Order to Cease and Desist to Brendle Shaffner Financial Advisors, LLC ; and John Willoughby Hearn, III . The Temporary Order ordered that John Willoughby Hearn, III immediately cease and desist from transacting business in this State as an investment adviser representative on behalf of Brendle Shaffner Financial Advisors, LLC. Further, the Temporary Order ordered that Brendle Shaffner Financial Advisors, LLC immediately cease and desist from employing and investment adviser representative unless the investment adviser representative is registered under the North Carolina Investment Advisers Act to act as an investment adviser representative on its behalf. For more information (PDF) . Order / docket ↗ Regulator's list ↗

same rare surname (3 people in Form D filings); surname only; regulator in NC (not a filing state)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Tim Brendle..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

21 cases: 21 closed (disposition not in docket feed)

FIA Card Services NA v. Brendle closed

United States Bankruptcy Court, N.D. Georgia · No. 09-06119 · Filed Mar 4, 2009 · Closed May 12, 2009

Role of Brendle: Defendant · Outcome: Case closed 2009-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 55 federal dockets); surname only in the caption; court in GA (not a filing state)

Brendle's Incorporated v. Aroma Mfg. Co., Inc. closed

United States Bankruptcy Court, M.D. North Carolina · No. 98-06007 · Filed Feb 6, 1998 · Closed May 21, 1998

Role of Brendle's Incorporated: Plaintiff · Outcome: Case closed 1998-05-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 55 federal dockets); surname only in the caption; court in NC (not a filing state)

Brendle's Incorporated v. Tennessee Enterprises, Inc. closed

United States Bankruptcy Court, M.D. North Carolina · No. 98-06006 · Filed Feb 6, 1998 · Closed May 29, 1998

Role of Brendle's Incorporated: Plaintiff · Outcome: Case closed 1998-05-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 55 federal dockets); surname only in the caption; court in NC (not a filing state)

Brendle's Incorporated v. Europa Diamond Syndicate, Inc. and closed

United States Bankruptcy Court, M.D. North Carolina · No. 98-06005 · Filed Feb 6, 1998 · Closed Jun 29, 1998

Role of Brendle's Incorporated: Plaintiff · Outcome: Case closed 1998-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 55 federal dockets); surname only in the caption; court in NC (not a filing state)

Brendle's Incorporated v. Hydrokinetic Designs, Inc. closed

United States Bankruptcy Court, M.D. North Carolina · No. 98-06004 · Filed Feb 6, 1998 · Closed May 21, 1998

Role of Brendle's Incorporated: Plaintiff · Outcome: Case closed 1998-05-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 55 federal dockets); surname only in the caption; court in NC (not a filing state)

Brenco A/P v. Brendle's Incorporated closed

United States Bankruptcy Court, M.D. North Carolina · No. 97-06070 · Filed Dec 10, 1997 · Closed Nov 5, 1998

Role of Brendle's Incorporated: Defendant · Outcome: Case closed 1998-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 55 federal dockets); surname only in the caption; court in NC (not a filing state)

Ovation, Inc v. Brendle's Stores, Inc closed

United States Bankruptcy Court, C.D. California · No. 2:97-ap-03335 · Filed Oct 15, 1997 · Closed Dec 10, 1999

Role of Brendle's Stores, Inc: Defendant · Outcome: Case closed 1999-12-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 55 federal dockets); surname only in the caption; court in CA (not a filing state)

York v. Brendle's Incorporated closed

United States Bankruptcy Court, M.D. North Carolina · No. 97-06017 · Filed Feb 24, 1997 · Closed Jun 27, 1997

Role of Brendle's Incorporated: Defendant · Outcome: Case closed 1997-06-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 55 federal dockets); surname only in the caption; court in NC (not a filing state)

Brendle's Incorporated v. Dazey Corporation closed

United States Bankruptcy Court, M.D. North Carolina · No. 97-06008 · Filed Feb 5, 1997 · Closed Sep 28, 1998

Role of Brendle's Incorporated: Plaintiff · Outcome: Case closed 1998-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 55 federal dockets); surname only in the caption; court in NC (not a filing state)

Brendle's Incorporated closed

United States Bankruptcy Court, M.D. North Carolina · No. 96-50495 · Filed Apr 16, 1996 · Closed Feb 13, 2001

Role of Brendle's Incorporated: Debtor · Outcome: Case closed 2001-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 55 federal dockets); surname only in the caption; court in NC (not a filing state)

Brendle's Incorporated v. Abdullah closed

United States Bankruptcy Court, M.D. North Carolina · No. 95-06019 · Filed Jul 5, 1995 · Closed Aug 20, 1996

Role of Brendle's Incorporated: Plaintiff · Outcome: Case closed 1996-08-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 55 federal dockets); surname only in the caption; court in NC (not a filing state)

Brendle's Incorporated v. Frederick Goldman, Inc. closed

United States Bankruptcy Court, M.D. North Carolina · No. 94-02035 · Filed May 31, 1994 · Closed Aug 30, 1994

Role of Brendle's Incorporated: Plaintiff · Outcome: Case closed 1994-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 55 federal dockets); surname only in the caption; court in NC (not a filing state)

Brendle's Incorporated v. Funai Corporation closed

United States Bankruptcy Court, M.D. North Carolina · No. 94-02034 · Filed May 27, 1994 · Closed Dec 9, 1994

Role of Brendle's Incorporated: Plaintiff · Outcome: Case closed 1994-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 55 federal dockets); surname only in the caption; court in NC (not a filing state)

Brendle's Incorporated v. Star Ring, Inc. closed

United States Bankruptcy Court, M.D. North Carolina · No. 94-02033 · Filed May 27, 1994 · Closed Aug 30, 1994

Role of Brendle's Incorporated: Plaintiff · Outcome: Case closed 1994-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 55 federal dockets); surname only in the caption; court in NC (not a filing state)

Brendle's Incorporated v. Ivens Corporation closed

United States Bankruptcy Court, M.D. North Carolina · No. 94-02032 · Filed May 27, 1994 · Closed Oct 12, 1994

Role of Brendle's Incorporated: Plaintiff · Outcome: Case closed 1994-10-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 55 federal dockets); surname only in the caption; court in NC (not a filing state)

Brendle's Incorporated v. Litton Systems, Inc. closed

United States Bankruptcy Court, M.D. North Carolina · No. 94-02031 · Filed May 27, 1994 · Closed Aug 30, 1994

Role of Brendle's Incorporated: Plaintiff · Outcome: Case closed 1994-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 55 federal dockets); surname only in the caption; court in NC (not a filing state)

Canon, U.S.A., Inc. v. Brendle's Stores, Inc. closed

United States Bankruptcy Court, M.D. North Carolina · No. 93-02019 · Filed Jan 26, 1993 · Closed Jun 21, 1993

Role of Brendle's Stores, Inc.: Defendant · Outcome: Case closed 1993-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 55 federal dockets); surname only in the caption; court in NC (not a filing state)

Brendle's Stores, Inc. v. Nader Bral Fine Jewelry, Inc., Individually and as closed

United States Bankruptcy Court, M.D. North Carolina · No. 93-02017 · Filed Jan 15, 1993 · Closed May 28, 1993

Role of Brendle's Stores, Inc.: Plaintiff · Outcome: Case closed 1993-05-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 55 federal dockets); surname only in the caption; court in NC (not a filing state)

Brendle's Incorporated closed

United States Bankruptcy Court, M.D. North Carolina · No. 92-14519 · Filed Nov 22, 1992 · Closed Nov 1, 1996

Role of Brendle's Incorporated: Debtor · Outcome: Case closed 1996-11-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 55 federal dockets); surname only in the caption; court in NC (not a filing state)

Brendle's Stores, Inc. closed

United States Bankruptcy Court, M.D. North Carolina · No. 92-14520 · Filed Nov 22, 1992 · Closed Nov 1, 1996

Role of Brendle's Stores, Inc.: Debtor · Outcome: Case closed 1996-11-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 55 federal dockets); surname only in the caption; court in NC (not a filing state)

Balantzow v. Brendle's, Inc. closed

United States Bankruptcy Court, N.D. Ohio · No. 92-01348 · Filed Jun 8, 1992 · Closed Sep 16, 1992

Role of Brendle's, Inc.: Defendant · Outcome: Case closed 1992-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 55 federal dockets); surname only in the caption; court in OH (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:49 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

2 differences found between the filings for Tim Brendle — 2 worth asking about (compared 1 filing on Oct 24, 2026)

Worth asking · Jun 29, 2006

NC securities regulator consent order naming Tim Brendle (Jun 29, 2006)

North Carolina Department of the Secretary of State, Securities Division issued a Consent Order dated Jun 29, 2006. Respondents as listed: Brendle Shaffner Financial Advisors, LLC. Outcome as listed: On June 29, 2006 , the North Carolina Secretary of State's, Securities Division entered into a Consent Order with Brendle Shaffner Financial Advisors, LLC . The Consent Order ordered that Brendle Shaffner Financial Advisors, LLC immediately cease and desist from employing an investment adviser representative without ensuring the investment adviser representative is registered under the North Carolina Investment Advisers Act to act as an investment adviser representative on its behalf. For more information (PDF) .. Matched to Tim Brendle. Our match estimate: 40%.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

NC order · Consent Order ↗

Sources

NC order · Consent Order ↗ (Jun 29, 2006)

Worth asking · Mar 13, 2006

NC securities regulator temporary order to cease and desist naming Tim Brendle (Mar 13, 2006)

North Carolina Department of the Secretary of State, Securities Division issued a Temporary Order to Cease and Desist dated Mar 13, 2006. Respondents as listed: Brendle Shaffner Financial Advisors, LLC; John Willoughby Hearn, III. Outcome as listed: On March 13, 2006 , the North Carolina Secretary of State's, Securities Division issued a Temporary Order to Cease and Desist to Brendle Shaffner Financial Advisors, LLC ; and John Willoughby Hearn, III . The Temporary Order ordered that John Willoughby Hearn, III immediately cease and desist from transacting business in this State as an investment adviser representative on behalf of Brendle Shaffner Financial Advisors, LLC. Further, the Temporary Order ordered that Brendle Shaffner Financial Advisors, LLC immediately cease and desist from employing and investment adviser representative unless the investment adviser representative is registered under the North Carolina Investment Advisers Act to act as an investment adviser representative on its behalf. For more information (PDF) .. Matched to Tim Brendle. Our match estimate: 40%.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

NC order · Temporary Order to Cease and Desist ↗

Sources

NC order · Temporary Order to Cease and Desist ↗ (Mar 13, 2006)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jun 8, 2021 D Carolina Surgery Center, LLC File 021-402106	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Tim Brendle on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Health Care

Carolina Surgery Center, LLC

Fort Mill, SC · Jun 8, 2021

Jun 8, 2021 · D · $741,000 sold of $741,000 · 2 investors · min. $19,500 · role: Director EDGAR ↗

Raised $741K from 2 investors (100% of the $741K target) as of the latest filing. Tim is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Tim 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Holt Smith

Director · 1 shared filing (1 issuer)

Listed on the same filings as Tim Brendle. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

J. Scott Broome

Director · 1 shared filing (1 issuer)

Listed on the same filings as Tim Brendle. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Ronald Singer

Director · 1 shared filing (1 issuer)

Listed on the same filings as Tim Brendle. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Kevin Nusz

Director · 1 shared filing (1 issuer)

Listed on the same filings as Tim Brendle. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Richard Warrin

Director · 1 shared filing (1 issuer)

Listed on the same filings as Tim Brendle. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Brandon Percival

Director · 1 shared filing (1 issuer)

Listed on the same filings as Tim Brendle. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Matthew Severance

Director · 1 shared filing (1 issuer)

Listed on the same filings as Tim Brendle. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Sami Owedia

Director · 1 shared filing (1 issuer)

Listed on the same filings as Tim Brendle. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Tim Brendle by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Tim Brendle is listed on: none on file. No website or social profile named in Carolina Surgery Center, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #189,187 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Fort Mill, SC). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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Tim Brendle

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

NC securities regulator consent order naming Tim Brendle (Jun 29, 2006)

NC securities regulator temporary order to cease and desist naming Tim Brendle (Mar 13, 2006)

5. Money to insiders

Deals 1

People around Tim 8

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person