Sponsor Check › Person
Related person on Form D filings · address state as listed: NY · listed Mar 11, 2010 → May 29, 2025
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
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SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
0 of 10 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | May 29, 2025 D/A File 021-264993 | $0 (est.) | $0 (est.) | $0 (est.) The Investment Manager is paid customary management fees. | None listed on this filing |
| EDGAR ↗ | Mar 15, 2011 D File 021-156705 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 25, 2011 D/A File 021-139487 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 25, 2011 D/A File 021-140769 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Apr 15, 2010 D File 021-140697 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Mar 11, 2010 D/A File 021-75642 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 11, 2010 D/A File 021-86686 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 11, 2010 D/A File 021-91958 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 11, 2010 D/A File 021-106044 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 11, 2010 D/A File 021-128880 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | COPERNICO LATAM HIGH YIELD FUND group: Brown Advisory | Director | May 29, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $500,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COPERNICO LATAM HIGH YIELD FUND group: Brown Advisory | Director | May 30, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $500,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COPERNICO LATAM HIGH YIELD FUND group: Brown Advisory | Director | Jun 6, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $500,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COPERNICO LATAM HIGH YIELD FUND group: Brown Advisory | Director | Jun 10, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $500,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COPERNICO LATAM HIGH YIELD FUND group: Brown Advisory | Director | Jun 10, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $500,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COPERNICO LATAM HIGH YIELD FUND group: Brown Advisory | Director | Jun 10, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $500,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COPERNICO LATAM HIGH YIELD FUND group: Brown Advisory | Director | Jun 10, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $500,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COPERNICO LATAM HIGH YIELD FUND group: Brown Advisory | Director | Jun 12, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $500,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COPERNICO LATAM HIGH YIELD FUND group: Brown Advisory | Director | Jun 13, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $500,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CDK Investments Ltd. group: Brown Advisory | Director | Mar 15, 2011 | D | Indefinite similar: $155,000–$5,250,000 | $2,000,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Brown Advisory (Bermuda) Ltd. - Brown Advisory Hedged Emerging Markets Fund group: Brown Advisory | Executive Officer, Director | Feb 25, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $8,250,000 | 20 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Brown Advisory (Bermuda) Ltd.- Brown Advisory Alternative Strategies Fund group: Brown Advisory | Executive Officer, Director | Feb 25, 2011 | D/A | Indefinite similar: $155,000–$5,250,000 | $24,112,887 | 41 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Brown Advisory (Bermuda) Ltd. - Brown Advisory Hedged Emerging Markets Fund group: Brown Advisory | Executive Officer, Director Treasurer | Apr 19, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $5,850,000 | 13 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Brown Advisory (Bermuda) Ltd. - Brown Advisory Hedged Emerging Markets Fund group: Brown Advisory | Executive Officer, Director Treasurer | Apr 16, 2010 | D | Indefinite similar: $155,000–$5,250,000 | $5,750,000 | 12 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Brown Advisory Hedged Emerging Markets, L.P. group: Brown Advisory | Executive Officer Member of the General Partner | Apr 15, 2010 | D | Indefinite similar: $155,000–$5,250,000 | $7,211,800 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Brown Advisory (Bermuda) Ltd.- Brown Advisory Alternative Strategies Fund group: Brown Advisory | Executive Officer, Director | Mar 11, 2010 | D | Indefinite similar: $155,000–$5,250,000 | $22,341,679 | 39 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | CDK ASIA L P group: Brown Advisory | Executive Officer Member of the General Partner | Mar 11, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $18,281,869 | 22 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CDK Asia Select LP group: Brown Advisory | Executive Officer Member of the General Partner | Mar 11, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $21,600,000 | 25 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CDK Investments LP group: Brown Advisory | Executive Officer Member of the General Partner | Mar 11, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $5,768,836 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CDK Global Long Short Equity L P group: Brown Advisory | Executive Officer Member of the General Partner | Mar 11, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $24,207,000 | 19 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | BROWN ADVISORY ALTERNATIVE STRATEGIES, L.P. group: Brown Advisory | Executive Officer Member of the General Partner | Mar 11, 2010 | D/A | Indefinite similar: $155,000–$5,250,000 | $43,317,599 | 19 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Thomas W. Keesee. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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