Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · WA, NY · Jun 7, 2012 → Oct 2, 2012
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Thomas J. Virgin is listed as an executive officer and director on 5 SEC Form D filings by 2 issuers between Feb 2009 and Oct 2013: HIPCRICKET, INC. (Kirkland, WA — telecommunications — 2012–2013; $40.1M reported sold to 141 investors) and University Funds, LLC (Issaquah, WA — pooled investment fund — 2009; $200K reported sold to 2 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 4 years. Across those companies the filings report $40.3M sold in total.
Listed alongside Donald Stout (4 shared filings), Ivan Braiker (4 shared filings), John Devlin (4 shared filings), Todd E Wilson (4 shared filings), Douglas Stovell (2 shared filings) and 10 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.
All 2 issuers belong to the sponsor group Hipcricket (2 issuers, $342K reported sold, 2009–2013).
What this means A sponsor group is one team that sets up a new company for each deal. Hipcricket has 2 companies on file and $342K reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Thomas J. Virgin and found 11 differences, 2 worth asking the sponsor about: Regulator action naming a team member: Parallax Health Sciences, Inc., Paul Arena and Nathaniel Bradley (Jul 7, 2021); 1000% of the money raised went to insiders; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Thomas J. Virgin has not run yet — it is joining a line of 27,124 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.
Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Thomas J. Virgin..
State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).
1 case: 1 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
11 differences found between the filings for Thomas J. Virgin — 2 worth asking about (compared 5 filings on Oct 24, 2026)
An SEC litigation release dated Jul 7, 2021 names Paul R. Arena (listed on the same filings). The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
The Feb 6, 2009 Form D reports $200,000 sold and $2,000,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).
What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.
University Funds, LLC (last filing Feb 6, 2009; $200,000 sold of $5,000,000). Each has no filing in more than two years and reported under half its target sold.
What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.
The latest filing for this offering is dated Oct 10, 2013 (first sale Oct 4, 2013). It reports $9,550,000 sold of $10,000,000 offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
The latest filing for this offering is dated Oct 2, 2012 (first sale Sep 18, 2012). It reports $250,000 sold of $5,000,000 offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
The latest filing for this offering is dated Feb 6, 2009 (first sale Jan 23, 2009). It reports $200,000 sold of $5,000,000 offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
The Jun 7, 2012 filing lists Thomas J. Virgin as director; the Oct 2, 2012 Form D lists executive officer.
What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.
listed as "Thomas Virgin" on the Feb 6, 2009 filing, and "Thomas J. Virgin" on 4 filings (from Jun 7, 2012).
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
"$5,000,001 - $25,000,000" (Jun 7, 2012); then "Decline to Disclose" (Oct 10, 2013).
What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.
The people listed on the Oct 2, 2012 filing give New York, NY; on the Oct 10, 2013 filing they give Kirkland, WA.
What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.
WA on 3 filings (Feb 6, 2009 to Oct 10, 2013); NY on 2 filings (Jun 7, 2012 to Oct 2, 2012).
What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
1 of 5 offerings reports sales commissions totalling $286,500; 0 report finder's fees; 1 reports proceeds to related persons totalling $2,000,000. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Oct 10, 2013 D HIPCRICKET, INC. File 021-204314 | $286,500 | $0 | $0 | Northland Securities, Inc. BrokerCheck CRD 40258 ↗ | EDGAR ↗ |
| Oct 10, 2013 D HIPCRICKET, INC. File 021-204399 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 2, 2012 D HIPCRICKET, INC. File 021-184912 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 7, 2012 D HIPCRICKET, INC. File 021-179441 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 6, 2009 D University Funds, LLC File 021-126669 | $0 | $0 | $2,000,000 (est.) | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Thomas J. Virgin on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $40.1M from 141 investors (100% of the $142K target) as of the latest filing. Thomas is listed as executive officer, director on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Telecommunications / 506(b) (293 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $200K from 2 investors (4% of the $5M target) as of the latest filing. Thomas is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Listed on the same filings as Thomas J. Virgin. Their page shows their other deals.
Listed on the same filings as Thomas J. Virgin. Their page shows their other deals.
Listed on the same filings as Thomas J. Virgin. Their page shows their other deals.
Listed on the same filings as Thomas J. Virgin. Their page shows their other deals.
Listed on the same filings as Thomas J. Virgin. Their page shows their other deals.
Listed on the same filings as Thomas J. Virgin. Their page shows their other deals.
Listed on the same filings as Thomas J. Virgin. Their page shows their other deals.
Listed on the same filings as Thomas J. Virgin. Their page shows their other deals.
Listed on the same filings as Thomas J. Virgin. Their page shows their other deals.
Listed on the same filings as Thomas J. Virgin. Their page shows their other deals.
Listed on the same filings as Thomas J. Virgin. Their page shows their other deals.
Listed on the same filings as Thomas J. Virgin. Their page shows their other deals.
Listed on the same filings as Thomas J. Virgin. Their page shows their other deals.
Robert Hussey is on 6 issuers in total — a repeat sponsor. Their page lists every one.
One team, 2 deal companies. Thomas J. Virgin is listed on 2 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Thomas J. Virgin.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Thomas J. Virgin by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.
Websites and social links of the issuers Thomas J. Virgin is listed on: none on file. No website or social profile named in HIPCRICKET, INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #325,306 of 374,652 in line (1,330 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Kirkland, WA). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when Thomas J. Virgin appears on a new Form D, or when a court case or SEC action is matched to them. See plans →