PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:02 AM ET

Sponsor Check › Person

Thomas Viertel

Related person on Form D filings · address state as listed: NY · listed Aug 13, 2009 → Dec 19, 2024

16issuers
24Form D filings
2009–2024years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:57 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:57 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:57 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

0 of 16 offerings report sales commissions; 0 report finder's fees; 10 report proceeds to related persons totalling $718,000. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Dec 19, 2024 D
File 021-532734
$0$0$38,500None listed on this filing
EDGAR ↗Nov 25, 2020 D/A
File 021-345166
$0$0$0None listed on this filing
EDGAR ↗Aug 22, 2018 D/A
File 021-307274
$0$0$87,500None listed on this filing
EDGAR ↗Dec 28, 2017 D/A
File 021-287845
$0$0$114,500None listed on this filing
EDGAR ↗Jan 24, 2017 D/A
File 021-253047
$0$0$115,500None listed on this filing
EDGAR ↗Sep 14, 2016 D/A
File 021-265801
$0$0$87,000 (est.)None listed on this filing
EDGAR ↗Apr 14, 2015 D
File 021-237975
$0$0$55,000 (est.)None listed on this filing
EDGAR ↗Aug 8, 2013 D
File 021-201007
$0$0$0None listed on this filing
EDGAR ↗Aug 7, 2012 D/A
File 021-167356
$0$0$75,000None listed on this filing
EDGAR ↗May 16, 2012 D/A
File 021-145534
$0$0$95,000 (est.)None listed on this filing
EDGAR ↗Mar 8, 2012 D
File 021-174508
$0$0$0None listed on this filing
EDGAR ↗Jun 16, 2011 D/A
File 021-159279
$0$0$0None listed on this filing
EDGAR ↗Aug 9, 2010 D
File 021-146111
$0$0$0None listed on this filing
EDGAR ↗Jul 27, 2010 D
File 021-145542
$0$0$0None listed on this filing
EDGAR ↗Apr 7, 2010 D
File 021-140265
$0$0$25,000 (est.)None listed on this filing
EDGAR ↗Aug 13, 2009 D
File 021-133627
$0$0$25,000 (est.)None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗One of These Days Ltd Liability CoExecutive Officer, Promoter
Chairman of Scorpio Entertainment, Inc., a Managing Member of the Sole Managing Member of the Issuer's Managing Member
Dec 19, 2024D$2,000,000
similar: $500,000–$7,000,000
$00
similar: 2–14
$1
similar: $5,000–$50,000
EDGAR ↗BTTF London Ltd Liability CoExecutive Officer, Director
Chairman of Scorpio Entertainment, Inc., a Managing Member of the Sole Managing Member of the Issuer's Managing Member
Nov 25, 2020D/A$1,738,000
similar: $500,000–$7,000,000
$1,340,00067
similar: 2–14
$1
similar: $5,000–$50,000
EDGAR ↗BTTF London Ltd Liability CoExecutive Officer, Director
Chairman of Scorpio Entertainment, Inc., a Managing Member of the Sole Managing Member of the Issuer's Managing Member
Jul 26, 2019D$1,450,000
similar: $500,000–$7,000,000
$860,00043
similar: 2–14
$1
similar: $5,000–$50,000
EDGAR ↗Smokey Joe's Cafe New York Revival Ltd Liability CoExecutive Officer, Director
Chairman of Scorpio Entertainment, Inc., a Managing Member of the Sole Managing Member of the Issuer's Managing Member
Aug 22, 2018D/A$3,650,000
similar: $500,000–$7,000,000
$3,320,000122
similar: 2–14
$1
similar: $5,000–$50,000
EDGAR ↗Smokey Joe's Cafe New York Revival Ltd Liability CoExecutive Officer, Director
Chairman of Scorpio Entertainment, Inc., a Managing Member of the Sole Managing Member of the Issuer's Managing Member
Mar 8, 2018D$2,900,000
similar: $500,000–$7,000,000
$450,00025
similar: 2–14
$1
similar: $5,000–$50,000
EDGAR ↗Parisian Woman Broadway Ltd Liability CoExecutive Officer, Director
Chairman of Scorpio Entertainment, Inc., a Managing Member of the Sole Managing Member of one of the Issuer's two Managing Members
Dec 28, 2017D/A$4,200,000
similar: $500,000–$7,000,000
$4,200,000130
similar: 2–14
$1
similar: $5,000–$50,000
EDGAR ↗Parisian Woman Broadway Ltd Liability CoExecutive Officer, Director
Chairman of Scorpio Entertainment, Inc., a Managing Member of the Sole Managing Member of one of the Issuer's two Managing Members
Jun 1, 2017D$4,200,000
similar: $500,000–$7,000,000
$260,00016
similar: 2–14
$1
similar: $5,000–$50,000
EDGAR ↗Smokey Joe's Cafe Broadway Revival Ltd Liability CoExecutive Officer, Director
Chairman of Scorpio Entertainment, Inc., a Managing Member of the Sole Managing Member of the Issuer's Managing Member
Jan 24, 2017D/A$7,450,000
similar: $500,000–$7,000,000
$1,430,00068
similar: 2–14
$1
similar: $5,000–$50,000
EDGAR ↗Encounter Broadway Ltd Liability CoExecutive Officer, Director
Chairman of Scorpio Entertainment, Inc., a Managing Member of the Sole Managing Member of the Issuer's Managing Member
Sep 14, 2016D/A$3,250,000
similar: $500,000–$7,000,000
$2,775,00097
similar: 2–14
$1
similar: $5,000–$50,000
EDGAR ↗Encounter Broadway Ltd Liability CoExecutive Officer, Director
Chairman of Scorpio Entertainment, Inc., a Managing Member of the Sole Managing Member of the Issuer's Managing Member
Jun 27, 2016D$3,250,000
similar: $500,000–$7,000,000
$687,50035
similar: 2–14
$1
similar: $5,000–$50,000
EDGAR ↗Smokey Joe's Cafe Broadway Revival Ltd Liability CoExecutive Officer, Director
Chairman of Scorpio Entertainment, Inc., a Managing Member of the Sole Managing Member of the Issuer's Managing Member
Dec 14, 2015D$8,500,000
similar: $500,000–$7,000,000
$540,00029
similar: 2–14
$1
similar: $5,000–$50,000
EDGAR ↗P&T 2015 Ltd Liability CoExecutive Officer, Director
Chairman of Scorpio Entertainment, Inc., a Managing Member of the Sole Managing Member of the Issuer's Managing Member
Apr 14, 2015D$2,850,000
similar: $500,000–$7,000,000
$1,540,00073
similar: 2–14
$5,000
similar: $5,000–$50,000
EDGAR ↗OLD JEWS TELLING JOKES CHICAGO, L.P.Executive Officer
MEMBER OF A GENERAL PARTNER (FVRB OJTJ CHICAGO LIMITED LIABILITY COMPANY)
Aug 8, 2013D$750,000
similar: $500,000–$7,000,000
$424,00036
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗54 BELOW LLCExecutive Officer
Managing Director
Aug 7, 2012D/A$5,750,000
similar: $779,000–$5,000,015
$4,325,000132
similar: 2–13
$15,000
similar: $12,500–$100,000
EDGAR ↗Leap Of Faith Broadway Company, L.P.Executive Officer, Director
Director and Chairman of Scorpio Entertainment, Inc.
May 16, 2012D/A$14,650,000
similar: $500,000–$7,000,000
$14,650,000230
similar: 2–14
$1
similar: $5,000–$50,000
EDGAR ↗Old Jews Telling Jokes Theatre Co Limited PartnershipExecutive Officer
Director of a Member of a General Partner (FVBR Theatricals Ventures, LLC)
Mar 8, 2012D$1,575,000
similar: $500,000–$7,000,000
$612,50025
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗54 BELOW LLCExecutive Officer
Managing Director
Oct 17, 2011D$3,750,000
similar: $779,000–$5,000,015
$150,0002
similar: 2–13
$15,000
similar: $12,500–$100,000
EDGAR ↗In Transit Off Broadway Co Limited PartnershipExecutive Officer, Director
Director and Chairman of Scorpio Entertainment, Inc.
Jun 16, 2011D/A$1,500,000
similar: $500,000–$7,000,000
$445,00037
similar: 2–14
$1,000
similar: $5,000–$50,000
EDGAR ↗In Transit Off Broadway Co Limited PartnershipExecutive Officer, Director
Director and Chairman of Scorpio Entertainment, Inc.
May 4, 2011D$1,500,000
similar: $500,000–$7,000,000
$100,0008
similar: 2–14
$1,000
similar: $5,000–$50,000
EDGAR ↗Hairspray UK Touring Company, LPExecutive Officer, Director
Director and Chairman of Scorpio Entertainment, Inc.
Aug 9, 2010D$1,404,967
similar: $500,000–$7,000,000
$1,404,96778
similar: 2–14
$1
similar: $5,000–$50,000
EDGAR ↗In Transit PS Enhancement Company, L.P.Executive Officer, Director
Director and Chairman of Scorpio Entertainment, Inc.
Jul 27, 2010D$175,000
similar: $500,000–$7,000,000
$75,0003
similar: 2–14
$1
similar: $5,000–$50,000
EDGAR ↗Leap Of Faith Broadway Company, L.P.Executive Officer, Director
Director and Chairman of Scorpio Entertainment, Inc.
Jul 27, 2010D$14,650,000
similar: $500,000–$7,000,000
$3,666,66794
similar: 2–14
$1
similar: $5,000–$50,000
EDGAR ↗Little Night Music Revival Co Limited PartnershipExecutive Officer, Director
Director and Chairman of Scorpio Entertainment, Inc.
Apr 7, 2010D$4,800,000
similar: $500,000–$7,000,000
$4,800,000161
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Burn The Floor Broadway Co Limited PartnershipExecutive Officer, Director
Director and Chairman of Scorpio Entertainment, Inc.
Aug 13, 2009D$2,000,000
similar: $500,000–$7,000,000
$2,000,000158
similar: 2–14
No minimum reported
similar: $5,000–$50,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); Restaurants / 506(b) (639 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 37 names on the same filings (14 management entities, 23 people)

People and management entities the issuers listed as related persons on the same Form D filings as Thomas Viertel. Source: the EDGAR rows in the table above.

  • Scorpio Entertainment, Inc. entity — 8 shared filings (6 issuers) · role as listed: Director
  • Marc Routh Productions, Inc. entity — 8 shared filings (6 issuers) · role as listed: Director
  • FVBR Theatrical Ventures, LLC entity — 8 shared filings (6 issuers) · role as listed: Promoter
  • Richard Frankel Productions, Inc. entity — 8 shared filings (6 issuers) · role as listed: Director
  • First Chair, Inc. entity — 2 shared filings (1 issuer) · role as listed: Promoter
  • Endgame Presents, LLC entity — 2 shared filings (1 issuer) · role as listed: Promoter
  • Douglas L. Meyer Productions, LLC entity — 2 shared filings (1 issuer) · role as listed: Promoter
  • JBR Productions, LLC entity — 2 shared filings (1 issuer) · role as listed: Promoter
  • Standing O, Inc. entity — 1 shared filing (1 issuer) · role as listed: Promoter
  • JRW Productions, Inc. entity — 1 shared filing (1 issuer) · role as listed: Promoter
  • Dance Partner Inc. entity — 1 shared filing (1 issuer) · role as listed: Promoter
  • AFL ALNM, Inc. entity — 1 shared filing (1 issuer) · role as listed: Promoter
  • CFP ALNM, Inc. entity — 1 shared filing (1 issuer) · role as listed: Promoter
  • Ambassador Theatre Group - NY, Inc. entity — 1 shared filing (1 issuer) · role as listed: Promoter · also listed on 2 other issuers
  • Steven Baruch — 24 shared filings (16 issuers) · roles as listed: Executive Officer, Director, Promoter · also listed on 1 other issuer
  • Richard Frankel — 24 shared filings (16 issuers) · roles as listed: Executive Officer, Director, Promoter · also listed on 1 other issuer
  • Marc Routh — 24 shared filings (16 issuers) · roles as listed: Executive Officer, Director, Promoter · also listed on 6 other issuers
  • Steve Traxler — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 14 other issuers
  • Douglas L. Meyer — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Janus Cercone — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Michael Manheim — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Christina Papagjika — 2 shared filings (1 issuer) · role as listed: Promoter
  • Janet Rosen — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Peter Gethers — 2 shared filings (2 issuers) · role as listed: Executive Officer
  • Daniel Okrent — 2 shared filings (2 issuers) · role as listed: Executive Officer
  • James Stern — 2 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Richard Levi — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Margo Lion — 1 shared filing (1 issuer) · role as listed: Promoter · also listed on 2 other issuers
  • Joseph Watson — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • Harley Medcalf — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Nic Notley — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • Andrew Fell — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • David Lazar — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director · also listed on 2 other issuers
  • Howard Panter — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • Helen Enright — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • Peter Kavanagh — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • David Babani — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director · also listed on 9 other issuers

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Export this report as PDF (members · included free during the launch period)

Change history

No corrections have been requested for this page.

Facts from public records only, each linked to its source. No ratings, no opinions. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Thomas Viertel appears on a new Form D, or when a court case or SEC action is matched to them. See plans →