Thomas VanderSchaaff is listed as a director on 2 SEC Form D filings by 1 issuer between Aug 2010 and Feb 2012: Blue Cod Technologies, Inc. (Marlborough, MA — other technology — 2010–2012; $8M reported sold to 5 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Robert Bruce (2 shared filings), Steven Lesser (2 shared filings), Anandh Hari (1 shared filing), Francesca T D'Angelo (1 shared filing), Jeffrey E. Brown (1 shared filing) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Thomas VanderSchaaff and found 3 differences, 1 worth asking the sponsor about: Regulator action naming a team member: Hari K. Ravichandran (Aug 21, 2018); and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.