Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:40 AM ET

Sponsor Check › Person

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THOMAS ERICKSON

Named as an officer, director or promoter on SEC Form D filings · NY · Mar 18, 2013 → May 25, 2017

3deals (issuers)

$22.9Mreported sold

97investors

7Form D filings

2013–2017years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

THOMAS ERICKSON is listed as a director on 7 SEC Form D filings by 3 issuers between May 2011 and May 2017: INMAR HOLDINGS INC (New York, NY — business services — 2011–2012; $15.5M reported sold to 95 investors), Anellotech, Inc. (Pearl River, NY — industry reported as "Other" — 2015–2017; $7M reported sold to 1 investors) and PDS Holdco Inc. (New York, NY — other health care — 2013; $400K reported sold to 1 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 6 years. Across those companies the filings report $22.9M sold in total.

Listed alongside ANATOLY GARELIK (4 shared filings), CARLOS GARCIA GONZALEZ (4 shared filings), CHARLES SORENSEN (4 shared filings), DAVID SUDOLSKY (4 shared filings), EDWARD WOLYNIC (4 shared filings) and 18 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around THOMAS. Each name links to their own page.

1 of the issuers belongs to the sponsor group New Mountain (86 issuers, $47.75B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. New Mountain has 86 companies on file and $47.75B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 39 bankruptcy cases matching the name listed in Key records below.

What this means 39 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 7 public filings for THOMAS ERICKSON and found 11 differences, 1 worth asking the sponsor about: Form D filed 89 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for THOMAS ERICKSON has not run yet — it is joining a line of 25,268 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched THOMAS ERICKSON..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

39 cases: 1 open, 38 closed (disposition not in docket feed)

Thomas R. Erickson open

United States Bankruptcy Court, N.D. Illinois · No. 26-06675 · Filed Apr 17, 2026

Role of Thomas R. Erickson: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in IL (not a filing state)

Thomas R. Erickson and June A. Erickson closed

United States Bankruptcy Court, N.D. New York · No. 17-61354 · Filed Oct 20, 2017 · Closed Mar 9, 2018

Role of Thomas R. Erickson and June A. Erickson: Debtor · Outcome: Case closed 2018-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (NY)

Thomas W Erickson and Tiffany M Erickson closed

United States Bankruptcy Court, N.D. Illinois · No. 12-01288 · Filed Jan 16, 2012 · Closed Apr 19, 2012

Role of Thomas W Erickson and Tiffany M Erickson: Debtor · Outcome: Case closed 2012-04-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in IL (not a filing state)

THOMAS A ERICKSON and MARLA J ERICKSON closed

United States Bankruptcy Court, D. Minnesota · No. 11-46281 · Filed Sep 23, 2011 · Closed May 20, 2016

Role of THOMAS A ERICKSON and MARLA J ERICKSON: Debtor · Outcome: Case closed 2016-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in MN (not a filing state)

THOMAS E. ERICKSON and SHERYL A. ERICKSON closed

United States Bankruptcy Court, D. Minnesota · No. 11-41742 · Filed Mar 15, 2011 · Closed Jun 30, 2011

Role of THOMAS E. ERICKSON and SHERYL A. ERICKSON: Debtor · Outcome: Case closed 2011-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in MN (not a filing state)

Thomas L Erickson and Julie A Erickson closed

United States Bankruptcy Court, D. Nebraska · No. 11-40436 · Filed Feb 23, 2011 · Closed Jun 6, 2011

Role of Thomas L Erickson and Julie A Erickson: Debtor · Outcome: Case closed 2011-06-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings

Thomas J Erickson closed

United States Bankruptcy Court, E.D. Wisconsin · No. 10-34642 · Filed Sep 8, 2010 · Closed Jan 7, 2011

Role of Thomas J Erickson: Debtor · Outcome: Case closed 2011-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in WI (not a filing state)

Thomas A. Erickson closed

United States Bankruptcy Court, D. Massachusetts · No. 10-31672 · Filed Aug 18, 2010 · Closed Dec 9, 2010

Role of Thomas A. Erickson: Debtor · Outcome: Case closed 2010-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in MA (not a filing state)

Thomas S Erickson and Denise D Erickson closed

United States Bankruptcy Court, D. Minnesota · No. 10-40160 · Filed Jan 11, 2010 · Closed Apr 28, 2010

Role of Thomas S Erickson and Denise D Erickson: Debtor · Outcome: Case closed 2010-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in MN (not a filing state)

Thomas J. Erickson closed

United States Bankruptcy Court, N.D. Mississippi · No. 09-16670 · Filed Dec 22, 2009 · Closed Apr 20, 2010

Role of Thomas J. Erickson: Debtor · Outcome: Case closed 2010-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in MS (not a filing state)

Thomas J. Erickson closed

United States Bankruptcy Court, D. Nebraska · No. 07-41233 · Filed Jun 28, 2007 · Closed Oct 15, 2007

Role of Thomas J. Erickson: Debtor · Outcome: Case closed 2007-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings

Thomas W. Erickson closed

United States Bankruptcy Court, W.D. Wisconsin · No. 1-07-12340 · Filed Jun 15, 2007 · Closed Oct 9, 2007

Role of Thomas W. Erickson: Debtor · Outcome: Case closed 2007-10-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in WI (not a filing state)

Thomas A. Erickson and Charlotte C. Erickson closed

United States Bankruptcy Court, E.D. Wisconsin · No. 07-24122 · Filed May 30, 2007 · Closed Feb 29, 2008

Role of Thomas A. Erickson and Charlotte C. Erickson: Debtor · Outcome: Case closed 2008-02-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in WI (not a filing state)

THOMAS C ERICKSON closed

United States Bankruptcy Court, D. Minnesota · No. 06-50243 · Filed Jun 26, 2006 · Closed Sep 29, 2006

Role of THOMAS C ERICKSON: Debtor · Outcome: Case closed 2006-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in MN (not a filing state)

Thomas A Erickson closed

United States Bankruptcy Court, E.D. Washington · No. 05-02923 · Filed Apr 11, 2005 · Closed Jul 20, 2005

Role of Thomas A Erickson: Debtor · Outcome: Case closed 2005-07-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in WA (not a filing state)

Thomas R. Erickson and Phyllis Ann Erickson closed

United States Bankruptcy Court, E.D. Wisconsin · No. 05-24974 · Filed Apr 7, 2005 · Closed Jul 23, 2005

Role of Thomas R. Erickson and Phyllis Ann Erickson: Debtor · Outcome: Case closed 2005-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in WI (not a filing state)

Thomas E. Erickson and Pamela D. Erickson closed

United States Bankruptcy Court, E.D. Michigan · No. 05-45125 · Filed Feb 22, 2005 · Closed Sep 8, 2009

Role of Thomas E. Erickson and Pamela D. Erickson: Debtor · Outcome: Case closed 2009-09-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in MI (not a filing state)

Thomas A. Erickson and Sara F. Erickson closed

United States Bankruptcy Court, N.D. Texas · No. 04-82706 · Filed Nov 29, 2004 · Closed Feb 24, 2005

Role of Thomas A. Erickson and Sara F. Erickson: Debtor · Outcome: Case closed 2005-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in TX (not a filing state)

Thomas J. Erickson closed

United States Bankruptcy Court, N.D. Mississippi · No. 04-17391 · Filed Nov 15, 2004 · Closed Jan 19, 2010

Role of Thomas J. Erickson: Debtor · Outcome: Case closed 2010-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in MS (not a filing state)

Thomas J. Erickson and Sharon M. Erickson closed

United States Bankruptcy Court, E.D. Wisconsin · No. 03-35405 · Filed Oct 14, 2003 · Closed Apr 14, 2004

Role of Thomas J. Erickson and Sharon M. Erickson: Debtor · Outcome: Case closed 2004-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in WI (not a filing state)

Thomas E. Erickson closed

United States Bankruptcy Court, N.D. New York · No. 02-17876 · Filed Dec 12, 2002 · Closed May 1, 2003

Role of Thomas E. Erickson: Debtor · Outcome: Case closed 2003-05-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (NY)

Thomas Erickson closed

United States Bankruptcy Court, C.D. California · No. 9:02-bk-13207 · Filed Oct 28, 2002 · Closed Mar 3, 2003

Role of Thomas Erickson: Debtor · Outcome: Case closed 2003-03-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in CA (not a filing state)

Thomas F. Erickson closed

United States Bankruptcy Court, S.D. California · No. 01-12597 · Filed Dec 11, 2001 · Closed Mar 16, 2002

Role of Thomas F. Erickson: Debtor · Outcome: Case closed 2002-03-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in CA (not a filing state)

Thomas L. Erickson closed

United States Bankruptcy Court, D. Nebraska · No. 00-42343 · Filed Nov 16, 2000 · Closed Mar 9, 2001

Role of Thomas L. Erickson: Debtor · Outcome: Case closed 2001-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings

Thomas Erickson closed

United States Bankruptcy Court, D. Massachusetts · No. 00-44510 · Filed Aug 21, 2000 · Closed Jan 10, 2001

Role of Thomas Erickson: Debtor · Outcome: Case closed 2001-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in MA (not a filing state)

Thomas R. Erickson and June A. Erickson closed

United States Bankruptcy Court, N.D. New York · No. 00-63184 · Filed Jun 22, 2000 · Closed Oct 24, 2000

Role of Thomas R. Erickson and June A. Erickson: Debtor · Outcome: Case closed 2000-10-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (NY)

THOMAS A. ERICKSON and SANDRA DOFFING ERICKSON closed

United States Bankruptcy Court, N.D. Florida · No. 00-70217 · Filed Apr 13, 2000 · Closed Jan 3, 2002

Role of THOMAS A. ERICKSON and SANDRA DOFFING ERICKSON: Debtor · Outcome: Case closed 2002-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in FL (not a filing state)

Thomas H Erickson closed

United States Bankruptcy Court, W.D. Washington · No. 99-40268 · Filed Dec 23, 1999 · Closed Mar 31, 2000

Role of Thomas H Erickson: Debtor · Outcome: Case closed 2000-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in WA (not a filing state)

Thomas Erickson and Michele Erickson closed

United States Bankruptcy Court, W.D. Washington · No. 99-12971 · Filed Nov 18, 1999 · Closed Mar 27, 2000

Role of Thomas Erickson and Michele Erickson: Debtor · Outcome: Case closed 2000-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in WA (not a filing state)

Thomas M. Erickson and Cindy S. Erickson closed

United States Bankruptcy Court, D. New Jersey · No. 99-59402 · Filed Aug 16, 1999 · Closed Nov 30, 1999

Role of Thomas M. Erickson and Cindy S. Erickson: Debtor · Outcome: Case closed 1999-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in NJ (not a filing state)

Thomas E. Erickson closed

United States Bankruptcy Court, D. North Dakota · No. 98-30618 · Filed Apr 15, 1998 · Closed Nov 24, 1998

Role of Thomas E. Erickson: Debtor · Outcome: Case closed 1998-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in ND (not a filing state)

Thomas E. Erickson and Nancy L. Erickson closed

United States Bankruptcy Court, D. New Hampshire · No. 97-13811 · Filed Oct 10, 1997 · Closed May 21, 1998

Role of Thomas E. Erickson and Nancy L. Erickson: Debtor · Outcome: Case closed 1998-05-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in NH (not a filing state)

THOMAS A. ERICKSON and SHEILA MARIE ERICKSON closed

United States Bankruptcy Court, D. Nevada · No. 97-20012 · Filed Jan 2, 1997 · Closed Dec 22, 1998

Role of THOMAS A. ERICKSON and SHEILA MARIE ERICKSON: Debtor · Outcome: Case closed 1998-12-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in NV (not a filing state)

THOMAS K ERICKSON closed

United States Bankruptcy Court, D. Minnesota · No. 96-51208 · Filed Dec 23, 1996 · Closed Apr 15, 1997

Role of THOMAS K ERICKSON: Debtor · Outcome: Case closed 1997-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in MN (not a filing state)

Thomas J. Erickson closed

United States Bankruptcy Court, W.D. Tennessee · No. 96-34213 · Filed Oct 25, 1996 · Closed Feb 12, 1997

Role of Thomas J. Erickson: Debtor · Outcome: Case closed 1997-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in TN (not a filing state)

THOMAS R ERICKSON and BONNIE J ERICKSON closed

United States Bankruptcy Court, D. Minnesota · No. 95-35489 · Filed Nov 8, 1995 · Closed Mar 19, 1998

Role of THOMAS R ERICKSON and BONNIE J ERICKSON: Debtor · Outcome: Case closed 1998-03-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in MN (not a filing state)

THOMAS ERICKSON closed

United States Bankruptcy Court, D. Minnesota · No. 94-60387 · Filed Jul 21, 1994 · Closed Dec 20, 1994

Role of THOMAS ERICKSON: Debtor · Outcome: Case closed 1994-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in MN (not a filing state)

THOMAS M ERICKSON and JANE A ERICKSON closed

United States Bankruptcy Court, D. Minnesota · No. 92-47790 · Filed Nov 25, 1992 · Closed Mar 31, 1993

Role of THOMAS M ERICKSON and JANE A ERICKSON: Debtor · Outcome: Case closed 1993-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in MN (not a filing state)

Thomas B. Erickson closed

United States Bankruptcy Court, D. Oregon · No. 91-30415 · Filed Jan 22, 1991 · Closed Apr 17, 1991

Role of Thomas B. Erickson: Debtor · Outcome: Case closed 1991-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 79 federal dockets); 11 people with this name in Form D filings; court in OR (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for THOMAS ERICKSON — 1 worth asking about (compared 7 filings on Oct 24, 2026)

Note · Aug 2, 2013 – Jun 15, 2015

Bankruptcy case: Peter N Masucci, Jr and Linda Marie Masucci — filed Aug 2, 2013

United States Bankruptcy Court, D. New Jersey docket "Peter N Masucci, Jr and Linda Marie Masucci" filed Aug 2, 2013, closed Jun 15, 2015. Peter Masucci (listed on the same filings) is listed as Debtor ("Peter N Masucci, Jr"). Our match estimate: 74%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. New Jersey ↗Peter Masucci — PartnerFacts page ↗

Sources

Worth asking · Aug 21, 2015 – Nov 18, 2015

Form D filed 89 days after the first sale — Anellotech, Inc.

The filing says the first sale was Aug 21, 2015. The Form D was filed Nov 18, 2015 — 89 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 74 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Nov 18, 2015 ↗Anellotech, Inc. — PartnerFacts page ↗

Sources

Form D · Nov 18, 2015 ↗ (Nov 18, 2015)
Anellotech, Inc. — PartnerFacts page ↗ (May 25, 2017)

Note · Aug 21, 2015 – Nov 18, 2015

No amendment in the last 12 months on an offering that may still be open — Anellotech, Inc. (latest filing Nov 18, 2015)

The latest filing for this offering is dated Nov 18, 2015 (first sale Aug 21, 2015). It reports $7,000,000 sold of $10,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Nov 18, 2015 ↗Anellotech, Inc. — PartnerFacts page ↗

Sources

Form D · Nov 18, 2015 ↗ (Nov 18, 2015)
Anellotech, Inc. — PartnerFacts page ↗ (May 25, 2017)

Note · Mar 18, 2013

No amendment in the last 12 months on an offering that may still be open — PDS Holdco Inc. (latest filing Mar 18, 2013)

The latest filing for this offering is dated Mar 18, 2013 (first sale Mar 18, 2013). It reports $400,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

Form D · Mar 18, 2013 ↗PDS Holdco Inc. — PartnerFacts page ↗

Sources

Form D · Mar 18, 2013 ↗ (Mar 18, 2013)
PDS Holdco Inc. — PartnerFacts page ↗ (Mar 18, 2013)

Note · Jun 30, 2010 – Mar 30, 2012

No amendment in the last 12 months on an offering that may still be open — INMAR HOLDINGS INC (latest filing Mar 30, 2012)

The latest filing for this offering is dated Mar 30, 2012 (first sale Jun 30, 2010). It reports $11,626,815 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

Form D/A · Mar 30, 2012 ↗INMAR HOLDINGS INC — PartnerFacts page ↗

Sources

Form D/A · Mar 30, 2012 ↗ (Mar 30, 2012)
INMAR HOLDINGS INC — PartnerFacts page ↗ (Mar 30, 2012)

Note · May 12, 2011 – Mar 18, 2013

THOMAS ERICKSON is written 2 different ways on the filings

listed as "Thomas W. Erickson" on 2 filings (from May 12, 2011), and "Thomas Erickson" on 5 filings (from Mar 18, 2013).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · May 12, 2011 ↗Form D · Mar 18, 2013 ↗THOMAS ERICKSON — PartnerFacts page ↗

Sources

Note · Nov 22, 2024 – Jun 11, 2025

Same name, different state: "Thomas Erickson" (OH) is a separate record

This page covers filings where the address state is NY. A separate record, "Thomas Erickson" with address state OH, is listed on 4 filings — most recently by Dermatologists of Central States, LLC (Jun 11, 2025). The two records do not overlap in time: this page runs Mar 18, 2013 to May 25, 2017; the other runs Nov 22, 2024 to Jun 11, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas Erickson (OH) — PartnerFacts page ↗Form D · Jun 11, 2025 ↗Dermatologists of Central States, LLC — PartnerFacts page ↗THOMAS ERICKSON (NY) — this page ↗

Sources

Thomas Erickson (OH) — PartnerFacts page ↗ (Jun 11, 2025)
Form D · Jun 11, 2025 ↗ (Jun 11, 2025)
Dermatologists of Central States, LLC — PartnerFacts page ↗ (Jun 11, 2025)
THOMAS ERICKSON (NY) — this page ↗ (May 25, 2017)

Note · Dec 31, 2008 – Apr 3, 2023

Same name, different state: "Thomas Erickson" (MN) is a separate record

This page covers filings where the address state is NY. A separate record, "Thomas Erickson" with address state MN, is listed on 9 filings — most recently by Imperative Ventures Fund II, LP (Apr 3, 2023). Both records have filings in the same period (Mar 18, 2013 to May 25, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas Erickson (MN) — PartnerFacts page ↗Form D/A · Apr 3, 2023 ↗Imperative Ventures Fund II, LP — PartnerFacts page ↗THOMAS ERICKSON (NY) — this page ↗

Sources

Thomas Erickson (MN) — PartnerFacts page ↗ (Apr 3, 2023)
Form D/A · Apr 3, 2023 ↗ (Apr 3, 2023)
Imperative Ventures Fund II, LP — PartnerFacts page ↗ (Apr 3, 2023)
THOMAS ERICKSON (NY) — this page ↗ (May 25, 2017)

Note · Nov 15, 2021 – Dec 8, 2021

Same name, different state: "Thomas W. Erickson" (SC) is a separate record

This page covers filings where the address state is NY. A separate record, "Thomas W. Erickson" with address state SC, is listed on 2 filings — most recently by 3D SYSTEMS CORP (Dec 8, 2021). The two records do not overlap in time: this page runs Mar 18, 2013 to May 25, 2017; the other runs Nov 15, 2021 to Dec 8, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas W. Erickson (SC) — PartnerFacts page ↗Form D · Dec 8, 2021 ↗3D SYSTEMS CORP — PartnerFacts page ↗THOMAS ERICKSON (NY) — this page ↗

Sources

Thomas W. Erickson (SC) — PartnerFacts page ↗ (Dec 8, 2021)
Form D · Dec 8, 2021 ↗ (Dec 8, 2021)
3D SYSTEMS CORP — PartnerFacts page ↗ (Dec 8, 2021)
THOMAS ERICKSON (NY) — this page ↗ (May 25, 2017)

Note · Jul 17, 2009 – Jul 22, 2015

Same name, different state: "Thomas Erickson" (MA) is a separate record

This page covers filings where the address state is NY. A separate record, "Thomas Erickson" with address state MA, is listed on 6 filings — most recently by Volt Active Data, Inc. (Jul 22, 2015). Both records have filings in the same period (Mar 18, 2013 to Jul 22, 2015).

Thomas Erickson (MA) — PartnerFacts page ↗Form D · Jul 22, 2015 ↗Volt Active Data, Inc. — PartnerFacts page ↗THOMAS ERICKSON (NY) — this page ↗

Sources

Thomas Erickson (MA) — PartnerFacts page ↗ (Jul 22, 2015)
Form D · Jul 22, 2015 ↗ (Jul 22, 2015)
Volt Active Data, Inc. — PartnerFacts page ↗ (Oct 17, 2022)
THOMAS ERICKSON (NY) — this page ↗ (May 25, 2017)

Note · Nov 4, 2011 – May 4, 2015

Same name, different state: "Thomas W. Erickson" (TX) is a separate record

This page covers filings where the address state is NY. A separate record, "Thomas W. Erickson" with address state TX, is listed on 6 filings — most recently by American Renal Associates Holdings, Inc. (May 4, 2015). Both records have filings in the same period (Mar 18, 2013 to May 4, 2015).

Thomas W. Erickson (TX) — PartnerFacts page ↗Form D · May 4, 2015 ↗American Renal Associates Holdings, Inc. — PartnerFacts page ↗THOMAS ERICKSON (NY) — this page ↗

Sources

Thomas W. Erickson (TX) — PartnerFacts page ↗ (May 4, 2015)
Form D · May 4, 2015 ↗ (May 4, 2015)
American Renal Associates Holdings, Inc. — PartnerFacts page ↗ (May 4, 2015)
THOMAS ERICKSON (NY) — this page ↗ (May 25, 2017)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 7 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
May 25, 2017 D Anellotech, Inc. File 021-287458	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 8, 2017 D Anellotech, Inc. File 021-280250	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 6, 2016 D Anellotech, Inc. File 021-271931	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 18, 2015 D Anellotech, Inc. File 021-251458	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 18, 2013 D PDS Holdco Inc. File 021-193512	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 30, 2012 D/A INMAR HOLDINGS INC File 021-156554	$0	$0	$0	None listed on this filing	EDGAR ↗
May 12, 2011 D INMAR HOLDINGS INC File 021-159696	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Thomas Erickson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other

Anellotech, Inc.

Pearl River, NY · Nov 18, 2015 → May 25, 2017 · 4 filings

May 25, 2017 · D · $799,992 sold of $799,992 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
Feb 8, 2017 · D · $1,399,992 sold of $1,399,992 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
Oct 6, 2016 · D · $1,500,000 sold of $1,500,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
Nov 18, 2015 · D · $7,000,000 sold of $10,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $7M from 1 investor (100% of the $800K target) as of the latest filing. Thomas is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Health Care

PDS Holdco Inc.

New York, NY · Mar 18, 2013

Mar 18, 2013 · D · $400,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $400K from 1 investor as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Business Services · group: New Mountain

INMAR HOLDINGS INC

New York, NY · May 12, 2011 → Mar 30, 2012 · 2 filings

Mar 30, 2012 · D/A · $11,626,815 sold of Indefinite · 17 investors · min. No minimum reported · role: Director EDGAR ↗
May 12, 2011 · D · $6,799,975 sold of $6,799,975 · 95 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $15.5M from 95 investors as of the latest filing. Thomas is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (10)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Thomas Erickson — MN, 5 issuers, Dec 31, 2008 → Apr 3, 2023 · no shared issuer
Thomas Erickson — CA, 3 issuers, Aug 4, 2009 → Feb 2, 2018 · no shared issuer
Thomas Erickson — MA, 2 issuers, Jul 17, 2009 → Jul 22, 2015 · no shared issuer
Thomas J. Erickson — MN, 2 issuers, Feb 7, 2012 → Jan 25, 2017 · no shared issuer
Thomas W. Erickson — TX, 1 issuer, Nov 4, 2011 → May 4, 2015 · no shared issuer
Thomas W. Erickson — SC, 1 issuer, Nov 15, 2021 → Dec 8, 2021 · no shared issuer
Thomas Erickson — OH, 1 issuer, Nov 22, 2024 → Jun 11, 2025 · no shared issuer
Thomas N. Erickson — MA, 1 issuer, May 27, 2014 → Sep 28, 2015 · no shared issuer
Thomas J. Erickson — NE, 1 issuer, Sep 1, 2020 → Sep 1, 2020 · no shared issuer
Thomas Erickson — NE, 1 issuer, Dec 12, 2019 → Dec 12, 2019 · no shared issuer

People around Thomas 23

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

CHARLES SORENSEN

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Thomas Erickson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

GEORGE HUBER

Director · 4 shared filings (1 issuer)

Listed on the same filings as Thomas Erickson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

CARLOS GARCIA GONZALEZ

Director · 4 shared filings (1 issuer)

Listed on the same filings as Thomas Erickson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

DAVID SUDOLSKY

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Thomas Erickson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

EDWARD WOLYNIC

Director · 4 shared filings (1 issuer)

Listed on the same filings as Thomas Erickson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

ANATOLY GARELIK

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Thomas Erickson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael B. Ajouz

Director, Executive Officer · 3 shared filings (2 issuers) · also on 4 other issuers

Michael B. Ajouz is on 6 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Peter Masucci

Director · 2 shared filings (1 issuer) · also on 9 other issuers

Peter Masucci is on 10 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Steven B. Klinsky

Executive Officer, Director · 2 shared filings (1 issuer) · also on 51 other issuers

Steven B. Klinsky is on 52 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Douglas F. Londal

Executive Officer, Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Thomas Erickson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Cynthia Evans Tessien

Director · 2 shared filings (1 issuer)

Listed on the same filings as Thomas Erickson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Drew M. Dixon

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Thomas Erickson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Terry Peets

Director · 2 shared filings (1 issuer)

Listed on the same filings as Thomas Erickson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

L. David Mounts

Director · 2 shared filings (1 issuer)

Listed on the same filings as Thomas Erickson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Albert Notini

Director · 1 shared filing (1 issuer) · also on 9 other issuers

Albert Notini is on 10 issuers in total — a repeat sponsor. Their page lists every one.

Image matched by name on linkedin.com ↗

Person

Baljit Dail

Director · 1 shared filing (1 issuer) · also on 4 other issuers

Baljit Dail is on 5 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Brad Weckstein

Executive Officer, Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Thomas Erickson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Vignesh Aier

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Erickson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Sandra Lau

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Erickson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Elena Botelho

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Erickson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Stuart Gerson

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Erickson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Sunil Mishra

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Erickson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Timothy J. Pawlenty

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas Erickson. Their page shows their other deals.

The team behind the deals

Sponsor group

New Mountain

86 issuers · 222 filings · $47.75B reported sold · 2009–2026

Carter Investment Holdings, L.P. Other · $111.8M sold · 2023
DP Dorado Parent, L.P. Other · 2024
NT NM Titan Aggregator, L.P. Pooled Investment Fund · 2026
NM New Mountain Guardian V (Unlevered), L.P. Pooled Investment Fund · $861.5M sold · 2025
NM New Mountain Guardian V (Levered), L.P. Pooled Investment Fund · $861.5M sold · 2025
NM New Mountain Guardian V Feeder Fund, L.P. Pooled Investment Fund · $861.5M sold · 2025
NM New Mountain Atlas I Oryx Co-Invest, L.P. Pooled Investment Fund · 2026
NM New Mountain Strategic Equity Fund II, L.P. Pooled Investment Fund · $1.32B sold · 2023
NE NM Everest Aggregator, L.P. Pooled Investment Fund · 2026
NC NM Colt Aggregator, L.P. Pooled Investment Fund · 2026
EP Everest PMC HoldCo, L.L.C. Other · 2026
EM Ember Management Aggregator, L.P. Other Health Care · $130.8M sold · 2023
RT Rally Topco, L.P. Other Technology · $562.9M sold · 2023
NM New Mountain Atlas I, L.P. Pooled Investment Fund · 2026
TG Tinuiti Group Holdings, L.P. Business Services · $442.3M sold · 2020
NM New Mountain Net Lease Partners III, L.P. Pooled Investment Fund · 2026
NM New Mountain Net Lease Delaware Feeder III, L.P. Pooled Investment Fund · 2026
NM New Mountain WCO Continuation Fund, L.P. Pooled Investment Fund · 2026
NM New Mountain WCO Rollover Fund, L.P. Pooled Investment Fund · 2026
NM New Mountain WCO Continuation Feeder, L.P. Pooled Investment Fund · 2026
NM New Mountain WCO Continuation Fund (Parallel Fund), L.P. Pooled Investment Fund · 2026
NM New Mountain Net Lease Trust REITS and Finance · $408.4M sold · 2025
AP Amp Parent I, L.P. Other · 2025
PP Pure Parent, LLC Other · $241.7M sold · 2021
CT Chevron Topco, L.P. Other · 2024
NM New Mountain Private Credit Fund Pooled Investment Fund · $1.08B sold · 2024
OI Olympic Investment, L.P. Other · 2021
NM New Mountain Finance SBIC III, L.P. Pooled Investment Fund · $87.5M sold · 2025
CP Chartwell Parent, Inc. Other · $321.1M sold · 2022
BT Bellwether Topco, L.P. Other · 2025
NM New Mountain SRC Continuation Fund, L.P. Pooled Investment Fund · 2025
NM New Mountain SRC Rollover Fund, L.P. Pooled Investment Fund · 2025
RI Relay Investment, L.P. Other · 2021
SH Speedway Holdings, L.P. Other · $441.4M sold · 2025
PP PerkinElmer Parent, Inc. Other · 2023
NM New Mountain Partners VII, L.P. Pooled Investment Fund · $15.43B sold · 2023
NM New Mountain Guardian IV Income Fund, L.L.C. Pooled Investment Fund · $490.5M sold · 2023
NW New Wellness Investment, L.P. Other · $2M sold · 2020
NM New Mountain Guardian IV BDC, L.L.C. Pooled Investment Fund · $859.6M sold · 2022
NC NMP IV Continuation Fund (D), L.P. Pooled Investment Fund · 2023
NR NMP IV Rollover Fund (D), L.P. Pooled Investment Fund · 2023
PT PerkinElmer Topco, L.P. Other · 2023
NM New Mountain Net Lease Delaware Feeder II, L.P. Pooled Investment Fund · $816.3M sold · 2022
NM New Mountain Net Lease Partners II, L.P. Pooled Investment Fund · $816.3M sold · 2022
CP Citrus Partners Holdings, L.P. Other · $27.1M sold · 2022
CA Covaris Aggregator, LLC Other · 2023
NM New Mountain Net Lease Partners II Corp REITS and Finance · $60K sold · 2022
AT Astronaut Topco, L.P. Other · 2021
NS NMF SLF I, Inc. Pooled Investment Fund · $690M sold · 2020
AM Aceto Management, L.L.C. Pharmaceuticals · $23.6M sold · 2020
NC NMP III Continuation Fund, L.P. Pooled Investment Fund · 2021
NC NMP III Continuation Feeder, L.P. Pooled Investment Fund · 2021
NM New Mountain Guardian III BDC, L.L.C. Pooled Investment Fund · $616.9M sold · 2019
OH Olympic Holdco, Inc. Other · 2021
AI Astronaut Investment L.P. Other · 2020
AH Astronaut Holdco, Inc. Other · 2020
RH Relay Holdco, Inc. Other · 2021
NM New Mountain Partners VI, L.P. Pooled Investment Fund · $9.59B sold · 2020
WG Warrior Group, L.P. Other · $421.4M sold · 2019
NM New Momentum Holdings Inc. Other · $246.3M sold · 2018
NW New Wellness Holdco, Inc. Other · 2020
NM New Mountain Affiliated Investors VI, L.P. Pooled Investment Fund · 2020
NM New Mountain Strategic Equity Fund I, L.P. Pooled Investment Fund · $337.3M sold · 2019
NM New Mountain Net Lease Partners, L.P. Pooled Investment Fund · $533.3M sold · 2017
NM New Mountain Guardian Partners II, L.P. Pooled Investment Fund · $73.4M sold · 2017
NM New Mountain Guardian Partners II Offshore, L.P. Pooled Investment Fund · $430.2M sold · 2017
NM New Mountain Net Lease Delaware Feeder, L.P. Pooled Investment Fund · $12.7M sold · 2018
GI Gelest Intermediate Holdings, Inc. Manufacturing · $5.1M sold · 2017
NM NEW MOUNTAIN VANTAGE, L.P. Pooled Investment Fund · $562.2M sold · 2010
NM NEW MOUNTAIN VANTAGE LO, L.P. Pooled Investment Fund · $192.1M sold · 2014
NM NEW MOUNTAIN VANTAGE (CAYMAN), LTD. Pooled Investment Fund · $463.8M sold · 2010
NB NM Beeline Co-Invest, L.P. Pooled Investment Fund · 2018
NM New Mountain Partners V, L.P. Pooled Investment Fund · $5.85B sold · 2017
NM New Mountain Affiliated Investors V, L.P. Pooled Investment Fund · 2017
II Inmar Investment Holdings, LLC Business Services · $166.3M sold · 2014
NM New Mountain Vantage LO (Cayman) Ltd. Pooled Investment Fund · $200M sold · 2014
A Avantor, Inc. Other Health Care · 2016
W Woofbert, Inc. Other Technology · $2.78M sold · 2015
AP Avantor Performance Materials Holdings S.A. Other Health Care · $90.6M sold · 2010
NM New Mountain Partners IV, L.P. Pooled Investment Fund · $3.05B sold · 2013
NA NM Alpha Acquisition LLC Pooled Investment Fund · $35M sold · 2012
IH INMAR HOLDINGS INC Business Services · $15.5M sold · 2010 · listed
NM New Mountain Finance Corp Investing · 2011
OA OGH Acquisition Corp Other · $50M sold · 2009
NM New Mountain Guardian Partners (Cayman), L.P. Pooled Investment Fund · $20M sold · 2009
NM New Mountain Guardian Partners, L.P. Pooled Investment Fund · $18.4M sold · 2009

One team, 86 deal companies. Thomas Erickson is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name THOMAS ERICKSON.

Same business address

24 other issuers file from the same address

New Mountain Guardian III BDC, L.L.C. New York, NY · 2019
Astronaut Holdco, Inc. New York, NY · 2020
Astronaut Investment L.P. New York, NY · 2020
New Mountain Affiliated Investors VI, L.P. New York, NY · 2020
New Mountain Strategic Equity Fund I, L.P. New York, NY · 2019
New Mountain Net Lease Partners, L.P. New York, NY · 2017
New Mountain Guardian Partners II, L.P. New York, NY · 2017
Achilles Management LLC New York, NY · 2017
New Mountain Net Lease Delaware Feeder, L.P. New York, NY · 2018
Gelest Intermediate Holdings, Inc. New York, NY · 2017
NEW MOUNTAIN VANTAGE (CAYMAN), LTD. New York, NY · 2010
NEW MOUNTAIN VANTAGE, L.P. New York, NY · 2010
NEW MOUNTAIN VANTAGE LO, L.P. New York, NY · 2014
NM Beeline Co-Invest, L.P. New York, NY · 2018
New Mountain Partners V, L.P. New York, NY · 2017
New Mountain Affiliated Investors V, L.P. New York, NY · 2017
New Mountain Vantage LO (Cayman) Ltd. New York, NY · 2014
Convey Health Parent, Inc. New York, NY · 2016
Avantor, Inc. New York, NY · 2016
Olympus Topco, Inc. New York, NY · 2016
New Mountain Partners IV, L.P. New York, NY · 2013
Valet Waste Holdings, Inc. New York, NY · 2012
New Mountain Affiliated Investors IV, L.P. New York, NY · 2013
NM Alpha Acquisition LLC New York, NY · 2012

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to THOMAS ERICKSON by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

carter.net ↗ found via INMAR HOLDINGS INC (carter.net — same registered sponsor family (group "New Mountain"); known from issuer CIK 1960718 (probe))

Websites and social links of the issuers Thomas Erickson is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Pearl River, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

carter.net ↗ found on INMAR HOLDINGS INC (carter.net — same registered sponsor family (group "New Mountain"); known from issuer CIK 1960718 (probe))

Change history

No corrections have been requested for this page.

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THOMAS ERICKSON

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Bankruptcy case: Peter N Masucci, Jr and Linda Marie Masucci — filed Aug 2, 2013

Form D filed 89 days after the first sale — Anellotech, Inc.

No amendment in the last 12 months on an offering that may still be open — Anellotech, Inc. (latest filing Nov 18, 2015)

No amendment in the last 12 months on an offering that may still be open — PDS Holdco Inc. (latest filing Mar 18, 2013)

No amendment in the last 12 months on an offering that may still be open — INMAR HOLDINGS INC (latest filing Mar 30, 2012)

THOMAS ERICKSON is written 2 different ways on the filings

Same name, different state: "Thomas Erickson" (OH) is a separate record

Same name, different state: "Thomas Erickson" (MN) is a separate record

Same name, different state: "Thomas W. Erickson" (SC) is a separate record

Same name, different state: "Thomas Erickson" (MA) is a separate record

Same name, different state: "Thomas W. Erickson" (TX) is a separate record

5. Money to insiders

Deals 3

People around Thomas 23

The team behind the deals

24 other issuers file from the same address

Registrations and other filings

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Found on the sponsor's own site

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person