Thomas Raffio is listed as an executive officer and director on 5 SEC Form D filings by 1 issuer between Jun 2016 and Feb 2021: PREVISER CORP (Concord, NH — other health care — 2016–2021; $8.35M reported sold to 7 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Francis Boucher (5 shared filings), Frederick Eichmiller (5 shared filings), Michael Bourbeau (5 shared filings), Erica Bodwell (2 shared filings), John Maples (2 shared filings) and 1 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 5 public filings for Thomas Raffio and found 3 differences: Bankruptcy case: Bodwell Development Trust v. FDIC as recv' for 1st Service Bank; Offering amount changed between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.