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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:33 AM ET

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Thomas D. Flores

Named as an officer, director or promoter on SEC Form D filings · MO · Jul 3, 2012 → Aug 7, 2012

4deals (issuers)
$1.2Mreported sold
2investors
4Form D filings
2012year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:26 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Thomas D. Flores is listed as an executive officer, director, and promoter on 4 SEC Form D filings by 4 issuers between Jul 2012 and Feb 2015: St. Louis Equity Fund 2011 L.L.C. (St. Louis, MO — other real estate — 2012; $1.2M reported sold to 2 investors), Oasis Finance Services LLC (Chesterfield, MO — business services — 2015), St. Louis State Equity Fund VII L.L.C. (St. Louis, MO — other real estate — 2012) and St. Louis Equity Fund 2012 L.L.C. (St. Louis, MO — other real estate — 2012).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer, director, and promoter, over about 3 years. Across those companies the filings report $1.2M sold in total.

Listed alongside Amy P. McDermott (3 shared filings), Brian Davies (3 shared filings), Daniel G. Kleffner (3 shared filings), David Minton (3 shared filings), Elizabeth Wright (3 shared filings) and 18 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.

3 of the issuers belong to the sponsor group St Louis State (11 issuers, $73.7M reported sold, 2009–2016).

What this means A sponsor group is one team that sets up a new company for each deal. St Louis State has 11 companies on file and $73.7M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 court cases matching the name, 30 bankruptcy cases matching the name listed in Key records below.

What this means 32 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for Thomas D. Flores and found 4 differences, 2 worth asking the sponsor about: 660% of the money raised went to insiders; Thomas D. Flores appears on 3 deals that stopped filing before reaching their target; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Thomas D. Flores has not run yet — it is joining a line of 35,367 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 2 closed (disposition not in docket feed)

United States v. Thomas Flores closed
District Court, S.D. Texas · No. 5:07-cr-00619 · Filed Apr 24, 2007 · Closed Oct 20, 2007
Role of Thomas Flores: Defendant · Outcome: Terminated 2007-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in TX (not a filing state); criminal docket
Thomas Flores v. SHHS closed
District Court, C.D. California · No. 2:90-cv-05126 · Filed Sep 21, 1990 · Closed Nov 22, 1995 · Nature of suit: 863 D.I.W.C. / D.I.W.W.
Role of Thomas Flores: Plaintiff · Outcome: Terminated 1995-11-22 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in CA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:26 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Thomas D. Flores..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

30 cases: 29 closed (disposition not in docket feed), 1 open

Thomas M. Flores and Anna M. Flores closed
United States Bankruptcy Court, N.D. California · No. 22-51106 · Filed Dec 8, 2022 · Closed Mar 17, 2023
Role of Thomas M. Flores and Anna M. Flores: Debtor · Outcome: Case closed 2023-03-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in CA (not a filing state); middle initial differs
Thomas M. Flores and Anna M. Flores closed
United States Bankruptcy Court, N.D. California · No. 21-51151 · Filed Aug 31, 2021 · Closed Jan 9, 2023
Role of Thomas M. Flores and Anna M. Flores: Debtor · Outcome: Case closed 2023-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in CA (not a filing state); middle initial differs
Thomas A. Flores and Kosal Sam open
United States Bankruptcy Court, N.D. California · No. 19-50125 · Filed Jan 21, 2019
Role of Thomas A. Flores and Kosal Sam: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in CA (not a filing state); middle initial differs
Anna Flores and Thomas Flores closed
United States Bankruptcy Court, S.D. California · No. 17-06190 · Filed Oct 12, 2017 · Closed Jan 22, 2018
Role of Thomas Flores: Debtor · Outcome: Case closed 2018-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in CA (not a filing state)
Thomas M. Flores and Anna M. Flores closed
United States Bankruptcy Court, N.D. California · No. 17-51386 · Filed Jun 8, 2017 · Closed May 10, 2018
Role of Thomas M. Flores and Anna M. Flores: Debtor · Outcome: Case closed 2018-05-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in CA (not a filing state); middle initial differs
Thomas Flores closed
United States Bankruptcy Court, E.D. California · No. 15-12443 · Filed Jun 19, 2015 · Closed Sep 9, 2015
Role of Thomas Flores: Debtor · Outcome: Case closed 2015-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in CA (not a filing state)
Thomas A. Flores and Kosal Sam closed
United States Bankruptcy Court, N.D. California · No. 15-51899 · Filed Jun 4, 2015 · Closed Mar 13, 2019
Role of Thomas A. Flores and Kosal Sam: Debtor · Outcome: Case closed 2019-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in CA (not a filing state); middle initial differs
Thomas Flores and Adelita Flores closed
United States Bankruptcy Court, E.D. Washington · No. 13-04215 · Filed Oct 24, 2013 · Closed Jan 28, 2014
Role of Thomas Flores and Adelita Flores: Debtor · Outcome: Case closed 2014-01-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in WA (not a filing state); middle initial differs
Thomas Flores closed
United States Bankruptcy Court, D. New Mexico · No. 13-13253 · Filed Oct 3, 2013 · Closed Dec 18, 2013
Role of Thomas Flores: Debtor · Outcome: Case closed 2013-12-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in NM (not a filing state)
Thomas R. Flores and Sharleen M. Flores closed
United States Bankruptcy Court, E.D. California · No. 10-16931 · Filed Jun 21, 2010 · Closed Oct 8, 2010
Role of Thomas R. Flores and Sharleen M. Flores: Debtor · Outcome: Case closed 2010-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in CA (not a filing state); middle initial differs
Thomas Flores and Leslie G. Flores closed
United States Bankruptcy Court, D. Utah · No. 10-23367 · Filed Mar 19, 2010 · Closed Mar 17, 2015
Role of Thomas Flores and Leslie G. Flores: Debtor · Outcome: Case closed 2015-03-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in UT (not a filing state); middle initial differs
Thomas L Flores and Jacqueline Marie Flores closed
United States Bankruptcy Court, C.D. California · No. 6:08-bk-18628 · Filed Jul 15, 2008 · Closed Oct 28, 2009
Role of Thomas L Flores and Jacqueline Marie Flores: Debtor · Outcome: Case closed 2009-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in CA (not a filing state); middle initial differs
Thomas Flores and Lisa Marie Flores closed
United States Bankruptcy Court, E.D. California · No. 07-20258 · Filed Jan 12, 2007 · Closed Sep 5, 2013
Role of Thomas Flores and Lisa Marie Flores: Debtor · Outcome: Case closed 2013-09-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in CA (not a filing state); middle initial differs
Thomas Flores and Jennifer Flores closed
United States Bankruptcy Court, E.D. California · No. 07-10031 · Filed Jan 3, 2007 · Closed May 10, 2007
Role of Thomas Flores and Jennifer Flores: Debtor · Outcome: Case closed 2007-05-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in CA (not a filing state); middle initial differs
Thomas M. Flores and Anna L. Flores closed
United States Bankruptcy Court, S.D. California · No. 05-14271 · Filed Oct 14, 2005 · Closed Jan 20, 2006
Role of Thomas M. Flores and Anna L. Flores: Debtor · Outcome: Case closed 2006-01-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in CA (not a filing state); middle initial differs
Thomas Flores closed
United States Bankruptcy Court, N.D. Illinois · No. 04-44489 · Filed Dec 2, 2004 · Closed Mar 17, 2005
Role of Thomas Flores: Debtor · Outcome: Case closed 2005-03-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in IL (not a filing state)
Thomas A. Flores and Angelica Flores closed
United States Bankruptcy Court, S.D. Florida. · No. 03-25715 · Filed Aug 4, 2003 · Closed Nov 21, 2003
Role of Thomas A. Flores and Angelica Flores: Debtor · Outcome: Case closed 2003-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in FL (not a filing state); middle initial differs
Victoria M Flores and Thomas N Flores Jr closed
United States Bankruptcy Court, C.D. California · No. 8:03-bk-15521 · Filed Jul 23, 2003 · Closed Nov 18, 2003
Role of Thomas N Flores Jr: Debtor · Outcome: Case closed 2003-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in CA (not a filing state); middle initial differs
Thomas J. Flores and Beverly J. Flores closed
United States Bankruptcy Court, D. New Mexico · No. 00-16858 · Filed Dec 20, 2000 · Closed Oct 31, 2002
Role of Thomas J. Flores and Beverly J. Flores: Debtor · Outcome: Case closed 2002-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in NM (not a filing state); middle initial differs
Thomas D. Flores closed
United States Bankruptcy Court, D. Oregon · No. 98-64766 · Filed Aug 13, 1998 · Closed Dec 17, 2001
Role of Thomas D. Flores: Debtor · Outcome: Case closed 2001-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in OR (not a filing state)
Thomas Flores and Alicia Cabral closed
United States Bankruptcy Court, N.D. Illinois · No. 98-24094 · Filed Aug 4, 1998 · Closed Nov 24, 1998
Role of Thomas Flores and Alicia Cabral: Debtor · Outcome: Case closed 1998-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in IL (not a filing state); middle initial differs
Thomas H Flores closed
United States Bankruptcy Court, N.D. Illinois · No. 98-23101 · Filed Jul 27, 1998 · Closed Nov 23, 1998
Role of Thomas H Flores: Debtor · Outcome: Case closed 1998-11-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in IL (not a filing state); middle initial differs
Thomas Flores closed
United States Bankruptcy Court, C.D. California · No. 8:98-bk-12082 · Filed Feb 10, 1998 · Closed May 28, 1998
Role of Thomas Flores: Debtor · Outcome: Case closed 1998-05-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in CA (not a filing state)
Thomas R Flores closed
United States Bankruptcy Court, S.D. Texas · No. 98-30683 · Filed Jan 20, 1998 · Closed May 13, 1998
Role of Thomas R Flores: Debtor · Outcome: Case closed 1998-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in TX (not a filing state); middle initial differs
Thomas B. Flores and Dorothea E. Flores closed
United States Bankruptcy Court, S.D. California · No. 97-07210 · Filed May 14, 1997 · Closed Sep 10, 1997
Role of Thomas B. Flores and Dorothea E. Flores: Debtor · Outcome: Case closed 1997-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in CA (not a filing state); middle initial differs
Mary D. Flores and Thomas T. Flores closed
United States Bankruptcy Court, N.D. California · No. 96-48619 · Filed Oct 11, 1996 · Closed Mar 22, 1999
Role of Thomas T. Flores: Debtor · Outcome: Case closed 1999-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in CA (not a filing state); middle initial differs
Thomas L Flores closed
United States Bankruptcy Court, C.D. California · No. 6:96-bk-14181 · Filed Mar 18, 1996 · Closed Jul 23, 1996
Role of Thomas L Flores: Debtor · Outcome: Case closed 1996-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in CA (not a filing state); middle initial differs
Thomas Flores and Deborah Ann Flores closed
United States Bankruptcy Court, D. New Mexico · No. 94-12436 · Filed Sep 16, 1994 · Closed Dec 29, 1994
Role of Thomas Flores and Deborah Ann Flores: Debtor · Outcome: Case closed 1994-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in NM (not a filing state); middle initial differs
Thomas C. Flores and Theresa S. Flores closed
United States Bankruptcy Court, E.D. Michigan · No. 92-13080 · Filed Oct 21, 1992 · Closed Apr 12, 1993
Role of Thomas C. Flores and Theresa S. Flores: Debtor · Outcome: Case closed 1993-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in MI (not a filing state); middle initial differs
Thomas G. Flores and Renea Flores closed
United States Bankruptcy Court, M.D. Alabama · No. 89-01467 · Filed Apr 27, 1989 · Closed Apr 16, 1991
Role of Thomas G. Flores and Renea Flores: Debtor · Outcome: Case closed 1991-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 62 federal dockets); court in AL (not a filing state); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:26 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for Thomas D. Flores — 2 worth asking about (compared 4 filings on Oct 24, 2026)

Worth asking · Aug 7, 2012

660% of the money raised went to insiders — St. Louis Equity Fund 2011 L.L.C.

The Aug 7, 2012 Form D reports $500,000 sold and $3,300,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Aug 7, 2012 ↗St. Louis Equity Fund 2011 L.L.C. — PartnerFacts page ↗
Sources
Worth asking · Jul 3, 2012 – Sep 25, 2012

Thomas D. Flores appears on 3 deals that stopped filing before reaching their target

St. Louis State Equity Fund VII L.L.C. (last filing Sep 25, 2012; $0 sold of $10,000,000); St. Louis Equity Fund 2011 L.L.C. (last filing Aug 7, 2012; $1,200,000 sold of $30,000,000); St. Louis Equity Fund 2012 L.L.C. (last filing Jul 3, 2012; $0 sold of $30,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

St. Louis State Equity Fund VII L.L.C. — PartnerFacts page ↗St. Louis Equity Fund 2011 L.L.C. — PartnerFacts page ↗St. Louis Equity Fund 2012 L.L.C. — PartnerFacts page ↗
Sources
Note · Jul 31, 2012 – Aug 7, 2012

No amendment in the last 12 months on an offering that may still be open — St. Louis Equity Fund 2011 L.L.C. (latest filing Aug 7, 2012)

The latest filing for this offering is dated Aug 7, 2012 (first sale Jul 31, 2012). It reports $500,000 sold of $15,966,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Aug 7, 2012 ↗St. Louis Equity Fund 2011 L.L.C. — PartnerFacts page ↗
Sources
Note · Jul 3, 2012 – Sep 25, 2012

Thomas D. Flores is written 2 different ways on the filings

listed as "Thomas D. Flores" on 2 filings (from Jul 3, 2012), and "Thomas Flores" on 2 filings (from Sep 25, 2012).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jul 3, 2012 ↗Form D · Sep 25, 2012 ↗Thomas D. Flores — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 4 offerings reports sales commissions totalling $1,200,000; 0 report finder's fees; 3 report proceeds to related persons totalling $9,600,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 27, 2015 D
Oasis Finance Services LLC
File 021-234893
$1,200,000 (est.)$0$3,000,000 (est.)
Up to $4 million for funding operations and working capital of up to $26 million
Gregory John Porto BrokerCheck CRD 2250937 ↗
via StillPoint Capital, LLC (CRD 133146 ↗)

Gregory T. Tobben BrokerCheck CRD 6057066 ↗
via StillPoint Capital, LLC (CRD 133146 ↗)
EDGAR ↗
Sep 25, 2012 D
St. Louis State Equity Fund VII L.L.C.
File 021-184571
$0$0$0 (est.)N/A no CRD number reportedEDGAR ↗
Aug 7, 2012 D
St. Louis Equity Fund 2011 L.L.C.
File 021-182326
$0$0$3,300,000 (est.)N/A no CRD number reportedEDGAR ↗
Jul 3, 2012 D
St. Louis Equity Fund 2012 L.L.C.
File 021-180677
$0$0$3,300,000 (est.)N/A no CRD number reportedEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Thomas D. Flores on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

OF
Business Services

Oasis Finance Services LLC

Chesterfield, MO · Feb 27, 2015
  • Feb 27, 2015 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

No sales reported yet as of the latest filing. Thomas is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Business Services / 506(b) (965 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SL
Other Real Estate · group: St Louis State

St. Louis State Equity Fund VII L.L.C.

St. Louis, MO · Sep 25, 2012
  • Sep 25, 2012 · D · $0 sold of $10,000,000 · 0 investors · min. $1 · role: Director (Director of Manager) EDGAR ↗

No sales reported yet as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SL
Other Real Estate · group: St Louis State

St. Louis Equity Fund 2011 L.L.C.

St. Louis, MO · Aug 7, 2012
  • Aug 7, 2012 · D · $500,000 sold of $15,966,000 · 1 investors · min. $58,900 · role: Director (Director of Manager) EDGAR ↗

Raised $1.2M from 2 investors (8% of the $16M target) as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SL
Other Real Estate · group: St Louis State

St. Louis Equity Fund 2012 L.L.C.

St. Louis, MO · Jul 3, 2012
  • Jul 3, 2012 · D · $0 sold of $30,000,000 · 0 investors · min. $57,500 · role: Director (Director of Manager) EDGAR ↗

No sales reported yet as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Thomas 23

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

SL
Management entity

St. Louis Equity Fund, Inc.

Promoter · 1 shared filing (1 issuer) · also on 6 other issuers

St. Louis Equity Fund, Inc. is on 7 issuers in total — a repeat sponsor. Their page lists every one.

WG
No photo found yet (own website and image search run after this page is viewed)
Person

William Gamewell

Director · 3 shared filings (3 issuers) · also on 5 other issuers

William Gamewell is on 8 issuers in total — a repeat sponsor. Their page lists every one.

EW
No photo found yet (own website and image search run after this page is viewed)
Person

Elizabeth Wright

Director · 3 shared filings (3 issuers) · also on 5 other issuers

Elizabeth Wright is on 8 issuers in total — a repeat sponsor. Their page lists every one.

VS
No photo found yet (own website and image search run after this page is viewed)
Person

Vihar Sheth

Director · 3 shared filings (3 issuers) · also on 5 other issuers

Vihar Sheth is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff Comotto

Director · 3 shared filings (3 issuers) · also on 5 other issuers

Jeff Comotto is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

John F. Kennedy

Executive Officer · 3 shared filings (3 issuers) · also on 5 other issuers

John F. Kennedy is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Ambrose

Executive Officer, Director · 3 shared filings (3 issuers) · also on 5 other issuers

Joseph Ambrose is on 8 issuers in total — a repeat sponsor. Their page lists every one.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Amy P. McDermott

Executive Officer · 3 shared filings (3 issuers) · also on 5 other issuers

Amy P. McDermott is on 8 issuers in total — a repeat sponsor. Their page lists every one.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Martin Knobloch

Executive Officer · 3 shared filings (3 issuers) · also on 5 other issuers

Martin Knobloch is on 8 issuers in total — a repeat sponsor. Their page lists every one.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David Minton

Director · 3 shared filings (3 issuers) · also on 5 other issuers

David Minton is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

John J. Wuest

Executive Officer, Director · 3 shared filings (3 issuers) · also on 5 other issuers

John J. Wuest is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jennifer Kelly-Saeger

Director · 3 shared filings (3 issuers) · also on 3 other issuers

Jennifer Kelly-Saeger is on 6 issuers in total — a repeat sponsor. Their page lists every one.

KD
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin DeGraw

Executive Officer, Director · 3 shared filings (3 issuers) · also on 3 other issuers

Kevin DeGraw is on 6 issuers in total — a repeat sponsor. Their page lists every one.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Spotanski

Director · 3 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Thomas D. Flores. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Pope

Director · 3 shared filings (3 issuers) · also on 2 other issuers

Joseph Pope is on 5 issuers in total — a repeat sponsor. Their page lists every one.

LP
No photo found yet (own website and image search run after this page is viewed)
Person

Laurie Peterson

Director · 3 shared filings (3 issuers) · also on 2 other issuers

Laurie Peterson is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

James Kratzer

Director · 3 shared filings (3 issuers)

Listed on the same filings as Thomas D. Flores. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph L. Sooter, Jr.

Director · 3 shared filings (3 issuers) · also on 2 other issuers

Joseph L. Sooter, Jr. is on 5 issuers in total — a repeat sponsor. Their page lists every one.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel G. Kleffner

Director · 3 shared filings (3 issuers) · also on 2 other issuers

Daniel G. Kleffner is on 5 issuers in total — a repeat sponsor. Their page lists every one.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Davies

Director · 3 shared filings (3 issuers) · also on 4 other issuers

Brian Davies is on 7 issuers in total — a repeat sponsor. Their page lists every one.

FE
No photo found yet (own website and image search run after this page is viewed)
Person

Fund, Inc. St. Louis Equity

Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Thomas D. Flores. Their page shows their other deals.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick O'Brien

Executive Officer, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Thomas D. Flores. Their page shows their other deals.

BF
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Fox

Executive Officer, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Thomas D. Flores. Their page shows their other deals.

The team behind the deals

SL
Sponsor group

St Louis State

11 issuers · 12 filings · $73.7M reported sold · 2009–2016

One team, 11 deal companies. Thomas D. Flores is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Thomas D. Flores.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Thomas D. Flores by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Thomas D. Flores is listed on: none on file. No website or social profile named in St. Louis Equity Fund 2011 L.L.C.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #338,395 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (St. Louis, MO). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Missouri Case.net ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Missouri Secretary of State business search ↗OpenCorporates ↗

Change history

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