Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:29 AM ET

Sponsor Check › Person

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Thomas Hancock

Named as an officer, director or promoter on SEC Form D filings · MA · Oct 30, 2009 → Jan 21, 2021

5deals (issuers)

$754.9Mreported sold

60investors

15Form D filings

2009–2021years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Thomas Hancock is listed as a director on 15 SEC Form D filings by 5 issuers between Oct 2009 and Jan 2021: GMO MULTI-STRATEGY FUND (OFFSHORE II-EUROS), A SEGREGATED ACCOUNT & SEPARATE FUND OF GMO OFFSHORE FUNDS II, LTD. (Boston, MA — pooled investment fund — 2010–2011; $735.8M reported sold to 7 investors), KIORA PHARMACEUTICALS INC (Encinitas, CA — pharmaceuticals — 2009–2021; $15M reported sold to 32 investors), Cequent Pharmaceuticals Inc (Cambridge, MA — pharmaceuticals — 2009; $2.65M reported sold to 5 investors), Spectra Analysis Instruments, Inc. (Marlborough, MA — other technology — 2011–2012; $1.35M reported sold to 15 investors) and Spectra Analysis Inc (Marlborough, MA — industry reported as "Other" — 2010; $125K reported sold to 1 investors).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as director, over about 12 years. Across those companies the filings report $754.9M sold in total.

Listed alongside Morton Goldberg (9 shared filings), Paul Chaney (9 shared filings), Praveen Tyle (9 shared filings), Stephen From (9 shared filings), Bernard Malfroy-Camine (6 shared filings) and 29 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.

The issuers belong to 2 sponsor groups: Spectra Analysis (2 issuers, $1.48M reported sold, 2010–2013) and Gmo (77 issuers, $89.25B reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 32 bankruptcy cases matching the name listed in Key records below.

What this means 32 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 15 public filings for Thomas Hancock and found 7 differences, 2 worth asking the sponsor about: Thomas Hancock appears on 3 deals that stopped filing before reaching their target; Thomas Hancock is no longer listed on the Mar 16, 2012 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Thomas Hancock has not run yet — it is #1,868 of 22,500 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 636 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Thomas Hancock..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

32 cases: 32 closed (disposition not in docket feed)

Thomas D. Hancock closed

United States Bankruptcy Court, N.D. Indiana · No. 21-11268 · Filed Oct 22, 2021 · Closed Jan 3, 2025

Role of Thomas D. Hancock: Debtor · Outcome: Case closed 2025-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); 3 people with this name in Form D filings; court in IN (not a filing state)

Thomas C. Hancock, Jr. closed

United States Bankruptcy Court, W.D. Louisiana · No. 20-80609 · Filed Dec 30, 2020 · Closed Apr 8, 2024

Role of Thomas C. Hancock, Jr.: Debtor · Outcome: Case closed 2024-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); 3 people with this name in Form D filings; court in LA (not a filing state)

Thomas L. Hancock and Shannon M. Hancock closed

United States Bankruptcy Court, N.D. Ohio · No. 19-40586 · Filed Apr 5, 2019 · Closed Jul 26, 2019

Role of Thomas L. Hancock and Shannon M. Hancock: Debtor · Outcome: Case closed 2019-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)

Thomas Hancock closed

United States Bankruptcy Court, D. Idaho · No. 18-40400 · Filed May 10, 2018 · Closed Aug 28, 2018

Role of Thomas Hancock: Debtor · Outcome: Case closed 2018-08-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); 3 people with this name in Form D filings; court in ID (not a filing state)

Thomas H Hancock and Janice A Hancock closed

United States Bankruptcy Court, N.D. Alabama · No. 11-71997 · Filed Sep 20, 2011 · Closed Mar 1, 2012

Role of Thomas H Hancock and Janice A Hancock: Debtor · Outcome: Case closed 2012-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)

Thomas Hancock and Elizabeth Hancock closed

United States Bankruptcy Court, M.D. Georgia · No. 10-11570 · Filed Sep 9, 2010 · Closed Jan 7, 2011

Role of Thomas Hancock and Elizabeth Hancock: Debtor · Outcome: Case closed 2011-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)

Thomas E. Hancock and Dianna L. Hancock closed

United States Bankruptcy Court, N.D. Alabama · No. 08-82622 · Filed Aug 28, 2008 · Closed Feb 13, 2014

Role of Thomas E. Hancock and Dianna L. Hancock: Debtor · Outcome: Case closed 2014-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)

Thomas G. Hancock and Sharon Dianna Hancock closed

United States Bankruptcy Court, M.D. Georgia · No. 06-52511 · Filed Dec 11, 2006 · Closed Mar 20, 2007

Role of Thomas G. Hancock and Sharon Dianna Hancock: Debtor · Outcome: Case closed 2007-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)

Thomas R. Hancock closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 05-11696 · Filed May 20, 2005 · Closed Sep 28, 2005

Role of Thomas R. Hancock: Debtor · Outcome: Case closed 2005-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)

Thomas A. Hancock and Jaci S. Hancock closed

United States Bankruptcy Court, D. Maine · No. 04-11024 · Filed May 25, 2004 · Closed Sep 17, 2004

Role of Thomas A. Hancock and Jaci S. Hancock: Debtor · Outcome: Case closed 2004-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); 3 people with this name in Form D filings; court in ME (not a filing state)

Thomas R Hancock and Aurelia Hancock closed

United States Bankruptcy Court, M.D. Alabama · No. 03-81566 · Filed Oct 16, 2003 · Closed Apr 21, 2008

Role of Thomas R Hancock and Aurelia Hancock: Debtor · Outcome: Case closed 2008-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)

Anna L. Hancock and Thomas B. Hancock closed

United States Bankruptcy Court, S.D. Illinois · No. 03-32705 · Filed Jun 30, 2003 · Closed Oct 16, 2003

Role of Thomas B. Hancock: Debtor · Outcome: Case closed 2003-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

Thomas A Hancock and Teresa D Hancock closed

United States Bankruptcy Court, N.D. Georgia · No. 02-43219 · Filed Dec 31, 2002 · Closed Oct 19, 2007

Role of Thomas A Hancock and Teresa D Hancock: Debtor · Outcome: Case closed 2007-10-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)

Thomas G. Hancock and Susan HS Hancock closed

United States Bankruptcy Court, D. Nebraska · No. 02-41871 · Filed Jul 23, 2002 · Closed Oct 30, 2002

Role of Thomas G. Hancock and Susan HS Hancock: Debtor · Outcome: Case closed 2002-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); 3 people with this name in Form D filings

THOMAS E. HANCOCK and MICHELLE F. HANCOCK closed

United States Bankruptcy Court, D. Nevada · No. 00-19296 · Filed Dec 7, 2000 · Closed Jul 6, 2005

Role of THOMAS E. HANCOCK and MICHELLE F. HANCOCK: Debtor · Outcome: Case closed 2005-07-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); 3 people with this name in Form D filings; court in NV (not a filing state)

Thomas O. Hancock and Eleanore M. Hancock closed

United States Bankruptcy Court, N.D. Ohio · No. 99-17110 · Filed Sep 15, 1999 · Closed Mar 30, 2000

Role of Thomas O. Hancock and Eleanore M. Hancock: Debtor · Outcome: Case closed 2000-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)

Martha Anne Hancock and Thomas C. Hancock closed

United States Bankruptcy Court, W.D. Louisiana · No. 99-11764 · Filed Jun 22, 1999 · Closed Nov 9, 2000

Role of Thomas C. Hancock: Debtor · Outcome: Case closed 2000-11-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); 3 people with this name in Form D filings; court in LA (not a filing state)

Thomas G Hancock and Carolyn S Hancock closed

United States Bankruptcy Court, S.D. Texas · No. 99-20751 · Filed Mar 11, 1999 · Closed Aug 18, 1999

Role of Thomas G Hancock and Carolyn S Hancock: Debtor · Outcome: Case closed 1999-08-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)

Thomas N Hancock and Zenaida Hancock closed

United States Bankruptcy Court, C.D. California · No. 6:98-bk-13692 · Filed Mar 3, 1998 · Closed Jun 30, 1998

Role of Thomas N Hancock and Zenaida Hancock: Debtor · Outcome: Case closed 1998-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CA)

Thomas Hancock and Gladys Hancock closed

United States Bankruptcy Court, W.D. North Carolina · No. 97-20070 · Filed May 12, 1997 · Closed Sep 17, 1997

Role of Thomas Hancock and Gladys Hancock: Debtor · Outcome: Case closed 1997-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); 3 people with this name in Form D filings; court in NC (not a filing state)

THOMAS HANCOCK and KRISTI HANCOCK closed

United States Bankruptcy Court, N.D. Alabama · No. 96-43364 · Filed Nov 15, 1996 · Closed May 8, 1997

Role of THOMAS HANCOCK and KRISTI HANCOCK: Debtor · Outcome: Case closed 1997-05-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)

Thomas N. Hancock closed

United States Bankruptcy Court, D. Maine · No. 96-11114 · Filed Oct 17, 1996 · Closed Jan 2, 1997

Role of Thomas N. Hancock: Debtor · Outcome: Case closed 1997-01-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); 3 people with this name in Form D filings; court in ME (not a filing state)

Thomas M. Hancock and Donna L. Hancock closed

United States Bankruptcy Court, M.D. Florida · No. 8:96-bk-07635 · Filed Jun 12, 1996 · Closed Dec 24, 1996

Role of Thomas M. Hancock and Donna L. Hancock: Debtor · Outcome: Case closed 1996-12-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)

THOMAS HANCOCK and KRISTI HANCOCK closed

United States Bankruptcy Court, N.D. Alabama · No. 96-41643 · Filed Jun 11, 1996 · Closed Oct 18, 1996

Role of THOMAS HANCOCK and KRISTI HANCOCK: Debtor · Outcome: Case closed 1996-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)

Thomas Hancock closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 5:95-bk-01144 · Filed Jul 26, 1995 · Closed Jan 29, 1996

Role of Thomas Hancock: Debtor · Outcome: Case closed 1996-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)

Thomas C. Hancock and Martha A. Hancock closed

United States Bankruptcy Court, W.D. Louisiana · No. 93-11893 · Filed Dec 10, 1993 · Closed May 31, 1994

Role of Thomas C. Hancock and Martha A. Hancock: Debtor · Outcome: Case closed 1994-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); 3 people with this name in Form D filings; court in LA (not a filing state)

Thomas J. Hancock closed

United States Bankruptcy Court, M.D. Georgia · No. 93-52418 · Filed Aug 20, 1993 · Closed Jan 18, 1994

Role of Thomas J. Hancock: Debtor · Outcome: Case closed 1994-01-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)

Thomas D. Hancock and Barbara B. Hancock closed

United States Bankruptcy Court, M.D. Georgia · No. 93-10482 · Filed Jun 29, 1993 · Closed Feb 27, 1995

Role of Thomas D. Hancock and Barbara B. Hancock: Debtor · Outcome: Case closed 1995-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)

Thomas D. Hancock and Cheryl M. Hancock closed

United States Bankruptcy Court, M.D. North Carolina · No. 93-10859 · Filed Mar 15, 1993 · Closed Jul 2, 1998

Role of Thomas D. Hancock and Cheryl M. Hancock: Debtor · Outcome: Case closed 1998-07-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); 3 people with this name in Form D filings; court in NC (not a filing state)

Thomas R. Hancock and Gladys M. Hancock closed

United States Bankruptcy Court, W.D. North Carolina · No. 87-20501 · Filed Oct 16, 1987 · Closed Mar 22, 1993

Role of Thomas R. Hancock and Gladys M. Hancock: Debtor · Outcome: Case closed 1993-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); 3 people with this name in Form D filings; court in NC (not a filing state)

THOMAS H. HANCOCK and JIMMIE S. HANCOCK closed

United States Bankruptcy Court, N.D. Alabama · No. 87-06469 · Filed Jul 23, 1987 · Closed May 3, 1991

Role of THOMAS H. HANCOCK and JIMMIE S. HANCOCK: Debtor · Outcome: Case closed 1991-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)

Thomas B Hancock closed

United States Bankruptcy Court, N.D. Illinois · No. 82-02713 · Filed Mar 1, 1982 · Closed Jul 13, 1990

Role of Thomas B Hancock: Debtor · Outcome: Case closed 1990-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Thomas Hancock — 2 worth asking about (compared 15 filings on Oct 24, 2026)

Note · Mar 30, 2015 – Aug 11, 2015

Bankruptcy case: Chaoui v. U.S. Bank, N.A. as Trustee for the Certificatehol — filed Mar 30, 2015

United States Bankruptcy Court, C.D. California docket "Chaoui v. U.S. Bank, N.A. as Trustee for the Certificatehol" filed Mar 30, 2015, closed Aug 11, 2015. Mounia Chaoui (listed on the same filings) is listed as Plaintiff ("Chaoui"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗Mounia Chaoui — PartnerFacts page ↗

Sources

Worth asking · Oct 30, 2009 – Mar 27, 2013

Thomas Hancock appears on 3 deals that stopped filing before reaching their target

Spectra Analysis Instruments, Inc. (last filing Mar 27, 2013; $1,352,000 sold of $3,000,000); Spectra Analysis Inc (last filing Feb 23, 2010; $125,000 sold of $500,000); Cequent Pharmaceuticals Inc (last filing Oct 30, 2009; $2,653,536 sold of $10,843,435). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Spectra Analysis Instruments, Inc. — PartnerFacts page ↗Spectra Analysis Inc — PartnerFacts page ↗Cequent Pharmaceuticals Inc — PartnerFacts page ↗

Sources

Spectra Analysis Instruments, Inc. — PartnerFacts page ↗ (Mar 27, 2013)
Spectra Analysis Inc — PartnerFacts page ↗ (Feb 23, 2010)
Cequent Pharmaceuticals Inc — PartnerFacts page ↗ (Oct 30, 2009)

Note · Feb 5, 2010 – Jan 4, 2021

5 Form Ds were filed more than 15 days after the first sale

Form D filed 17 days after the first sale — KIORA PHARMACEUTICALS INC · Form D filed 48 days after the first sale — KIORA PHARMACEUTICALS INC · Form D filed 59 days after the first sale — KIORA PHARMACEUTICALS INC · Form D filed 16 days after the first sale — Spectra Analysis Instruments, Inc. · Form D filed 18 days after the first sale — Spectra Analysis Inc

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jan 4, 2021 ↗KIORA PHARMACEUTICALS INC — PartnerFacts page ↗Form D · Jul 24, 2014 ↗Form D · Sep 26, 2013 ↗

Sources

Form D · Jan 4, 2021 ↗ (Jan 4, 2021)
KIORA PHARMACEUTICALS INC — PartnerFacts page ↗ (Apr 21, 2026)
Form D · Jul 24, 2014 ↗ (Jul 24, 2014)
Form D · Sep 26, 2013 ↗ (Sep 26, 2013)
Form D · Jun 9, 2011 ↗ (Jun 9, 2011)
Spectra Analysis Instruments, Inc. — PartnerFacts page ↗ (Mar 27, 2013)
Form D · Feb 23, 2010 ↗ (Feb 23, 2010)
Spectra Analysis Inc — PartnerFacts page ↗ (Feb 23, 2010)

Note · Oct 16, 2009 – Jan 4, 2021

8 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — KIORA PHARMACEUTICALS INC (latest filing Jan 4, 2021) · No amendment in the last 12 months on an offering that may still be open — KIORA PHARMACEUTICALS INC (latest filing Jan 15, 2020) · No amendment in the last 12 months on an offering that may still be open — KIORA PHARMACEUTICALS INC (latest filing Jul 24, 2014) · No amendment in the last 12 months on an offering that may still be open — KIORA PHARMACEUTICALS INC (latest filing Sep 26, 2013) · No amendment in the last 12 months on an offering that may still be open — Spectra Analysis Instruments, Inc. (latest filing May 24, 2012) · and 3 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jan 4, 2021 ↗KIORA PHARMACEUTICALS INC — PartnerFacts page ↗Form D · Jan 15, 2020 ↗Form D · Jul 24, 2014 ↗

Sources

Form D · Jan 4, 2021 ↗ (Jan 4, 2021)
KIORA PHARMACEUTICALS INC — PartnerFacts page ↗ (Apr 21, 2026)
Form D · Jan 15, 2020 ↗ (Jan 15, 2020)
Form D · Jul 24, 2014 ↗ (Jul 24, 2014)
Form D · Sep 26, 2013 ↗ (Sep 26, 2013)
Form D · May 24, 2012 ↗ (May 24, 2012)
Spectra Analysis Instruments, Inc. — PartnerFacts page ↗ (Mar 27, 2013)
Form D · Jun 9, 2011 ↗ (Jun 9, 2011)

Worth asking · Mar 11, 2011 – Mar 16, 2012

Thomas Hancock is no longer listed on the Mar 16, 2012 amendment — GMO MULTI-STRATEGY FUND (OFFSHORE II-EUROS), A SEGREGATED ACCOUNT & SEPARATE FUND OF GMO OFFSHORE FUNDS II, LTD.

Thomas Hancock appears on the Mar 11, 2011 Form D/A (director) but not on the Mar 16, 2012 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Mar 11, 2011 ↗Form D/A · Mar 16, 2012 ↗Thomas Hancock — PartnerFacts page ↗GMO MULTI-STRATEGY FUND (OFFSHORE II-EUROS), A SEGREGATED ACCOUNT & SEPARATE FUND OF GMO OFFSHORE FUNDS II, LTD. — PartnerFacts page ↗

Sources

Form D/A · Mar 11, 2011 ↗ (Mar 11, 2011)
Form D/A · Mar 16, 2012 ↗ (Mar 16, 2012)
Thomas Hancock — PartnerFacts page ↗
GMO MULTI-STRATEGY FUND (OFFSHORE II-EUROS), A SEGREGATED ACCOUNT & SEPARATE FUND OF GMO OFFSHORE FUNDS II, LTD. — PartnerFacts page ↗ (May 22, 2014)

Note · Nov 13, 2009 – Dec 21, 2009

Offering amount changed between filings — KIORA PHARMACEUTICALS INC

The Nov 13, 2009 filing says $490,000 offered; the Dec 21, 2009 Form D says $22,641,695.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Nov 13, 2009 ↗Form D (later) · Dec 21, 2009 ↗KIORA PHARMACEUTICALS INC — PartnerFacts page ↗

Sources

Form D (earlier) · Nov 13, 2009 ↗ (Nov 13, 2009)
Form D (later) · Dec 21, 2009 ↗ (Dec 21, 2009)
KIORA PHARMACEUTICALS INC — PartnerFacts page ↗ (Apr 21, 2026)

Note · Nov 13, 2009 – Jul 7, 2016

Industry group changed between filings — KIORA PHARMACEUTICALS INC

"Pharmaceuticals" (Nov 13, 2009); then "Biotechnology" (Dec 21, 2009 to Jul 24, 2014); then "Pharmaceuticals" (Jul 7, 2016 to Jan 21, 2021).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Nov 13, 2009 ↗Form D · Dec 21, 2009 ↗Form D · Jul 7, 2016 ↗KIORA PHARMACEUTICALS INC — PartnerFacts page ↗

Sources

Form D · Nov 13, 2009 ↗ (Nov 13, 2009)
Form D · Dec 21, 2009 ↗ (Dec 21, 2009)
Form D · Jul 7, 2016 ↗ (Jul 7, 2016)
KIORA PHARMACEUTICALS INC — PartnerFacts page ↗ (Apr 21, 2026)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 14 offerings reports sales commissions totalling $263,813; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jan 21, 2021 D KIORA PHARMACEUTICALS INC File 021-386998	$0	$0	$0 Some of the proceeds may be used for working capital and other general corporate purposes, which may include the payment of salaries and other fees to those listed in Item 3.	None listed on this filing	EDGAR ↗
Jan 4, 2021 D KIORA PHARMACEUTICALS INC File 021-385028	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 15, 2020 D KIORA PHARMACEUTICALS INC File 021-358165	$0	$0	$0	H.C. Wainwright & Co., LLC BrokerCheck CRD 375 ↗	EDGAR ↗
Oct 8, 2019 D KIORA PHARMACEUTICALS INC File 021-350635	$0	$0	$0 Some of the proceeds may be used for working capital and other general corporate purposes, which may include the payment of salaries and other fees to those listed in Item 3.	None listed on this filing	EDGAR ↗
Jul 7, 2016 D KIORA PHARMACEUTICALS INC File 021-266554	$263,813	$0	$0 Some of the proceeds may be used for working capital and other general corporate purposes, which may include the payment of salaries and other fees to those listed in Item 3.	H.C. Wainwright & Co., LLC BrokerCheck CRD 375 ↗	EDGAR ↗
Jul 24, 2014 D KIORA PHARMACEUTICALS INC File 021-221723	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 26, 2013 D KIORA PHARMACEUTICALS INC File 021-203605	$0	$0	$0	None listed on this filing	EDGAR ↗
May 24, 2012 D Spectra Analysis Instruments, Inc. File 021-178785	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 9, 2011 D Spectra Analysis Instruments, Inc. File 021-161008	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 11, 2011 D/A GMO MULTI-STRATEGY FUND (OFFSHORE II-EUROS), A SEGREGATED ACCOUNT & SEPARATE FUND OF GMO OFFSHORE FUNDS II, LTD. File 021-129289	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 5, 2011 D KIORA PHARMACEUTICALS INC File 021-153029	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 23, 2010 D Spectra Analysis Inc File 021-80951	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 13, 2009 D KIORA PHARMACEUTICALS INC File 021-93705	$0 (est.)	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Oct 30, 2009 D Cequent Pharmaceuticals Inc File 021-96942	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named Thomas Hancock on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pharmaceuticals

KIORA PHARMACEUTICALS INC

Encinitas, CA · Nov 13, 2009 → Jan 21, 2021 · 9 filings

Jan 21, 2021 · D · $8,000,003 sold of $8,000,003 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
Jan 4, 2021 · D · $3,203,083 sold of Indefinite · 15 investors · min. No minimum reported · role: Director EDGAR ↗
Jan 15, 2020 · D · $0 sold of Indefinite · 5 investors · min. No minimum reported · role: Director EDGAR ↗
Oct 8, 2019 · D · $1,875,000 sold of $1,875,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
Jul 7, 2016 · D · $3,768,750 sold of $3,768,750 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
Jul 24, 2014 · D · $994,843 sold of $2,000,000 · 18 investors · min. No minimum reported · role: Director EDGAR ↗
Sep 26, 2013 · D · $968,971 sold of $1,448,264 · 21 investors · min. No minimum reported · role: Director EDGAR ↗
Jan 5, 2011 · D · $4,450,648 sold of $4,450,648 · 9 investors · min. $9,999 · role: Director EDGAR ↗
Nov 13, 2009 · D · $490,000 sold of $490,000 · 4 investors · min. $1 · role: Director EDGAR ↗

Raised $15M from 32 investors (100% of the $8M target) as of the latest filing. Thomas is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology · group: Spectra Analysis

Spectra Analysis Instruments, Inc.

Marlborough, MA · Jun 9, 2011 → May 24, 2012 · 2 filings

May 24, 2012 · D · $674,709 sold of $676,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
Jun 9, 2011 · D · $913,927 sold of $3,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.35M from 15 investors (100% of the $676K target) as of the latest filing. Thomas is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Gmo

GMO MULTI-STRATEGY FUND (OFFSHORE II-EUROS), A SEGREGATED ACCOUNT & SEPARATE FUND OF GMO OFFSHORE FUNDS II, LTD.

Boston, MA · Mar 19, 2010 → Mar 11, 2011 · 2 filings

Mar 11, 2011 · D/A · $161,852,559 sold of Indefinite · 4 investors · min. No minimum reported · role: Director EDGAR ↗
Mar 19, 2010 · D/A · $161,852,559 sold of Indefinite · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $735.8M from 7 investors as of the latest filing. Thomas is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other · group: Spectra Analysis

Spectra Analysis Inc

Marlborough, MA · Feb 23, 2010

Feb 23, 2010 · D · $125,000 sold of $500,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $125K from 1 investor (25% of the $500K target) as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pharmaceuticals

Cequent Pharmaceuticals Inc

Cambridge, MA · Oct 30, 2009

Oct 30, 2009 · D · $2,653,536 sold of $10,843,435 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.65M from 5 investors (24% of the $10.8M target) as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Thomas E. Hancock — MA, 3 issuers, Dec 21, 2009 → Mar 21, 2016 · shares 2 issuers with this record
THOMAS F. HANCOCK — MA, 1 issuer, Mar 16, 2012 → Apr 5, 2012 · shares 1 issuer with this record

People around Thomas 34

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Stephen From

Director, Executive Officer · 9 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas Hancock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Paul Chaney

Director · 9 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Thomas Hancock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Praveen Tyle

Director · 9 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas Hancock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Morton Goldberg

Director · 9 shared filings (1 issuer)

Listed on the same filings as Thomas Hancock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Bernard Malfroy-Camine

Director · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas Hancock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Sarah Romano

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas Hancock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Steven Boyd

Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Thomas Hancock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

George J. Giansanti, Jr.

Executive Officer, Director · 3 shared filings (2 issuers)

Listed on the same filings as Thomas Hancock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael Ferrantino

Director · 3 shared filings (2 issuers)

Listed on the same filings as Thomas Hancock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Thomas Balland

Director · 3 shared filings (1 issuer)

Listed on the same filings as Thomas Hancock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Keith Maher

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Thomas Hancock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

GREGORY L. POTTLE

Director · 2 shared filings (1 issuer) · also on 47 other issuers

GREGORY L. POTTLE is on 48 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

ALEX J. ERSKINE

Director · 2 shared filings (1 issuer) · also on 9 other issuers

ALEX J. ERSKINE is on 10 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Alain Maiore

Director · 2 shared filings (1 issuer)

Listed on the same filings as Thomas Hancock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

John F. Rousseau, Jr.

Director · 2 shared filings (1 issuer)

Listed on the same filings as Thomas Hancock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Edwin Snape

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas Hancock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Peter Parker

Executive Officer, Director · 1 shared filing (1 issuer) · also on 6 other issuers

Peter Parker is on 7 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Herbert H. Hooper

Director · 1 shared filing (1 issuer) · also on 6 other issuers

Herbert H. Hooper is on 7 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Lauren Silverman

Director · 1 shared filing (1 issuer) · also on 6 other issuers

Lauren Silverman is on 7 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Eric Linsley

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Thomas Hancock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

J. Sebastien Cleiftie

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Hancock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Dina Routhier

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Hancock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Daniel Calvo

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas Hancock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Kevin Dougherty

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas Hancock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Chiang J. Li

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas Hancock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Walter Meier

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Hancock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Laurent Assaraf

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Hancock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael Patane

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Hancock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Mounia Chaoui

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas Hancock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Peter Greenleaf

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas Hancock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Bernard Malfoye-Camine

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Hancock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Ryan Brenneman

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Hancock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael Mullen

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Hancock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael Taylor

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Thomas Hancock. Their page shows their other deals.

The team behind the deals

Sponsor group

Spectra Analysis

2 issuers · 4 filings · $1.48M reported sold · 2010–2013

SA Spectra Analysis Instruments, Inc. Other Technology · $1.35M sold · 2011 · listed
SA Spectra Analysis Inc Other · $125K sold · 2010 · listed

One team, 2 deal companies. Thomas Hancock is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Thomas Hancock.

Sponsor group

Gmo

77 issuers · 537 filings · $89.25B reported sold · 2009–2026

GS GMO SYSTEMATIC GLOBAL MACRO MASTER PORTFOLIO, A PORTFOLIO OF GMO OFFSHORE MASTER PORTFOLIOS IV LTD. Pooled Investment Fund · $2.46B sold · 2012
GS GMO SYSTEMATIC GLOBAL MACRO FUND (OFFSHORE), A PORTFOLIO OF GMO OFFSHORE FUNDS I, LTD. Pooled Investment Fund · $2.65B sold · 2010
GA GMO Alternative Allocation SPC Ltd. Pooled Investment Fund · $50.8M sold · 2019
GA GMO Amplified Equity Dislocation Solution Fund, L.P. Pooled Investment Fund · $1.03B sold · 2020
GQ GMO Quality Spectrum Fund, L.P. Pooled Investment Fund · $331M sold · 2019
GE GMO Equity Dislocation Fund (Offshore), L.P. Pooled Investment Fund · $1.06B sold · 2020
GE GMO Equity Dislocation Fund, L.P. Pooled Investment Fund · $2.71B sold · 2020
FG FICG-GM-I Fund, L.P. Pooled Investment Fund · $787M sold · 2022
GC GMO Capital Investment Solutions Fund, L.P. Pooled Investment Fund · $350.3M sold · 2025
GW GMO World Market Neutral Fund, L.P. Pooled Investment Fund · $85M sold · 2025
GU GMO-Usonian Special Situations Fund II, L.P. Pooled Investment Fund · $45.6M sold · 2026
GE GMO Emerging Country Debt Investment Fund Plc Pooled Investment Fund · $1B sold · 2012
GF GMO Funds Plc on behalf of its sub-fund GMO Quality Investment Fund Pooled Investment Fund · $1.18B sold · 2012
GQ GMO Qualifying Investor Funds Plc on behalf of its sub-fund GMO Emerging Country Local Debt Investment Fund Pooled Investment Fund · $90M sold · 2012
GQ GMO QUALIFYING INVESTOR FUNDS PLC ON BEHALF OF ITS SUB-FUND GMO SYSTEMATIC GLOBAL MACRO FUND Pooled Investment Fund · $36.3M sold · 2014
GE GMO Emerging Country Debt UCITS Fund, a sub-fund of GMO Investments ICAV Pooled Investment Fund · $87.5M sold · 2021
GF GMO Funds Plc on behalf of its sub-fund GMO Global Real Return (UCITS) Fund Pooled Investment Fund · $15M sold · 2022
GE GMO Equity Dislocation Investment Fund, a sub-fund of GMO Investments ICAV Pooled Investment Fund · $179.6M sold · 2022
GC GMO Climate Change Select Transition Investment Fund, a sub-fund of GMO Investments ICAV Pooled Investment Fund · $7.3M sold · 2023
MC Manatee Cove Partners EMD Fund, L.P. Pooled Investment Fund · $500M sold · 2025
GM GMO MULTI-STRATEGY FUND (OFFSHORE), L.P. Pooled Investment Fund · $5.42B sold · 2010
GM GMO MULTI-STRATEGY FUND (ONSHORE), A SERIES OF GMO MASTER PORTFOLIOS (ONSHORE), L.P. Pooled Investment Fund · $5.84B sold · 2010
GE GMO EVENT-DRIVEN MASTER PORTFOLIO, A PORTFOLIO OF GMO OFFSHORE MASTER PORTFOLIOS II LTD. Pooled Investment Fund · $758.7M sold · 2014
GC GMO COMPLETION FUND MASTER PORTFOLIO, A PORTFOLIO OF GMO OFFSHORE MASTER PORTFOLIOS V LTD. Pooled Investment Fund · $1.18B sold · 2014
GI GMO Implementation SPC Ltd. Pooled Investment Fund · $156M sold · 2015
GA GMO Alternative Asset SPC Ltd Pooled Investment Fund · $1.16B sold · 2014
GF GMO Fixed Income Absolute Return Fund (Offshore), L.P. Pooled Investment Fund · $179.7M sold · 2010
GF GMO Fixed Income Absolute Return Fund (Onshore), a series of GMO Master Portfolios (Onshore), L.P. Pooled Investment Fund · $1.96B sold · 2010
GC GMO CREDIT OPPORTUNITIES FUND, L.P. Pooled Investment Fund · $957.3M sold · 2010
UD Usonian Dedicated Investments, L.P. Pooled Investment Fund · $50M sold · 2023
GT GMO Trust on behalf of its series GMO U.S. Opportunistic Value Fund Pooled Investment Fund · $299.2M sold · 2023
GU GMO-Usonian Japan Value Creation U.S. Dollar Hedged Fund, L.P. Pooled Investment Fund · $20.5M sold · 2017
GF GMO Funds Plc on behalf of its sub-fund GMO Emerging Markets Equity Fund Pooled Investment Fund · $288.8M sold · 2012
GT GMO Tactical Opportunities Fund (Onshore), a series of GMO Master Portfolios (Onshore), L.P. Pooled Investment Fund · $3.74B sold · 2010
GR GMO Resources Long/Short Fund (Offshore), L.P. Pooled Investment Fund · $14M sold · 2020
GT GMO TAX-MANAGED BENCHMARK-FREE FUND, A SERIES OF GMO MASTER PORTFOLIOS (ONSHORE), L.P. Pooled Investment Fund · $724.4M sold · 2010
GM GMO MEAN REVERSION FUND (ONSHORE), A SERIES OF GMO MASTER PORTFOLIOS (ONSHORE), L.P. Pooled Investment Fund · $2.28B sold · 2010
GE GMO Emerging Country Local Debt Fund (Onshore), L.P. Pooled Investment Fund · $275.5M sold · 2015
GE GMO Emerging Country Local Debt Fund (Offshore), L.P. Pooled Investment Fund · $98.9M sold · 2015
GS GMO Special Opportunities SPC Ltd. Pooled Investment Fund · $10M sold · 2014
GT GMO Trust on behalf of its series GMO Cyclical Focus Fund Pooled Investment Fund · $108.7M sold · 2020
GM GMO MEAN REVERSION FUND (OFFSHORE), L.P. Pooled Investment Fund · $4.15B sold · 2010
GE GMO EMERGING COUNTRY DEBT, L.P. Pooled Investment Fund · $1.26B sold · 2010
GE GMO Emerging Equity Market Neutral Fund Ltd. Pooled Investment Fund · $102.5M sold · 2018
GE GMO EMERGING COUNTRY DEBT PORTFOLIO (OFFSHORE), LTD. Pooled Investment Fund · $1.01B sold · 2010
GM GMO MULTI-STRATEGY FUND (ONSHORE), LLC Pooled Investment Fund · $4.62B sold · 2010
GC GMO CREDIT OPPORTUNITIES FUND (OFFSHORE), L.P. Pooled Investment Fund · $55.3M sold · 2010
GW GMO World Equity Allocation Investment Fund Plc Pooled Investment Fund · $32.2M sold · 2012
GE GMO EVENT-DRIVEN FUND (ONSHORE), A SERIES OF GMO ONSHORE FUNDS I, L.P. Pooled Investment Fund · $2.14B sold · 2010
GT GMO Tactical Opportunities Fund (Offshore), L.P. Pooled Investment Fund · $1.3B sold · 2010
GC GMO COMPLETION FUND (ONSHORE), A SERIES OF GMO ONSHORE FUNDS I, L.P. Pooled Investment Fund · $2.29B sold · 2014
GT GMO TRUST ON BEHALF OF ITS SERIES GMO WORLD OPPORTUNITY OVERLAY FUND Pooled Investment Fund · $928.6M sold · 2010
GA GMO ALPHA LIBOR (OFFSHORE), L.P. Pooled Investment Fund · $7.53B sold · 2009
GM GMO Mean Reversion Special Solution Fund, L.P. Pooled Investment Fund · $628.3M sold · 2015
GT GMO Trust on behalf of its series GMO Systematic Global Macro Opportunity Fund Pooled Investment Fund · $268M sold · 2010
GT GMO TRUST ON BEHALF OF ITS SERIES GMO BENCHMARK-FREE FUND Pooled Investment Fund · $4.48B sold · 2011
GT GMO TRUST ON BEHALF OF ITS SERIES GMO IMPLEMENTATION FUND Pooled Investment Fund · $5.59B sold · 2012
GC GMO CURRENCY HEDGE FUND MASTER PORTFOLIO (OFFSHORE), L.P. Pooled Investment Fund · $130.5M sold · 2010
GE GMO EMERGING CURRENCY HEDGE FUND (ONSHORE), L.P., A SERIES OF GMO MASTER PORTFOLIOS (ONSHORE), L.P. Pooled Investment Fund · $244.2M sold · 2010
GE GMO EMERGING CURRENCY HEDGE FUND (OFFSHORE), L.P. Pooled Investment Fund · $57.7M sold · 2010
GT GMO TOTAL EQUITIES (OFFSHORE), A SEPARATE PORTFOLIO OF GMO OFFSHORE FUNDS I LTD. Pooled Investment Fund · $3.69M sold · 2010
GM GMO MULTI-STRATEGY FUND (OFFSHORE II-EUROS), A SEGREGATED ACCOUNT & SEPARATE FUND OF GMO OFFSHORE FUNDS II, LTD. Pooled Investment Fund · $735.8M sold · 2010 · listed
GC GMO CURRENCY HEDGE FUND (ONSHORE), A SERIES OF GMO ONSHORE FUNDS II, L.P. Pooled Investment Fund · $626.2M sold · 2010
GR GMO Real Return Asset Allocation Fund, L.P. Pooled Investment Fund · $2.93B sold · 2009
GR GMO REAL RETURN ASSET ALLOCATION FUND (OFFSHORE), L.P. Pooled Investment Fund · $107.7M sold · 2010
GT GMO TRUST ON BEHALF OF ITS SERIES GMO SPECIAL SITUATIONS FUND Pooled Investment Fund · $739M sold · 2010
GT GMO Trust on behalf of its series GMO Debt Opportunities Fund Pooled Investment Fund · $176.5M sold · 2010
GG GMO GLOBAL ACTIVE EQUITY FUND, L.P. Pooled Investment Fund · $344.6M sold · 2009
JO JAPAN OPPORTUNITIES FUND, L.P. Pooled Investment Fund · $517.3M sold · 2010
GT GMO TRUST ON BEHALF OF ITS SERIES GMO U.S. FLEXIBLE EQUITIES FUND Pooled Investment Fund · $6.63B sold · 2012
GT GMO TRUST ON BEHALF OF ITS SERIES GMO SPECIAL PURPOSE HOLDING FUND Pooled Investment Fund · $305K sold · 2010
GT GMO Trust on behalf of its series GMO High Quality Short-Duration Bond Fund Pooled Investment Fund · 2010
GT GMO TAX-MANAGED ABSOLUTE RETURN FUND, A SERIES OF GMO MASTER PORTFOLIOS (ONSHORE), L.P. Pooled Investment Fund · $14.6M sold · 2010
GS GMO Short Term Market Opportunities Fund (Offshore), L.P. Pooled Investment Fund · $2.52M sold · 2010
GS GMO Short-Term Market Opportunities Fund (Onshore), L.P., a Series of GMO Master Portfolios (Onshore), L.P. Pooled Investment Fund · $6.5M sold · 2010
GP GMO PAN-EUROPEAN LONG/SHORT EQUITY FUND (ONSHORE), A SERIES OF GMO ONSHORE FUNDS II, L.P. Pooled Investment Fund · $16.1M sold · 2010
SS STATE STREET NAVIGATOR SECURITIES LENDING TRUST Pooled Investment Fund · 2009

One team, 77 deal companies. Thomas Hancock is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Thomas Hancock.

Same business address

42 other issuers file from the same address

Breakthrough Energy Ventures Special Situations I, L.P. Boston, MA · 2026
oneworld BEV Fund, L.P. Boston, MA · 2025
GMO Trust on behalf of its series GMO U.S. Opportunistic Value Fund Boston, MA · 2023
GMO Tactical Opportunities Fund (Onshore), a series of GMO Master Portfolios (Onshore), L.P. Boston, MA · 2010
GMO Resources Long/Short Fund (Offshore), L.P. Boston, MA · 2020
GMO TAX-MANAGED BENCHMARK-FREE FUND, A SERIES OF GMO MASTER PORTFOLIOS (ONSHORE), L.P. Boston, MA · 2010
GMO MEAN REVERSION FUND (ONSHORE), A SERIES OF GMO MASTER PORTFOLIOS (ONSHORE), L.P. Boston, MA · 2010
GMO Special Opportunities SPC Ltd. Boston, MA · 2014
GMO Trust on behalf of its series GMO Cyclical Focus Fund Boston, MA · 2020
GMO MEAN REVERSION FUND (OFFSHORE), L.P. Boston, MA · 2010
GMO EMERGING COUNTRY DEBT, L.P. Boston, MA · 2010
GMO Emerging Equity Market Neutral Fund Ltd. Boston, MA · 2018
GMO MULTI-STRATEGY FUND (ONSHORE), LLC Boston, MA · 2010
GMO EMERGING COUNTRY DEBT PORTFOLIO (OFFSHORE), LTD. Boston, MA · 2010
GMO CREDIT OPPORTUNITIES FUND (OFFSHORE), L.P. Boston, MA · 2010
GMO EVENT-DRIVEN FUND (ONSHORE), A SERIES OF GMO ONSHORE FUNDS I, L.P. Boston, MA · 2010
GMO Tactical Opportunities Fund (Offshore), L.P. Boston, MA · 2010
GMO COMPLETION FUND (ONSHORE), A SERIES OF GMO ONSHORE FUNDS I, L.P. Boston, MA · 2014
GMO TRUST ON BEHALF OF ITS SERIES GMO WORLD OPPORTUNITY OVERLAY FUND Boston, MA · 2010
Benex LLC Encinitas, CA · 2016
GMO ALPHA LIBOR (OFFSHORE), L.P. Boston, MA · 2009
GMO Trust on behalf of its series GMO Systematic Global Macro Opportunity Fund Boston, MA · 2010
GMO TRUST ON BEHALF OF ITS SERIES GMO BENCHMARK-FREE FUND Boston, MA · 2011
GMO TRUST ON BEHALF OF ITS SERIES GMO IMPLEMENTATION FUND Boston, MA · 2012
GMO Real Return Asset Allocation Fund, L.P. Boston, MA · 2009
GMO EMERGING CURRENCY HEDGE FUND (OFFSHORE), L.P. Boston, MA · 2010
GMO EMERGING CURRENCY HEDGE FUND (ONSHORE), L.P., A SERIES OF GMO MASTER PORTFOLIOS (ONSHORE), L.P. Boston, MA · 2010
GMO CURRENCY HEDGE FUND (ONSHORE), A SERIES OF GMO ONSHORE FUNDS II, L.P. Boston, MA · 2010
GMO CURRENCY HEDGE FUND MASTER PORTFOLIO (OFFSHORE), L.P. Boston, MA · 2010
GMO TOTAL EQUITIES (OFFSHORE), A SEPARATE PORTFOLIO OF GMO OFFSHORE FUNDS I LTD. Boston, MA · 2010
GMO REAL RETURN ASSET ALLOCATION FUND (OFFSHORE), L.P. Boston, MA · 2010
GMO TRUST ON BEHALF OF ITS SERIES GMO SPECIAL SITUATIONS FUND Boston, MA · 2010
GMO Trust on behalf of its series GMO Debt Opportunities Fund Boston, MA · 2010
JAPAN OPPORTUNITIES FUND, L.P. Boston, MA · 2010
GMO TRUST ON BEHALF OF ITS SERIES GMO U.S. FLEXIBLE EQUITIES FUND Boston, MA · 2012
GMO Trust on behalf of its series GMO High Quality Short-Duration Bond Fund Boston, MA · 2010
GMO TRUST ON BEHALF OF ITS SERIES GMO SPECIAL PURPOSE HOLDING FUND Boston, MA · 2010
GMO TAX-MANAGED ABSOLUTE RETURN FUND, A SERIES OF GMO MASTER PORTFOLIOS (ONSHORE), L.P. Boston, MA · 2010
POINTCARE TECHNOLOGIES INC Marlborough, MA · 2010
GMO Short Term Market Opportunities Fund (Offshore), L.P. Boston, MA · 2010
GMO Short-Term Market Opportunities Fund (Onshore), L.P., a Series of GMO Master Portfolios (Onshore), L.P. Boston, MA · 2010
GMO PAN-EUROPEAN LONG/SHORT EQUITY FUND (ONSHORE), A SERIES OF GMO ONSHORE FUNDS II, L.P. Boston, MA · 2010

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 5 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Thomas Hancock by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Thomas Hancock is listed on: none on file. No website or social profile named in GMO MULTI-STRATEGY FUND (OFFSHORE II-EUROS), A SEGREGATED ACCOUNT & SEPARATE FUND OF GMO OFFSHORE FUNDS II, LTD.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #317,092 of 374,652 in line (1,111 issuers searched so far). One-tap searches: Look further ↓

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Thomas Hancock

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Bankruptcy case: Chaoui v. U.S. Bank, N.A. as Trustee for the Certificatehol — filed Mar 30, 2015

Thomas Hancock appears on 3 deals that stopped filing before reaching their target

5 Form Ds were filed more than 15 days after the first sale

8 offerings have no amendment in the last 12 months and may still be open

Thomas Hancock is no longer listed on the Mar 16, 2012 amendment — GMO MULTI-STRATEGY FUND (OFFSHORE II-EUROS), A SEGREGATED ACCOUNT & SEPARATE FUND OF GMO OFFSHORE FUNDS II, LTD.

Offering amount changed between filings — KIORA PHARMACEUTICALS INC

Industry group changed between filings — KIORA PHARMACEUTICALS INC

5. Money to insiders

Deals 5

People around Thomas 34

The team behind the deals

42 other issuers file from the same address

Registrations and other filings

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

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