Thomas Colgan is listed as an executive officer and director on 10 SEC Form D filings by 3 issuers between Sep 2009 and Jun 2022: Wagner Carbon Opportunity Fund I, LP (Lyme, NH — pooled investment fund — 2022; $120M reported sold to 4 investors), Recycled Asphalt Shingle Technology, LLC (Brentwood, NH — manufacturing — 2012–2013; $1.44M reported sold to 24 investors) and NEW ENGLAND WOOD PELLET LLC (Jaffrey, NH — other energy — 2009–2011; 5 investors reported).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $121.4M sold in total.
2 of the issuers belong to the sponsor group New (2 issuers, $120M reported sold, 2009–2022).
What this means A sponsor group is one team that sets up a new company for each deal. New has 2 companies on file and $120M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 3 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 10 public filings for Thomas Colgan and found 7 differences, 1 worth asking the sponsor about: 7 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.