Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:55 AM ET

Sponsor Check › Person

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Thomas Tracy

Named as an officer, director or promoter on SEC Form D filings · KY · Jul 12, 2017 → Jul 12, 2017

1deal (issuers)

$4.24Mreported sold

3investors

1Form D filing

2017year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:40 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Thomas Tracy is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Jul 2017: Weller Ice, LLC (Louisville, KY — manufacturing — 2017; $4.24M reported sold to 3 investors).

What this means One deal on file with the SEC, filed Jul 2017. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Dale Boden (1 shared filing), Daniel C. Ulmer (1 shared filing), James T Sims (1 shared filing), Kenneth S. Berryman (1 shared filing), Robert C Ayotte (1 shared filing) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.

The issuer belongs to the sponsor group Weller (4 issuers, $12.9M reported sold, 2016–2017).

What this means A sponsor group is one team that sets up a new company for each deal. Weller has 4 companies on file and $12.9M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 36 bankruptcy cases matching the name listed in Key records below.

What this means 36 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Thomas Tracy and found 1 difference: Same name, different state: "Thomas G. Tracy" (CA) is a separate record.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Thomas Tracy has not run yet — it is joining a line of 43,408 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:40 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Thomas Tracy..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

36 cases: 36 closed (disposition not in docket feed)

THOMAS C TRACY closed

United States Bankruptcy Court, D. Minnesota · No. 15-31993 · Filed May 26, 2015 · Closed Nov 19, 2020

Role of THOMAS C TRACY: Debtor · Outcome: Case closed 2020-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in MN (not a filing state)

Thomas J. Tracy closed

United States Bankruptcy Court, N.D. Ohio · No. 13-18853 · Filed Dec 24, 2013 · Closed Jun 3, 2014

Role of Thomas J. Tracy: Debtor · Outcome: Case closed 2014-06-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)

Thomas H. Tracy and Lisa A. Tracy closed

United States Bankruptcy Court, D. New Hampshire · No. 13-11608 · Filed Jun 24, 2013 · Closed Jul 3, 2014

Role of Thomas H. Tracy and Lisa A. Tracy: Debtor · Outcome: Case closed 2014-07-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in NH (not a filing state)

Thomas K Tracy closed

United States Bankruptcy Court, D. Massachusetts · No. 12-18109 · Filed Oct 4, 2012 · Closed Feb 6, 2013

Role of Thomas K Tracy: Debtor · Outcome: Case closed 2013-02-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)

THOMAS C TRACY closed

United States Bankruptcy Court, D. Minnesota · No. 12-33338 · Filed May 31, 2012 · Closed Sep 19, 2012

Role of THOMAS C TRACY: Debtor · Outcome: Case closed 2012-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in MN (not a filing state)

Thomas W. Tracy closed

United States Bankruptcy Court, N.D. New York · No. 11-31444 · Filed Jun 24, 2011 · Closed Oct 7, 2011

Role of Thomas W. Tracy: Debtor · Outcome: Case closed 2011-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)

Thomas E. Tracy closed

United States Bankruptcy Court, N.D. New York · No. 11-30395 · Filed Mar 3, 2011 · Closed Feb 20, 2014

Role of Thomas E. Tracy: Debtor · Outcome: Case closed 2014-02-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)

Thomas M Tracy closed

United States Bankruptcy Court, E.D. New York · No. 1-10-42145 · Filed Mar 16, 2010 · Closed Jun 23, 2010

Role of Thomas M Tracy: Debtor · Outcome: Case closed 2010-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)

Thomas L Tracy and Cary E Tracy closed

United States Bankruptcy Court, D. New Jersey · No. 09-40566 · Filed Nov 13, 2009 · Closed Mar 1, 2010

Role of Thomas L Tracy and Cary E Tracy: Debtor · Outcome: Case closed 2010-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)

Thomas H. Tracy closed

United States Bankruptcy Court, D. Massachusetts · No. 09-18140 · Filed Aug 26, 2009 · Closed Dec 24, 2009

Role of Thomas H. Tracy: Debtor · Outcome: Case closed 2009-12-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)

Thomas R. Tracy closed

United States Bankruptcy Court, C.D. Illinois · No. 09-81957 · Filed Jun 24, 2009 · Closed Nov 19, 2013

Role of Thomas R. Tracy: Debtor · Outcome: Case closed 2013-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)

Thomas H. Tracy and Lisa A. Tracy closed

United States Bankruptcy Court, D. New Hampshire · No. 09-10809 · Filed Mar 13, 2009 · Closed Aug 5, 2009

Role of Thomas H. Tracy and Lisa A. Tracy: Debtor · Outcome: Case closed 2009-08-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in NH (not a filing state)

Thomas E. Tracy closed

United States Bankruptcy Court, D. New Jersey · No. 08-11832 · Filed Jan 31, 2008 · Closed Apr 23, 2013

Role of Thomas E. Tracy: Debtor · Outcome: Case closed 2013-04-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)

Thomas E Tracy closed

United States Bankruptcy Court, D. Massachusetts · No. 07-41351 · Filed Apr 15, 2007 · Closed Jul 23, 2007

Role of Thomas E Tracy: Debtor · Outcome: Case closed 2007-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)

Thomas R. Tracy closed

United States Bankruptcy Court, C.D. Illinois · No. 06-80662 · Filed Apr 26, 2006 · Closed Mar 18, 2008

Role of Thomas R. Tracy: Debtor · Outcome: Case closed 2008-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)

Thomas D. Tracy, Sr. and Audrey Tracy closed

United States Bankruptcy Court, E.D. Michigan · No. 05-73186 · Filed Sep 28, 2005 · Closed Mar 2, 2006

Role of Thomas D. Tracy, Sr.: Debtor · Outcome: Case closed 2006-03-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)

Thomas Tracy and Sheila Johnson-Tracy closed

United States Bankruptcy Court, N.D. Illinois · No. 05-40157 · Filed Sep 26, 2005 · Closed Mar 16, 2012

Role of Thomas Tracy and Sheila Johnson-Tracy: Debtor · Outcome: Case closed 2012-03-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)

Thomas Tracy and Sheila Johnson-Tracy closed

United States Bankruptcy Court, N.D. Illinois · No. 05-09399 · Filed Mar 16, 2005 · Closed Sep 12, 2005

Role of Thomas Tracy and Sheila Johnson-Tracy: Debtor · Outcome: Case closed 2005-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)

Thomas T. Tracy and Diana Tracy closed

United States Bankruptcy Court, E.D. Michigan · No. 04-47076 · Filed Mar 11, 2004 · Closed Sep 14, 2004

Role of Thomas T. Tracy and Diana Tracy: Debtor · Outcome: Case closed 2004-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)

Thomas J Tracy, and Kristi Jo Tracy closed

United States Bankruptcy Court, S.D. Iowa · No. 03-05730 · Filed Sep 25, 2003 · Closed Jan 12, 2005

Role of Thomas J Tracy: Debtor · Outcome: Case closed 2005-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in IA (not a filing state)

Thomas Tracy and Alice Tracy closed

United States Bankruptcy Court, N.D. Texas · No. 02-45808 · Filed Aug 5, 2002 · Closed Mar 4, 2004

Role of Thomas Tracy and Alice Tracy: Debtor · Outcome: Case closed 2004-03-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)

Thomas Tracy and Alice Tracy closed

United States Bankruptcy Court, N.D. Texas · No. 01-44392 · Filed Jun 15, 2001 · Closed Jun 21, 2002

Role of Thomas Tracy and Alice Tracy: Debtor · Outcome: Case closed 2002-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)

Thomas Tracy closed

United States Bankruptcy Court, D. New Jersey · No. 01-51920 · Filed Feb 21, 2001 · Closed Aug 14, 2001

Role of Thomas Tracy: Debtor · Outcome: Case closed 2001-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)

Thomas R Tracy closed

United States Bankruptcy Court, C.D. Illinois · No. 00-81356 · Filed Apr 25, 2000 · Closed Nov 15, 2005

Role of Thomas R Tracy: Debtor · Outcome: Case closed 2005-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)

Thomas R Tracy closed

United States Bankruptcy Court, W.D. Washington · No. 00-31796 · Filed Mar 6, 2000 · Closed Jun 21, 2000

Role of Thomas R Tracy: Debtor · Outcome: Case closed 2000-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in WA (not a filing state)

Thomas E Tracy closed

United States Bankruptcy Court, S.D. Texas · No. 00-30075 · Filed Jan 3, 2000 · Closed Jan 16, 2001

Role of Thomas E Tracy: Debtor · Outcome: Case closed 2001-01-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)

Thomas W Tracy and Gwen Tracy closed

United States Bankruptcy Court, D. Idaho · No. 99-41572 · Filed Sep 21, 1999 · Closed Aug 4, 2000

Role of Thomas W Tracy and Gwen Tracy: Debtor · Outcome: Case closed 2000-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in ID (not a filing state)

Thomas R. Tracy closed

United States Bankruptcy Court, N.D. Ohio · No. 99-40305 · Filed Feb 5, 1999 · Closed Jul 24, 2000

Role of Thomas R. Tracy: Debtor · Outcome: Case closed 2000-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)

Thomas H. Tracy closed

United States Bankruptcy Court, D. Massachusetts · No. 98-21828 · Filed Dec 9, 1998 · Closed Mar 24, 1999

Role of Thomas H. Tracy: Debtor · Outcome: Case closed 1999-03-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)

Thomas B Tracy and Phyllis M Tracy closed

United States Bankruptcy Court, C.D. California · No. 6:98-bk-21286 · Filed Jun 10, 1998 · Closed Sep 30, 1998

Role of Thomas B Tracy and Phyllis M Tracy: Debtor · Outcome: Case closed 1998-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

Thomas W. Tracy and Elizabeth D. Tracy closed

United States Bankruptcy Court, D. Oregon · No. 98-62643 · Filed May 7, 1998 · Closed Oct 28, 1999

Role of Thomas W. Tracy and Elizabeth D. Tracy: Debtor · Outcome: Case closed 1999-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in OR (not a filing state)

Thomas W. Tracy and Elizabeth D. Tracy closed

United States Bankruptcy Court, D. Oregon · No. 97-63771 · Filed Jun 30, 1997 · Closed Mar 12, 1998

Role of Thomas W. Tracy and Elizabeth D. Tracy: Debtor · Outcome: Case closed 1998-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in OR (not a filing state)

Thomas B. Tracy, Jr. closed

United States Bankruptcy Court, N.D. Ohio · No. 96-51251 · Filed Jun 4, 1996 · Closed Oct 4, 1996

Role of Thomas B. Tracy, Jr.: Debtor · Outcome: Case closed 1996-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)

Thomas R. Tracy and Linda D. Tracy closed

United States Bankruptcy Court, M.D. Florida · No. 8:92-bk-13947 · Filed Oct 23, 1992 · Closed Feb 25, 1993

Role of Thomas R. Tracy and Linda D. Tracy: Debtor · Outcome: Case closed 1993-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)

Thomas Tracy and M Delores Tracy closed

United States Bankruptcy Court, D. New Jersey · No. 87-7439 · Filed Dec 8, 1987 · Closed Jun 15, 1993

Role of Thomas Tracy and M Delores Tracy: Debtor · Outcome: Case closed 1993-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)

Thomas P. Tracy and Christine Tracy closed

United States Bankruptcy Court, W.D. New York · No. 1-86-11404 · Filed Jul 10, 1986 · Closed Dec 19, 1989

Role of Thomas P. Tracy and Christine Tracy: Debtor · Outcome: Case closed 1989-12-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 70 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:40 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

1 difference found between the filings for Thomas Tracy (compared 1 filing on Oct 24, 2026)

Note · Oct 13, 2010 – Dec 15, 2021

Same name, different state: "Thomas G. Tracy" (CA) is a separate record

This page covers filings where the address state is KY. A separate record, "Thomas G. Tracy" with address state CA, is listed on 46 filings — most recently by Aspiriant Holdings, LLC (Jul 13, 2023). Both records have filings in the same period (Jul 12, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas G. Tracy (CA) — PartnerFacts page ↗Form D/A · Jul 13, 2023 ↗Aspiriant Holdings, LLC — PartnerFacts page ↗Thomas Tracy (KY) — this page ↗

Sources

Thomas G. Tracy (CA) — PartnerFacts page ↗ (Dec 15, 2021)
Form D/A · Jul 13, 2023 ↗ (Jul 13, 2023)
Aspiriant Holdings, LLC — PartnerFacts page ↗ (Oct 14, 2026)
Thomas Tracy (KY) — this page ↗ (Jul 12, 2017)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jul 12, 2017 D Weller Ice, LLC File 021-290552	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Thomas Tracy on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Manufacturing · group: Weller

Weller Ice, LLC

Louisville, KY · Jul 12, 2017

Jul 12, 2017 · D · $4,242,222 sold of $4,242,222 · 3 investors · min. No minimum reported · role: Executive Officer (CFO) EDGAR ↗

Raised $4.24M from 3 investors (100% of the $4.24M target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Manufacturing / 506(b) (1,339 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Thomas G. Tracy — CA, 10 issuers, Oct 13, 2010 → Dec 15, 2021 · no shared issuer

People around Thomas 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Daniel C. Ulmer

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Thomas Tracy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Dale Boden

Director · 1 shared filing (1 issuer) · also on 8 other issuers

Dale Boden is on 9 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Ross Jordan

Director · 1 shared filing (1 issuer) · also on 5 other issuers

Ross Jordan is on 6 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

James T Sims

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Tracy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Tobi Ferguson

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Tracy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert C Ayotte

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Tracy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Kenneth S. Berryman

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Thomas Tracy. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Stephen D Sautel

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas Tracy. Their page shows their other deals.

The team behind the deals

Sponsor group

Weller

4 issuers · 4 filings · $12.9M reported sold · 2016–2017

WI Weller Ice, LLC Manufacturing · $4.24M sold · 2017 · listed
VI Vogt Investment, LLC Investing · $3.79M sold · 2017
WH Weller Holdings I, LLC Investing · $2.79M sold · 2016
WI Weller Investment I, LLC Investing · $2.12M sold · 2016

One team, 4 deal companies. Thomas Tracy is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Thomas Tracy.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Thomas Tracy by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Thomas Tracy is listed on: none on file. No website or social profile named in Weller Ice, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #268,838 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Louisville, KY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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Thomas Tracy

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Same name, different state: "Thomas G. Tracy" (CA) is a separate record

5. Money to insiders

Deals 1

People around Thomas 8

The team behind the deals

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

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Request a correction

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