Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:43 AM ET

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Thomas Ritchie

Named as an officer, director or promoter on SEC Form D filings · NY · May 13, 2019 → Nov 2, 2022

11deals (issuers)

$482.8Mreported sold

80investors

13Form D filings

2019–2022years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:44 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Thomas Ritchie is listed as a director on 13 SEC Form D filings by 11 issuers between May 2019 and Nov 2022. Largest by amount reported sold: IAFD Holdings, LP (Cleveland, TX — industry reported as "Other" — 2022; $88.4M reported sold to 8 investors), Icreon Ultimate Holdings, LLC (New York, NY — industry reported as "Other" — 2022; $66.9M reported sold to 5 investors), ASP Global Holdings, LLC (Atlanta, GA — industry reported as "Other" — 2020; $52.9M reported sold to 12 investors), Edko Holdings, LLC (Bossier City, LA — industry reported as "Other" — 2021; $47.6M reported sold to 5 investors), Certified Collision Group Holdings, LLC (Reno, NV — industry reported as "Other" — 2022; $44M reported sold to 11 investors) and 6 more (all listed below).

What this means That is a lot of deals — 11 separate companies raised money with this person listed as director, over about 3 years. Across those companies the filings report $482.8M sold in total.

Listed alongside Evan Weinstein (12 shared filings), JOHN C. GLOVER (6 shared filings), Bennett Salvatora (5 shared filings), Victor Martinelli (5 shared filings), Neal I Rosenthal (3 shared filings) and 28 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.

The issuers belong to 2 sponsor groups: Vieux (3 issuers, $80.5M reported sold, 2021–2022) and Certified (3 issuers, $199.3M reported sold, 2022).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 27 bankruptcy cases matching the name listed in Key records below.

What this means 27 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 13 public filings for Thomas Ritchie and found 3 differences: Form D filed 20 days after the first sale; Same name, different state: "Thomas E. Ritchie" (OK) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Thomas Ritchie has not run yet — it is joining a line of 59,781 names; searches run around the clock at the hosts' allowed rate. Searched so far: 680 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:44 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Thomas Ritchie..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

27 cases: 3 open, 24 closed (disposition not in docket feed)

Jessica M. Ritchie and Thomas L. Ritchie, III open

United States Bankruptcy Court, S.D. Ohio · No. 3:26-bk-32121 · Filed Sep 29, 2026

Role of Thomas L. Ritchie, III: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (OH)

Thomas M Ritchie open

United States Bankruptcy Court, N.D. Alabama · No. 24-40854 · Filed Jun 14, 2024

Role of Thomas M Ritchie: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)

Thomas M Ritchie closed

United States Bankruptcy Court, M.D. Alabama · No. 24-80704 · Filed Jun 14, 2024 · Closed Jan 23, 2025

Role of Thomas M Ritchie: Debtor · Outcome: Case closed 2025-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)

Andrea M. Ritchie and Thomas R. Ritchie, Jr. open

United States Bankruptcy Court, D. New Jersey · No. 19-18532 · Filed Apr 27, 2019

Role of Thomas R. Ritchie, Jr.: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)

Thomas T. Ritchie and Yewon Stacy Ritchie closed

United States Bankruptcy Court, C.D. California · No. 2:14-bk-21910 · Filed Jun 19, 2014 · Closed Oct 7, 2014

Role of Thomas T. Ritchie and Yewon Stacy Ritchie: Debtor · Outcome: Case closed 2014-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Thomas E. Ritchie closed

United States Bankruptcy Court, D. Massachusetts · No. 13-15383 · Filed Sep 10, 2013 · Closed Dec 20, 2013

Role of Thomas E. Ritchie: Debtor · Outcome: Case closed 2013-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)

Thomas E Ritchie closed

United States Bankruptcy Court, M.D. Florida · No. 8:12-bk-10436 · Filed Jul 6, 2012 · Closed Aug 4, 2014

Role of Thomas E Ritchie: Debtor · Outcome: Case closed 2014-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)

Thomas C Ritchie closed

United States Bankruptcy Court, D. South Carolina · No. 10-03005 · Filed Apr 27, 2010 · Closed Aug 16, 2010

Role of Thomas C Ritchie: Debtor · Outcome: Case closed 2010-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 3 people with this name in Form D filings; court in SC (not a filing state)

Thomas J. Ritchie closed

United States Bankruptcy Court, S.D. Ohio · No. 3:09-bk-36369 · Filed Oct 12, 2009 · Closed Sep 25, 2014

Role of Thomas J. Ritchie: Debtor · Outcome: Case closed 2014-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (OH)

Thomas L Ritchie, II and Donna K Ritchie closed

United States Bankruptcy Court, S.D. Ohio · No. 3:08-bk-30922 · Filed Mar 3, 2008 · Closed Aug 20, 2012

Role of Thomas L Ritchie, II: Debtor · Outcome: Case closed 2012-08-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (OH)

Thomas R. Ritchie and Reva K. Ritchie closed

United States Bankruptcy Court, E.D. Kentucky · No. 07-70454 · Filed Sep 26, 2007 · Closed Feb 16, 2012

Role of Thomas R. Ritchie and Reva K. Ritchie: Debtor · Outcome: Case closed 2012-02-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 3 people with this name in Form D filings; court in KY (not a filing state)

Thomas A Ritchie closed

United States Bankruptcy Court, N.D. Ohio · No. 07-40972 · Filed Apr 27, 2007 · Closed May 10, 2010

Role of Thomas A Ritchie: Debtor · Outcome: Case closed 2010-05-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (OH)

Thomas Ritchie and Adriana Ritchie closed

United States Bankruptcy Court, S.D. California · No. 05-06218 · Filed Jul 8, 2005 · Closed Oct 25, 2005

Role of Thomas Ritchie and Adriana Ritchie: Debtor · Outcome: Case closed 2005-10-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Thomas J. Ritchie closed

United States Bankruptcy Court, D. Massachusetts · No. 04-18464 · Filed Oct 19, 2004 · Closed Feb 3, 2005

Role of Thomas J. Ritchie: Debtor · Outcome: Case closed 2005-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)

Thomas M. Ritchie and Katherine F. Ritchie closed

United States Bankruptcy Court, D. South Carolina · No. 03-11326 · Filed Sep 11, 2003 · Closed Apr 21, 2004

Role of Thomas M. Ritchie and Katherine F. Ritchie: Debtor · Outcome: Case closed 2004-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 3 people with this name in Form D filings; court in SC (not a filing state)

Thomas Ritchie and Leslie Ritchie closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 02-13590 · Filed Mar 8, 2002 · Closed Jun 26, 2002

Role of Thomas Ritchie and Leslie Ritchie: Debtor · Outcome: Case closed 2002-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)

Thomas Ritchie and Leslie Ritchie closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 01-13330 · Filed Mar 8, 2001 · Closed Dec 17, 2001

Role of Thomas Ritchie and Leslie Ritchie: Debtor · Outcome: Case closed 2001-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)

Thomas J Ritchie closed

United States Bankruptcy Court, C.D. California · No. 1:99-bk-17936 · Filed Jun 30, 1999 · Closed Oct 21, 1999

Role of Thomas J Ritchie: Debtor · Outcome: Case closed 1999-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Thomas A. Ritchie closed

United States Bankruptcy Court, M.D. Florida · No. 3:98-bk-03664 · Filed May 7, 1998 · Closed Sep 18, 1998

Role of Thomas A. Ritchie: Debtor · Outcome: Case closed 1998-09-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)

Thomas L Ritchie closed

United States Bankruptcy Court, C.D. California · No. 1:97-bk-22594 · Filed Sep 11, 1997 · Closed Jan 12, 1998

Role of Thomas L Ritchie: Debtor · Outcome: Case closed 1998-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)

Thomas D. Ritchie and Darden D. Ritchie closed

United States Bankruptcy Court, M.D. Georgia · No. 96-10400 · Filed Apr 17, 1996 · Closed Jun 16, 1997

Role of Thomas D. Ritchie and Darden D. Ritchie: Debtor · Outcome: Case closed 1997-06-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (GA)

Thomas J. Ritchie, Jr. and Alice Ritchie closed

United States Bankruptcy Court, D. Massachusetts · No. 92-22696 · Filed Dec 17, 1992 · Closed Apr 15, 1993

Role of Thomas J. Ritchie, Jr.: Debtor · Outcome: Case closed 1993-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)

Thomas A. Ritchie, Sr. closed

United States Bankruptcy Court, D. Vermont · No. 92-10897 · Filed Nov 20, 1992 · Closed Mar 10, 1993

Role of Thomas A. Ritchie, Sr.: Debtor · Outcome: Case closed 1993-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 3 people with this name in Form D filings; court in VT (not a filing state)

Thomas A. Ritchie, Sr. closed

United States Bankruptcy Court, D. Vermont · No. 92-10561 · Filed Jul 15, 1992 · Closed Jan 27, 1993

Role of Thomas A. Ritchie, Sr.: Debtor · Outcome: Case closed 1993-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 3 people with this name in Form D filings; court in VT (not a filing state)

Thomas L Ritchie and Donna Ritchie closed

United States Bankruptcy Court, S.D. Ohio · No. 3:92-bk-32047 · Filed Apr 27, 1992 · Closed Mar 5, 1996

Role of Thomas L Ritchie and Donna Ritchie: Debtor · Outcome: Case closed 1996-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (OH)

Thomas J. Ritchie and Jean M. Ritchie closed

United States Bankruptcy Court, W.D. Wisconsin · No. 1-92-10525 · Filed Feb 14, 1992 · Closed Jun 18, 1992

Role of Thomas J. Ritchie and Jean M. Ritchie: Debtor · Outcome: Case closed 1992-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)

Thomas E. Ritchie closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 92-20414 · Filed Feb 4, 1992 · Closed Jun 19, 1992

Role of Thomas E. Ritchie: Debtor · Outcome: Case closed 1992-06-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 39 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:44 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Thomas Ritchie (compared 13 filings on Oct 24, 2026)

Note · May 17, 2022 – Jun 6, 2022

Form D filed 20 days after the first sale — Certified Collision Group Holdings, LLC

The filing says the first sale was May 17, 2022. The Form D was filed Jun 6, 2022 — 20 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 5 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 6, 2022 ↗Certified Collision Group Holdings, LLC — PartnerFacts page ↗

Sources

Form D · Jun 6, 2022 ↗ (Jun 6, 2022)
Certified Collision Group Holdings, LLC — PartnerFacts page ↗ (Jun 6, 2022)

Note · Jun 17, 2009 – Jul 11, 2025

Same name, different state: "Thomas E. Ritchie" (OK) is a separate record

This page covers filings where the address state is NY. A separate record, "Thomas E. Ritchie" with address state OK, is listed on 6 filings — most recently by Achieve Industrial Fund I, LLC (Jul 11, 2025). Both records have filings in the same period (May 13, 2019 to Nov 2, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas E. Ritchie (OK) — PartnerFacts page ↗Form D/A · Jul 11, 2025 ↗Achieve Industrial Fund I, LLC — PartnerFacts page ↗Thomas Ritchie (NY) — this page ↗

Sources

Thomas E. Ritchie (OK) — PartnerFacts page ↗ (Jul 11, 2025)
Form D/A · Jul 11, 2025 ↗ (Jul 11, 2025)
Achieve Industrial Fund I, LLC — PartnerFacts page ↗ (Jul 11, 2025)
Thomas Ritchie (NY) — this page ↗ (Nov 2, 2022)

Note · Dec 19, 2014

Same name, different state: "Thomas Ritchie" (OK) is a separate record

This page covers filings where the address state is NY. A separate record, "Thomas Ritchie" with address state OK, is listed on 1 filing — most recently by REGENT CAPITAL CORP (Dec 19, 2014). The two records do not overlap in time: this page runs May 13, 2019 to Nov 2, 2022; the other has one filing dated Dec 19, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas Ritchie (OK) — PartnerFacts page ↗Form D · Dec 19, 2014 ↗REGENT CAPITAL CORP — PartnerFacts page ↗Thomas Ritchie (NY) — this page ↗

Sources

Thomas Ritchie (OK) — PartnerFacts page ↗ (Dec 19, 2014)
Form D · Dec 19, 2014 ↗ (Dec 19, 2014)
REGENT CAPITAL CORP — PartnerFacts page ↗ (Jul 13, 2026)
Thomas Ritchie (NY) — this page ↗ (Nov 2, 2022)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 13 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Nov 2, 2022 D Icreon Ultimate Holdings, LLC File 021-463575	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 2, 2022 D NovaVision Holdings, LLC File 021-457805	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 19, 2022 D IAFD Holdings, LP File 021-456315	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 6, 2022 D Certified Collision Group Holdings, LLC File 021-448179	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 8, 2022 D Vieux Vins Ultimate Holdings, LLC File 021-432685	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 4, 2022 D Vieux Vins Ultimate Holdings, LLC File 021-427737	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 13, 2021 D PPW Holdco, LLC File 021-416680	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 30, 2021 D RTP Holdco, LLC File 021-411623	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 6, 2021 D Edko Holdings, LLC File 021-405301	$0	$0	$0	None listed on this filing	EDGAR ↗
May 21, 2021 D Vieux Vins Ultimate Holdings, LLC File 021-400239	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 31, 2020 D BFG Holdings II, LLC File 021-359442	$0	$0	$0 Does not include sales proceeds and transaction-based payments paid to a director and officer of the target company that became a director and officer of the Issuer in connection with the closing referred to in Item 10 above.	None listed on this filing	EDGAR ↗
Jan 29, 2020 D ASP Global Holdings, LLC File 021-359185	$0	$0	$0	None listed on this filing	EDGAR ↗
May 13, 2019 D Wholesale Supplies Plus Holdings, LLC File 021-339447	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 11

Every issuer that named Thomas Ritchie on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other · group: Certified

Icreon Ultimate Holdings, LLC

New York, NY · Nov 2, 2022

Nov 2, 2022 · D · $66,930,636 sold of $66,930,636 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $66.9M from 5 investors (100% of the $66.9M target) as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other · group: Vieux

NovaVision Holdings, LLC

Bowling Green, OH · Sep 2, 2022

Sep 2, 2022 · D · $38,375,000 sold of $38,375,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $38.4M from 5 investors (100% of the $38.4M target) as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗

Sources

Other · group: Certified

IAFD Holdings, LP

Cleveland, TX · Aug 19, 2022

Aug 19, 2022 · D · $88,379,720 sold of $88,379,720 · 8 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $88.4M from 8 investors (100% of the $88.4M target) as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗

Sources

Other · group: Certified

Certified Collision Group Holdings, LLC

Reno, NV · Jun 6, 2022

Jun 6, 2022 · D · $44,014,490 sold of $44,014,490 · 11 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $44M from 11 investors (100% of the $44M target) as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗

Sources

Other · group: Vieux

Vieux Vins Ultimate Holdings, LLC

Maspeth, NY · May 21, 2021 → Feb 8, 2022 · 3 filings

Feb 8, 2022 · D · $1,000,000 sold of $1,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
Jan 4, 2022 · D · $11,100,000 sold of $11,100,000 · 16 investors · min. No minimum reported · role: Director EDGAR ↗
May 21, 2021 · D · $29,400,000 sold of $29,400,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $29.4M from 16 investors (100% of the $1M target) as of the latest filing. Thomas is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Other · group: Vieux

PPW Holdco, LLC

Norton, OH · Oct 13, 2021

Oct 13, 2021 · D · $41,100,000 sold of $41,100,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $41.1M from 6 investors (100% of the $41.1M target) as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗

Sources

Other

RTP Holdco, LLC

Carnesville, GA · Aug 30, 2021

Aug 30, 2021 · D · $30,650,000 sold of $30,650,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $30.6M from 4 investors (100% of the $30.6M target) as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗

Sources

Other

Edko Holdings, LLC

Bossier City, LA · Jul 6, 2021

Jul 6, 2021 · D · $47,650,000 sold of $47,650,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $47.6M from 5 investors (100% of the $47.6M target) as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗

Sources

Other

BFG Holdings II, LLC

Burton, OH · Jan 31, 2020

Jan 31, 2020 · D · $23,000,000 sold of $23,000,000 · 5 investors · min. $50,000 · role: Director EDGAR ↗

Raised $23M from 5 investors (100% of the $23M target) as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗

Sources

Other

ASP Global Holdings, LLC

Atlanta, GA · Jan 29, 2020

Jan 29, 2020 · D · $52,855,000 sold of $52,855,000 · 12 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $52.9M from 12 investors (100% of the $52.9M target) as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗

Sources

Other

Wholesale Supplies Plus Holdings, LLC

Independence, OH · May 13, 2019

May 13, 2019 · D · $20,411,764 sold of $20,411,764 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $20.4M from 3 investors (100% of the $20.4M target) as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗

Sources

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Thomas E. Ritchie — OK, 3 issuers, Jun 17, 2009 → Jul 11, 2025 · no shared issuer
Thomas Ritchie — OK, 1 issuer, Dec 19, 2014 → Dec 19, 2014 · no shared issuer

People around Thomas 33

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Evan Weinstein

Director · 12 shared filings (10 issuers) · also on 5 other issuers

Evan Weinstein is on 15 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

JOHN C. GLOVER

Director · 6 shared filings (4 issuers) · also on 57 other issuers

JOHN C. GLOVER is on 61 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Victor Martinelli

Director · 5 shared filings (5 issuers)

Victor Martinelli is on 5 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Bennett Salvatora

Director · 5 shared filings (3 issuers)

Listed on the same filings as Thomas Ritchie. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Neal I Rosenthal

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Thomas Ritchie. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Nic Meiring

Director · 3 shared filings (3 issuers)

Listed on the same filings as Thomas Ritchie. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

David Townsend

Director, Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Thomas Ritchie. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

David Blacka

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Thomas Ritchie. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Emanuel Berk

Director · 2 shared filings (1 issuer)

Listed on the same filings as Thomas Ritchie. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert San Julian

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Thomas Ritchie. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Deborah L May

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Ritchie. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

David Daily

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Ritchie. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Alex Prohodski

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Ritchie. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Lorne Tritt

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Ritchie. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Blake Shapskinsky

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Ritchie. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Lewis Johnson

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Ritchie. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Kent Rothwell

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Ritchie. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael Vasko

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Ritchie. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Joe R Crews

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Ritchie. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Alex J Smalling

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Ritchie. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jason Sellers

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Ritchie. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael Palubiak

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Ritchie. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Adam Hood

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Ritchie. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Marc Sebastian

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Ritchie. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Christopher Chase

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Ritchie. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Martin Evans

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Ritchie. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

William R Schoenherr

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Ritchie. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael J Messmer

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Ritchie. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Ryan Sachetti

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Ritchie. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Samuel Brewer

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Ritchie. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Himanshu Sareen

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Ritchie. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Prasant Varghese

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Ritchie. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

David Townshend

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas Ritchie. Their page shows their other deals.

The team behind the deals

Sponsor group

Vieux

3 issuers · 5 filings · $80.5M reported sold · 2021–2022

NH NovaVision Holdings, LLC Other · $38.4M sold · 2022 · listed
VV Vieux Vins Ultimate Holdings, LLC Other · $29.4M sold · 2021 · listed
PH PPW Holdco, LLC Other · $41.1M sold · 2021 · listed

One team, 3 deal companies. Thomas Ritchie is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Thomas Ritchie.

Sponsor group

Certified

3 issuers · 3 filings · $199.3M reported sold · 2022–2022

IU Icreon Ultimate Holdings, LLC Other · $66.9M sold · 2022 · listed
IH IAFD Holdings, LP Other · $88.4M sold · 2022 · listed
CC Certified Collision Group Holdings, LLC Other · $44M sold · 2022 · listed

One team, 3 deal companies. Thomas Ritchie is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Thomas Ritchie.

Same business address

17 other issuers file from the same address

Wise Capital LLC Reno, NV · 2024
Black Mountain Investments (BMI), LP Reno, NV · 2021
Zyppah, Inc. Reno, NV · 2016
CAPTIS INTELLIGENCE INC. Reno, NV · 2016
Nexus Fund A LLC Reno, NV · 2024
NovaVision Management Investors, LLC Bowling Green, OH · 2022
AGE Crypto Fund I, LP Reno, NV · 2018
Biologic Delivery Technologies LLC Reno, NV · 2022
Jamaica Cures, LLC Reno, NV · 2018
Growth - Alpha Innovation Fund, LLC Reno, NV · 2019
Saif Capital, LLC Reno, NV · 2019
Preferendum LLC Reno, NV · 2018
Florissant SSL, LLC Reno, NV · 2019
E-Car Coin LLC Reno, NV · 2018
Citus LLC Reno, NV · 2018
NVC Hospitality, LLC Reno, NV · 2018
Vast Funding Corp. Reno, NV · 2015

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 11 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Thomas Ritchie by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 11 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Thomas Ritchie is listed on: none on file. No website or social profile named in IAFD Holdings, LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #146,969 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Cleveland, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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Thomas Ritchie

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Form D filed 20 days after the first sale — Certified Collision Group Holdings, LLC

Same name, different state: "Thomas E. Ritchie" (OK) is a separate record

Same name, different state: "Thomas Ritchie" (OK) is a separate record

5. Money to insiders

Deals 11

People around Thomas 33

The team behind the deals

17 other issuers file from the same address

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person