Thomas Lowe is listed as a director on 3 SEC Form D filings by 3 issuers between Jan 2009 and May 2016: Municipal Parking Services, Inc. (Golden Valley, MN — other technology — 2016; $15.4M reported sold to 94 investors), Lyman Holding Co (Excelsior, MN — other real estate — 2009) and LYMAN LUMBER CO /MN (Excelsior, MN — other real estate — 2009).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 7 years. Across those companies the filings report $15.4M sold in total.
2 of the issuers belong to the sponsor group Lyman (2 issuers, $0 reported sold, 2009).
What this means A sponsor group is one team that sets up a new company for each deal. Lyman has 2 companies on file and $0 reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name listed in Key records below.
What this means 1 record came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Thomas Lowe and found 4 differences: Bankruptcy case: Lyman Holding Company; Thomas Lowe appears on 2 deals that stopped filing before reaching their target; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.