PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:39 AM ET

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Thomas Duffy

Named as an officer, director or promoter on SEC Form D filings · OK, NY · Aug 29, 2019 → Sep 2, 2021

4deals (issuers)
$39.1Mreported sold
49investors
5Form D filings
2019–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:44 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Thomas Duffy is listed as an executive officer and director on 5 SEC Form D filings by 4 issuers between Aug 2019 and Mar 2026: Round 2 Holdings, LLC (Oklahoma City, OK — industry reported as "Other" — 2025–2026; $33.5M reported sold to 11 investors), Insight Medical Holdings, LLC (Larchmont, NY — industry reported as "Other" — 2019; $3.75M reported sold to 6 investors), Insight PCI Holdings, LLC (Larchmont, NY — industry reported as "Other" — 2019; $1.5M reported sold to 24 investors) and MPM PCI Holdings, LLC (Larchmont, NY — industry reported as "Other" — 2021; $325K reported sold to 8 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 7 years. Across those companies the filings report $39.1M sold in total.

Listed alongside Jason D. Drattell (5 shared filings), Glenn C Harrison (2 shared filings), Richard Barry (2 shared filings), Charles McCusker (1 shared filing), David Blatte (1 shared filing) and 9 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.

All 4 issuers belong to the sponsor group Praesidian (12 issuers, $317.2M reported sold, 2010–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Praesidian has 12 companies on file and $317.2M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 1 state regulator order, 45 bankruptcy cases matching the name listed in Key records below.

What this means 47 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for Thomas Duffy and found 8 differences: Form D filed 17 days after the first sale; Form D filed 16 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Thomas Duffy has not run yet — it is #4,791 of 37,818 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

DUFFY, THOMAS T. v. SEPTA dismissed
District Court, E.D. Pennsylvania · No. · Filed Jan 22, 1988 · Closed Dec 13, 1988 · Nature of suit: 330 Federal employers' liability
Role of DUFFY, THOMAS T.: Plaintiff · Outcome: Terminated 1988-12-13 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:44 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Order Of Prohibition And Fine IL · Illinois Secretary of State, Securities Department
Order date Aug 5, 2015 · Regulator: Illinois Secretary of State, Securities Department · File No. 1300390 · Parties (regulator's caption): Thomas O. Duffy
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 3 people with this name in Form D filings; regulator in IL (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Thomas Duffy..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

45 cases: 3 open, 42 closed (disposition not in docket feed)

THOMAS DUFFY and LISA ANN DUFFY open
United States Bankruptcy Court, D. Nevada · No. 25-16042 · Filed Oct 9, 2025
Role of THOMAS DUFFY and LISA ANN DUFFY: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in NV (not a filing state)
Thomas P. Duffy open
United States Bankruptcy Court, N.D. Illinois · No. 24-09389 · Filed Jun 26, 2024
Role of Thomas P. Duffy: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Thomas P. Duffy and Beth A. Duffy closed
United States Bankruptcy Court, N.D. Illinois · No. 23-11926 · Filed Sep 8, 2023 · Closed Dec 11, 2023
Role of Thomas P. Duffy and Beth A. Duffy: Debtor · Outcome: Case closed 2023-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Thomas Duffy, Jr. closed
United States Bankruptcy Court, S.D. New York · No. 21-35226 · Filed Mar 25, 2021 · Closed Jul 7, 2021
Role of Thomas Duffy, Jr.: Debtor · Outcome: Case closed 2021-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
Thomas M. Duffy open
United States Bankruptcy Court, S.D. Florida. · No. 18-16006 · Filed May 18, 2018
Role of Thomas M. Duffy: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Thomas T. Duffy and Jana L Duffy closed
United States Bankruptcy Court, M.D. Florida · No. 3:18-bk-00389 · Filed Feb 9, 2018 · Closed Mar 22, 2019
Role of Thomas T. Duffy and Jana L Duffy: Debtor · Outcome: Case closed 2019-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Thomas J Duffy and Bridget A Duffy closed
United States Bankruptcy Court, N.D. Illinois · No. 13-15619 · Filed Apr 15, 2013 · Closed Jun 12, 2018
Role of Thomas J Duffy and Bridget A Duffy: Debtor · Outcome: Case closed 2018-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Thomas S Duffy closed
United States Bankruptcy Court, D. Connecticut · No. 13-50298 · Filed Feb 28, 2013 · Closed Jun 26, 2013
Role of Thomas S Duffy: Debtor · Outcome: Case closed 2013-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in CT (not a filing state)
Thomas J Duffy closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 12-20044 · Filed Oct 26, 2012 · Closed Apr 21, 2014
Role of Thomas J Duffy: Debtor · Outcome: Case closed 2014-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Thomas J. Duffy and Cheryl Duffy closed
United States Bankruptcy Court, D. Massachusetts · No. 12-41478 · Filed Apr 19, 2012 · Closed Aug 13, 2012
Role of Thomas J. Duffy and Cheryl Duffy: Debtor · Outcome: Case closed 2012-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)
Thomas H. Duffy and Maria Beverly Duffy closed
United States Bankruptcy Court, M.D. Florida · No. 6:11-bk-05571 · Filed Apr 17, 2011 · Closed Jul 21, 2011
Role of Thomas H. Duffy and Maria Beverly Duffy: Debtor · Outcome: Case closed 2011-07-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Thomas J Duffy closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 11-20130 · Filed Jan 24, 2011 · Closed Jun 30, 2011
Role of Thomas J Duffy: Debtor · Outcome: Case closed 2011-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Thomas A. Duffy closed
United States Bankruptcy Court, D. Massachusetts · No. 10-10003 · Filed Jan 2, 2010 · Closed Oct 26, 2010
Role of Thomas A. Duffy: Debtor · Outcome: Case closed 2010-10-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)
Thomas G. Duffy closed
United States Bankruptcy Court, D. Massachusetts · No. 09-19783 · Filed Oct 14, 2009 · Closed Jan 28, 2010
Role of Thomas G. Duffy: Debtor · Outcome: Case closed 2010-01-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)
Thomas A. Duffy closed
United States Bankruptcy Court, D. Massachusetts · No. 08-10948 · Filed Feb 11, 2008 · Closed Jun 23, 2009
Role of Thomas A. Duffy: Debtor · Outcome: Case closed 2009-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)
Thomas A Duffy closed
United States Bankruptcy Court, D. New Jersey · No. 05-47380 · Filed Oct 12, 2005 · Closed Jun 7, 2006
Role of Thomas A Duffy: Debtor · Outcome: Case closed 2006-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Thomas W. Duffy and Kelly L. Duffy closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 05-34462 · Filed Oct 5, 2005 · Closed May 19, 2006
Role of Thomas W. Duffy and Kelly L. Duffy: Debtor · Outcome: Case closed 2006-05-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Thomas E. Duffy closed
United States Bankruptcy Court, C.D. Illinois · No. 05-92165 · Filed Jun 16, 2005 · Closed Oct 7, 2005
Role of Thomas E. Duffy: Debtor · Outcome: Case closed 2005-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Thomas E. Duffy closed
United States Bankruptcy Court, D. New Mexico · No. 05-11662 · Filed Mar 4, 2005 · Closed Jun 13, 2005
Role of Thomas E. Duffy: Debtor · Outcome: Case closed 2005-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in NM (not a filing state)
Thomas W. Duffy and Tiphanie D. Duffy closed
United States Bankruptcy Court, D. Oregon · No. 03-67612 · Filed Sep 15, 2003 · Closed Mar 17, 2004
Role of Thomas W. Duffy and Tiphanie D. Duffy: Debtor · Outcome: Case closed 2004-03-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in OR (not a filing state)
Thomas E. Duffy closed
United States Bankruptcy Court, N.D. New York · No. 03-16107 · Filed Sep 12, 2003 · Closed Dec 11, 2003
Role of Thomas E. Duffy: Debtor · Outcome: Case closed 2003-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
THOMAS J DUFFY closed
United States Bankruptcy Court, N.D. Alabama · No. 03-06010 · Filed Jul 10, 2003 · Closed Nov 19, 2003
Role of THOMAS J DUFFY: Debtor · Outcome: Case closed 2003-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)
Thomas M. Duffy and Birgit I. Duffy closed
United States Bankruptcy Court, W.D. Texas · No. 02-54124 · Filed Aug 29, 2002 · Closed Dec 9, 2002
Role of Thomas M. Duffy and Birgit I. Duffy: Debtor · Outcome: Case closed 2002-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
Thomas T. Duffy and Jana Lei Duffy closed
United States Bankruptcy Court, M.D. Florida · No. 3:02-bk-06334 · Filed Jul 8, 2002 · Closed Jan 13, 2004
Role of Thomas T. Duffy and Jana Lei Duffy: Debtor · Outcome: Case closed 2004-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Thomas Duffy closed
United States Bankruptcy Court, S.D. New York · No. 02-30022 · Filed Feb 5, 2002 · Closed Apr 25, 2002
Role of Thomas Duffy: Debtor · Outcome: Case closed 2002-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
THOMAS J DUFFY and PATTI SUZANNE DUFFY closed
United States Bankruptcy Court, M.D. Tennessee · No. 3:01-bk-03863 · Filed Apr 3, 2001 · Closed Jan 25, 2003
Role of THOMAS J DUFFY and PATTI SUZANNE DUFFY: Debtor · Outcome: Case closed 2003-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)
Thomas D. Duffy and Janice M. Duffy closed
United States Bankruptcy Court, D. Connecticut · No. 00-34692 · Filed Oct 31, 2000 · Closed Mar 7, 2001
Role of Thomas D. Duffy and Janice M. Duffy: Debtor · Outcome: Case closed 2001-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in CT (not a filing state)
Thomas J. Duffy and Susan I. Duffy closed
United States Bankruptcy Court, S.D. New York · No. 00-36328 · Filed Jun 15, 2000 · Closed Aug 1, 2003
Role of Thomas J. Duffy and Susan I. Duffy: Debtor · Outcome: Case closed 2003-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
Thomas E Duffy and Barbara G Duffy closed
United States Bankruptcy Court, N.D. Georgia · No. 99-22198 · Filed Nov 4, 1999 · Closed Feb 7, 2000
Role of Thomas E Duffy and Barbara G Duffy: Debtor · Outcome: Case closed 2000-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
Thomas Duffy and Susan Duffy closed
United States Bankruptcy Court, S.D. New York · No. 99-32739 · Filed Oct 6, 1999 · Closed Jun 12, 2000
Role of Thomas Duffy and Susan Duffy: Debtor · Outcome: Case closed 2000-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)
THOMAS M DUFFY closed
United States Bankruptcy Court, D. Minnesota · No. 99-43296 · Filed Jun 17, 1999 · Closed Oct 27, 1999
Role of THOMAS M DUFFY: Debtor · Outcome: Case closed 1999-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in MN (not a filing state)
Thomas B. Duffy closed
United States Bankruptcy Court, D. New Jersey · No. 98-15861 · Filed Jun 23, 1998 · Closed Mar 25, 2004
Role of Thomas B. Duffy: Debtor · Outcome: Case closed 2004-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Thomas Duffy and Patricia Duffy closed
United States Bankruptcy Court, D. New Jersey · No. 97-34193 · Filed Apr 23, 1997 · Closed Aug 5, 1997
Role of Thomas Duffy and Patricia Duffy: Debtor · Outcome: Case closed 1997-08-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Thomas S. Duffy closed
United States Bankruptcy Court, D. New Jersey · No. 96-29058 · Filed Oct 8, 1996 · Closed Mar 25, 1997
Role of Thomas S. Duffy: Debtor · Outcome: Case closed 1997-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
Thomas H. Duffy closed
United States Bankruptcy Court, D. Massachusetts · No. 95-16761 · Filed Oct 6, 1995 · Closed Jan 24, 1996
Role of Thomas H. Duffy: Debtor · Outcome: Case closed 1996-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)
Thomas M. Duffy closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:95-bk-00810 · Filed Jun 2, 1995 · Closed Nov 22, 1995
Role of Thomas M. Duffy: Debtor · Outcome: Case closed 1995-11-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Thomas E. Duffy closed
United States Bankruptcy Court, N.D. Ohio · No. 94-41683 · Filed Oct 5, 1994 · Closed Mar 10, 1995
Role of Thomas E. Duffy: Debtor · Outcome: Case closed 1995-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Thomas J. Duffy closed
United States Bankruptcy Court, D. Connecticut · No. 92-23851 · Filed Sep 28, 1992 · Closed Jan 21, 1993
Role of Thomas J. Duffy: Debtor · Outcome: Case closed 1993-01-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in CT (not a filing state)
Thomas J. Duffy closed
United States Bankruptcy Court, D. New Jersey · No. 92-14058 · Filed Aug 13, 1992 · Closed Jan 6, 1993
Role of Thomas J. Duffy: Debtor · Outcome: Case closed 1993-01-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
THOMAS P. DUFFY closed
United States Bankruptcy Court, W.D. Oklahoma · No. 92-15254 · Filed Aug 6, 1992 · Closed Nov 23, 1992
Role of THOMAS P. DUFFY: Debtor · Outcome: Case closed 1992-11-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (OK)
Thomas C. Duffy closed
United States Bankruptcy Court, N.D. Georgia · No. 92-68986 · Filed May 28, 1992 · Closed Oct 6, 1992
Role of Thomas C. Duffy: Debtor · Outcome: Case closed 1992-10-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
Thomas J. Duffy and Josephine M. Duffy closed
United States Bankruptcy Court, D. Nebraska · No. 92-80905 · Filed May 18, 1992 · Closed Aug 25, 1992
Role of Thomas J. Duffy and Josephine M. Duffy: Debtor · Outcome: Case closed 1992-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings
Thomas G. Duffy closed
United States Bankruptcy Court, D. Massachusetts · No. 90-14514 · Filed Aug 16, 1990 · Closed Feb 13, 1992
Role of Thomas G. Duffy: Debtor · Outcome: Case closed 1992-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)
Thomas J. Duffy and Mary Ann Duffy closed
United States Bankruptcy Court, E.D. Arkansas · No. 2:86-bk-20151 · Filed Nov 4, 1986 · Closed Aug 24, 1990
Role of Thomas J. Duffy and Mary Ann Duffy: Debtor · Outcome: Case closed 1990-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in AR (not a filing state)
Thomas S. Duffy and Linda M.S. Duffy closed
United States Bankruptcy Court, W.D. Michigan · No. 81-03250 · Filed Aug 18, 1981 · Closed Jun 22, 1982
Role of Thomas S. Duffy and Linda M.S. Duffy: Debtor · Outcome: Case closed 1982-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 77 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:44 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

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4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Thomas Duffy (compared 5 filings on Oct 24, 2026)

Note · Aug 16, 2021 – Sep 2, 2021

Form D filed 17 days after the first sale — MPM PCI Holdings, LLC

The filing says the first sale was Aug 16, 2021. The Form D was filed Sep 2, 2021 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Sep 2, 2021 ↗MPM PCI Holdings, LLC — PartnerFacts page ↗
Sources
Note · Aug 13, 2019 – Aug 29, 2019

Form D filed 16 days after the first sale — Insight PCI Holdings, LLC

The filing says the first sale was Aug 13, 2019. The Form D was filed Aug 29, 2019 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 29, 2019 ↗Insight PCI Holdings, LLC — PartnerFacts page ↗
Sources
Note · Aug 13, 2019 – Aug 29, 2019

Form D filed 16 days after the first sale — Insight Medical Holdings, LLC

The filing says the first sale was Aug 13, 2019. The Form D was filed Aug 29, 2019 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 29, 2019 ↗Insight Medical Holdings, LLC — PartnerFacts page ↗
Sources
Note · Nov 12, 2025 – Mar 16, 2026

Thomas Duffy's role changed at Round 2 Holdings, LLC: director → executive officer, director

The Nov 12, 2025 filing lists Thomas Duffy as director; the Mar 16, 2026 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Nov 12, 2025 ↗Form D · Mar 16, 2026 ↗Thomas Duffy — PartnerFacts page ↗Round 2 Holdings, LLC — PartnerFacts page ↗
Sources
Note · Nov 12, 2025 – Mar 16, 2026

Industry group changed between filings — Round 2 Holdings, LLC

"Retailing" (Nov 12, 2025); then "Other" (Mar 16, 2026).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Nov 12, 2025 ↗Form D · Mar 16, 2026 ↗Round 2 Holdings, LLC — PartnerFacts page ↗
Sources
Note · Aug 1, 2016

Same name, different state: "Thomas J Duffy" (CT) is a separate record

This page covers filings where the address state is OK or NY. A separate record, "Thomas J Duffy" with address state CT, is listed on 1 filing — most recently by Foresite MSP, Inc. (Aug 1, 2016). The two records do not overlap in time: this page runs Aug 29, 2019 to Sep 2, 2021; the other has one filing dated Aug 1, 2016.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas J Duffy (CT) — PartnerFacts page ↗Form D · Aug 1, 2016 ↗Foresite MSP, Inc. — PartnerFacts page ↗Thomas Duffy (OK,NY) — this page ↗
Sources
Note · Jan 31, 2011 – Jan 30, 2012

Same name, different state: "Thomas O. Duffy" (IL) is a separate record

This page covers filings where the address state is OK or NY. A separate record, "Thomas O. Duffy" with address state IL, is listed on 2 filings — most recently by FA INVESTMENT FUND, LLC (Jan 30, 2012). The two records do not overlap in time: this page runs Aug 29, 2019 to Sep 2, 2021; the other runs Jan 31, 2011 to Jan 30, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas O. Duffy (IL) — PartnerFacts page ↗Form D/A · Jan 30, 2012 ↗FA INVESTMENT FUND, LLC — PartnerFacts page ↗Thomas Duffy (OK,NY) — this page ↗
Sources
Note · Aug 29, 2019 – Mar 16, 2026

Thomas Duffy is listed with 2 different address states: NY, OK

NY on 3 filings (Aug 29, 2019 to Sep 2, 2021); OK on 2 filings (Nov 12, 2025 to Mar 16, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Aug 29, 2019 ↗Form D · Nov 12, 2025 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 5 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 16, 2026 D
Round 2 Holdings, LLC
File 021-576581
$0$0$0None listed on this filingEDGAR ↗
Nov 12, 2025 D
Round 2 Holdings, LLC
File 021-563697
$0$0$0None listed on this filingEDGAR ↗
Sep 2, 2021 D
MPM PCI Holdings, LLC
File 021-412184
$0$0$0None listed on this filingEDGAR ↗
Aug 29, 2019 D
Insight Medical Holdings, LLC
File 021-347667
$0$0$0None listed on this filingEDGAR ↗
Aug 29, 2019 D
Insight PCI Holdings, LLC
File 021-347670
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Thomas Duffy on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

R2
Other · group: Praesidian

Round 2 Holdings, LLC

Oklahoma City, OK · Nov 12, 2025 → Mar 16, 2026 · 2 filings
  • Mar 16, 2026 · D · $33,481,000 sold of $33,481,000 · 5 investors · min. No minimum reported · role: Executive Officer, Director (Manager and President of the Issuer) EDGAR ↗
  • Nov 12, 2025 · D · $2,000,000 sold of $2,000,000 · 11 investors · min. No minimum reported · role: Director (Manager, Secretary and Treasurer of the Issuer) EDGAR ↗

Raised $33.5M from 11 investors (100% of the $33.5M target) as of the latest filing. Thomas is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MP
Other · group: Praesidian

MPM PCI Holdings, LLC

Larchmont, NY · Sep 2, 2021
  • Sep 2, 2021 · D · $325,000 sold of $325,000 · 8 investors · min. $25,000 · role: Executive Officer EDGAR ↗

Raised $325K from 8 investors (100% of the $325K target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IP
Other · group: Praesidian

Insight PCI Holdings, LLC

Larchmont, NY · Aug 29, 2019
  • Aug 29, 2019 · D · $1,500,000 sold of $1,500,000 · 24 investors · min. $20,000 · role: Executive Officer EDGAR ↗

Raised $1.5M from 24 investors (100% of the $1.5M target) as of the latest filing. Thomas is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IM
Other · group: Praesidian

Insight Medical Holdings, LLC

Larchmont, NY · Aug 29, 2019
  • Aug 29, 2019 · D · $3,750,000 sold of $3,750,000 · 6 investors · min. $87,500 · role: Director EDGAR ↗

Raised $3.75M from 6 investors (100% of the $3.75M target) as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Thomas O. Duffy — IL, 1 issuer, Jan 31, 2011 → Jan 30, 2012 · no shared issuer
  • Thomas J Duffy — CT, 1 issuer, Aug 1, 2016 → Aug 1, 2016 · no shared issuer

People around Thomas 14

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

PS
Management entity

Praesidian SMA SPV, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Duffy. Their page shows their other deals.

MP
Management entity

MPM PCI Holdings GP, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Duffy. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Jason D. Drattell

Director, Executive Officer · 5 shared filings (4 issuers) · also on 7 other issuers

Jason D. Drattell is on 11 issuers in total — a repeat sponsor. Their page lists every one.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Barry

Director, Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Thomas Duffy. Their page shows their other deals.

GH
No photo found yet (own website and image search run after this page is viewed)
Person

Glenn C Harrison

Executive Officer, Director · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Thomas Duffy. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

John David Kobza

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas Duffy. Their page shows their other deals.

GL
No photo found yet (own website and image search run after this page is viewed)
Person

Gordon Liao

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Thomas Duffy. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Morris

Director · 1 shared filing (1 issuer) · also on 9 other issuers

Mark Morris is on 10 issuers in total — a repeat sponsor. Their page lists every one.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

John Trimberger

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Duffy. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Charles McCusker

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Duffy. Their page shows their other deals.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Stacey Wittelsberger

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Duffy. Their page shows their other deals.

KB
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Burke

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Duffy. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

David Blatte

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Duffy. Their page shows their other deals.

The team behind the deals

P
Sponsor group

Praesidian

12 issuers · 16 filings · $317.2M reported sold · 2010–2026

One team, 12 deal companies. Thomas Duffy is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Thomas Duffy.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Thomas Duffy by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Thomas Duffy is listed on: none on file. No website or social profile named in Insight Medical Holdings, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #229,164 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Larchmont, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Oklahoma state courts — find the court ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Oklahoma Secretary of State business search ↗New York Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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