Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:40 AM ET

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THOMAS COLLIER

Named as an officer, director or promoter on SEC Form D filings · British Columbia, Canada (as filed: A1) · Jan 2, 2019 → May 22, 2020

1deal (issuers)

$10.1Mreported sold

6investors

7Form D filings

2019–2020years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:34 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

THOMAS COLLIER is listed as an executive officer on 7 SEC Form D filings by 1 issuer between Sep 2015 and May 2020: NORTHERN DYNASTY MINERALS LTD (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2015–2020; $10.1M reported sold to 6 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside ROBERT A DICKINSON (7 shared filings), RONALD W THIESSEN (7 shared filings), TREVOR THOMAS (7 shared filings), B GORDON KEEP (6 shared filings), BRUCE JENKINS (6 shared filings) and 17 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around THOMAS. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 39 bankruptcy cases matching the name listed in Key records below.

What this means 40 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 7 public filings for THOMAS COLLIER and found 4 differences: Form D filed 18 days after the first sale; THOMAS COLLIER is written 2 different ways on the filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for THOMAS COLLIER has not run yet — it is joining a line of 58,909 names; searches run around the clock at the hosts' allowed rate. Searched so far: 665 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

COLLIER, THOMAS E. v. SUNDERMAN, JEFFREY S. dismissed

District Court, N.D. Texas · No. · Filed Mar 10, 1987 · Closed Dec 2, 1988 · Nature of suit: 850 Securities, Commodities, Exchange

Role of COLLIER, THOMAS E.: Plaintiff · Outcome: Terminated 1988-12-02 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:34 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched THOMAS COLLIER..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

39 cases: 39 closed (disposition not in docket feed)

Thomas E Collier, Jr closed

United States Bankruptcy Court, D. New Jersey · No. 23-11542 · Filed Feb 27, 2023 · Closed May 31, 2023

Role of Thomas E Collier, Jr: Debtor · Outcome: Case closed 2023-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)

Thomas C. Collier, III and Maureen A. Collier closed

United States Bankruptcy Court, E.D. Michigan · No. 22-47070 · Filed Sep 9, 2022 · Closed Dec 22, 2022

Role of Thomas C. Collier, III: Debtor · Outcome: Case closed 2022-12-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)

Thomas Collier closed

United States Bankruptcy Court, N.D. Alabama · No. 19-03449 · Filed Aug 26, 2019 · Closed Dec 10, 2019

Role of Thomas Collier: Debtor · Outcome: Case closed 2019-12-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in AL (not a filing state)

Thomas C Collier, Jr. closed

United States Bankruptcy Court, N.D. Georgia · No. 18-62169 · Filed Jul 24, 2018 · Closed Mar 29, 2019

Role of Thomas C Collier, Jr.: Debtor · Outcome: Case closed 2019-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in GA (not a filing state)

Thomas Collier closed

United States Bankruptcy Court, M.D. Florida · No. 6:18-bk-04081 · Filed Jul 9, 2018 · Closed Sep 20, 2018

Role of Thomas Collier: Debtor · Outcome: Case closed 2018-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)

Thomas L. Collier, Jr closed

United States Bankruptcy Court, C.D. Illinois · No. 11-72860 · Filed Nov 9, 2011 · Closed Mar 9, 2012

Role of Thomas L. Collier, Jr: Debtor · Outcome: Case closed 2012-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)

Thomas E Collier closed

United States Bankruptcy Court, D. New Jersey · No. 11-23660 · Filed Apr 29, 2011 · Closed Feb 8, 2016

Role of Thomas E Collier: Debtor · Outcome: Case closed 2016-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)

Thomas A. Collier and Allie v. Collier closed

United States Bankruptcy Court, E.D. Michigan · No. 11-31206 · Filed Mar 11, 2011 · Closed Jun 24, 2011

Role of Thomas A. Collier and Allie: Plaintiff · Outcome: Case closed 2011-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)

Thomas K. Collier closed

United States Bankruptcy Court, D. Maryland · No. 10-23614 · Filed Jun 17, 2010 · Closed Oct 5, 2010

Role of Thomas K. Collier: Debtor · Outcome: Case closed 2010-10-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in MD (not a filing state)

Thomas E Collier and Charlotte M Collier closed

United States Bankruptcy Court, S.D. California · No. 10-01267 · Filed Jan 28, 2010 · Closed May 10, 2010

Role of Thomas E Collier and Charlotte M Collier: Debtor · Outcome: Case closed 2010-05-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

Thomas C Collier and Silvia P Collier closed

United States Bankruptcy Court, S.D. Ohio · No. 1:09-bk-15554 · Filed Aug 28, 2009 · Closed Aug 19, 2013

Role of Thomas C Collier and Silvia P Collier: Debtor · Outcome: Case closed 2013-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)

Thomas N. Collier closed

United States Bankruptcy Court, D. Maryland · No. 09-22167 · Filed Jul 2, 2009 · Closed Oct 6, 2009

Role of Thomas N. Collier: Debtor · Outcome: Case closed 2009-10-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in MD (not a filing state)

Thomas J Collier and Joan T Collier closed

United States Bankruptcy Court, N.D. Ohio · No. 09-52609 · Filed Jun 12, 2009 · Closed Jul 10, 2013

Role of Thomas J Collier and Joan T Collier: Debtor · Outcome: Case closed 2013-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)

Thomas A. Collier closed

United States Bankruptcy Court, N.D. Ohio · No. 08-15406 · Filed Jul 14, 2008 · Closed Sep 4, 2008

Role of Thomas A. Collier: Debtor · Outcome: Case closed 2008-09-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)

Thomas A. Collier and Kathleen M. Collier closed

United States Bankruptcy Court, N.D. Ohio · No. 07-13800 · Filed May 23, 2007 · Closed Jun 18, 2008

Role of Thomas A. Collier and Kathleen M. Collier: Debtor · Outcome: Case closed 2008-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)

Thomas A. Collier and Theresa M. Collier closed

United States Bankruptcy Court, E.D. Michigan · No. 04-50866 · Filed Apr 14, 2004 · Closed Oct 22, 2004

Role of Thomas A. Collier and Theresa M. Collier: Debtor · Outcome: Case closed 2004-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)

Thomas M. Collier and Cynthia A. Collier closed

United States Bankruptcy Court, N.D. New York · No. 04-10377 · Filed Jan 26, 2004 · Closed Jun 22, 2007

Role of Thomas M. Collier and Cynthia A. Collier: Debtor · Outcome: Case closed 2007-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)

Thomas E Collier, Jr closed

United States Bankruptcy Court, D. New Jersey · No. 03-35005 · Filed Jul 29, 2003 · Closed Apr 14, 2010

Role of Thomas E Collier, Jr: Debtor · Outcome: Case closed 2010-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)

Thomas S. Collier and Joyce-Anne Collier closed

United States Bankruptcy Court, W.D. New York · No. 2-03-21861 · Filed May 9, 2003 · Closed Apr 30, 2009

Role of Thomas S. Collier and Joyce-Anne Collier: Debtor · Outcome: Case closed 2009-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)

Thomas E Collier, Jr closed

United States Bankruptcy Court, D. New Jersey · No. 03-15064 · Filed Feb 19, 2003 · Closed Jul 30, 2003

Role of Thomas E Collier, Jr: Debtor · Outcome: Case closed 2003-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)

Thomas M. Collier and Cynthia A. Collier closed

United States Bankruptcy Court, N.D. New York · No. 02-16708 · Filed Oct 18, 2002 · Closed Apr 23, 2004

Role of Thomas M. Collier and Cynthia A. Collier: Debtor · Outcome: Case closed 2004-04-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)

Thomas E. Collier and Shrona T. Collier closed

United States Bankruptcy Court, E.D. Texas · No. 02-63042 · Filed Jul 19, 2002 · Closed Apr 18, 2007

Role of Thomas E. Collier and Shrona T. Collier: Debtor · Outcome: Case closed 2007-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)

Thomas C. Collier closed

United States Bankruptcy Court, E.D. Michigan · No. 01-63692 · Filed Dec 6, 2001 · Closed Mar 25, 2002

Role of Thomas C. Collier: Debtor · Outcome: Case closed 2002-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)

Thomas A. Collier and Jennifer E. Collier closed

United States Bankruptcy Court, E.D. Michigan · No. 01-60807 · Filed Oct 26, 2001 · Closed Feb 6, 2002

Role of Thomas A. Collier and Jennifer E. Collier: Debtor · Outcome: Case closed 2002-02-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)

THOMAS B COLLIER and RHONDA M COLLIER closed

United States Bankruptcy Court, N.D. Alabama · No. 01-82463 · Filed Jun 1, 2001 · Closed Aug 25, 2006

Role of THOMAS B COLLIER and RHONDA M COLLIER: Debtor · Outcome: Case closed 2006-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in AL (not a filing state)

Thomas M. Collier and Cynthia A. Collier closed

United States Bankruptcy Court, N.D. New York · No. 00-16556 · Filed Dec 6, 2000 · Closed Jan 16, 2004

Role of Thomas M. Collier and Cynthia A. Collier: Debtor · Outcome: Case closed 2004-01-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)

Thomas N. Collier closed

United States Bankruptcy Court, D. Maryland · No. 99-15100 · Filed Apr 27, 1999 · Closed Oct 14, 1999

Role of Thomas N. Collier: Debtor · Outcome: Case closed 1999-10-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in MD (not a filing state)

Thomas Collier and Barbara Anne Collier closed

United States Bankruptcy Court, W.D. Tennessee · No. 99-24889 · Filed Apr 22, 1999 · Closed Feb 4, 2005

Role of Thomas Collier and Barbara Anne Collier: Debtor · Outcome: Case closed 2005-02-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in TN (not a filing state)

Thomas W. Collier closed

United States Bankruptcy Court, N.D. New York · No. 98-64344 · Filed Jul 6, 1998 · Closed Dec 10, 1998

Role of Thomas W. Collier: Debtor · Outcome: Case closed 1998-12-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)

Thomas K. Collier closed

United States Bankruptcy Court, D. Maryland · No. 98-59340 · Filed Jul 1, 1998 · Closed Oct 15, 1998

Role of Thomas K. Collier: Debtor · Outcome: Case closed 1998-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in MD (not a filing state)

Thomas R. Collier and Roseland S. Collier closed

United States Bankruptcy Court, N.D. Ohio · No. 97-42078 · Filed Jul 23, 1997 · Closed Jan 30, 1998

Role of Thomas R. Collier and Roseland S. Collier: Debtor · Outcome: Case closed 1998-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)

Thomas C Collier and Silvia P Collier closed

United States Bankruptcy Court, S.D. Ohio · No. 1:97-bk-12452 · Filed Apr 21, 1997 · Closed Nov 18, 1997

Role of Thomas C Collier and Silvia P Collier: Debtor · Outcome: Case closed 1997-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)

Thomas L. Collier closed

United States Bankruptcy Court, E.D. Texas · No. 96-41651 · Filed Jun 21, 1996 · Closed Nov 6, 2000

Role of Thomas L. Collier: Debtor · Outcome: Case closed 2000-11-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)

Thomas A. Collier and Dianna Collier closed

United States Bankruptcy Court, W.D. Michigan · No. 93-85002 · Filed Oct 18, 1993 · Closed May 3, 1995

Role of Thomas A. Collier and Dianna Collier: Debtor · Outcome: Case closed 1995-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)

Thomas H. Collier and Janice F. Collier closed

United States Bankruptcy Court, E.D. California · No. 93-22364 · Filed Mar 17, 1993 · Closed Aug 21, 1996

Role of Thomas H. Collier and Janice F. Collier: Debtor · Outcome: Case closed 1996-08-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

Thomas C. Collier and Alita C. Collier closed

United States Bankruptcy Court, District of Columbia · No. 92-00521 · Filed May 7, 1992 · Closed Aug 9, 1995

Role of Thomas C. Collier and Alita C. Collier: Debtor · Outcome: Case closed 1995-08-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in DC (not a filing state)

THOMAS F. COLLIER JR. closed

United States Bankruptcy Court, D. Delaware · No. 89-00645 · Filed Nov 9, 1989 · Closed Jun 4, 1990

Role of THOMAS F. COLLIER JR.: Debtor · Outcome: Case closed 1990-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in DE (not a filing state)

Thomas A. Collier and Allie v. Collier closed

United States Bankruptcy Court, E.D. Michigan · No. 87-78446 · Filed Sep 29, 1987 · Closed Nov 1, 1993

Role of Thomas A. Collier and Allie: Plaintiff · Outcome: Case closed 1993-11-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)

Thomas C. Collier and Donna Duttenhaver Collier closed

United States Bankruptcy Court, E.D. Louisiana · No. 86-14190 · Filed Oct 22, 1986 · Closed Feb 9, 1987

Role of Thomas C. Collier and Donna Duttenhaver Collier: Debtor · Outcome: Case closed 1987-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 78 federal dockets); 2 people with this name in Form D filings; court in LA (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:34 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for THOMAS COLLIER (compared 7 filings on Oct 24, 2026)

Note · Aug 28, 2015 – Sep 15, 2015

Form D filed 18 days after the first sale — NORTHERN DYNASTY MINERALS LTD

The filing says the first sale was Aug 28, 2015. The Form D was filed Sep 15, 2015 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Sep 15, 2015 ↗NORTHERN DYNASTY MINERALS LTD — PartnerFacts page ↗

Sources

Form D · Sep 15, 2015 ↗ (Sep 15, 2015)
NORTHERN DYNASTY MINERALS LTD — PartnerFacts page ↗ (Dec 29, 2023)

Note · Sep 15, 2015 – Jan 2, 2019

THOMAS COLLIER is written 2 different ways on the filings

listed as "Thomas C Collier" on the Sep 15, 2015 filing, and "Thomas Collier" on 6 filings (from Jan 2, 2019).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Sep 15, 2015 ↗Form D · Jan 2, 2019 ↗THOMAS COLLIER — PartnerFacts page ↗

Sources

Note · Sep 15, 2015 – Jan 4, 2019

Reported revenue range changed between filings — NORTHERN DYNASTY MINERALS LTD

"Decline to Disclose" (Sep 15, 2015); then "Over $100,000,000" (Jan 2, 2019); then "No Revenues" (Jan 4, 2019).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Sep 15, 2015 ↗Form D · Jan 2, 2019 ↗Form D/A · Jan 4, 2019 ↗NORTHERN DYNASTY MINERALS LTD — PartnerFacts page ↗

Sources

Form D · Sep 15, 2015 ↗ (Sep 15, 2015)
Form D · Jan 2, 2019 ↗ (Jan 2, 2019)
Form D/A · Jan 4, 2019 ↗ (Jan 4, 2019)
NORTHERN DYNASTY MINERALS LTD — PartnerFacts page ↗ (Dec 29, 2023)

Note · Nov 24, 2009 – Sep 9, 2011

Same name, different state: "Thomas Collier" (CA) is a separate record

This page covers filings where the address state is A1. A separate record, "Thomas Collier" with address state CA, is listed on 4 filings — most recently by EVERYONE COUNTS, INC. (Sep 9, 2011). The two records do not overlap in time: this page runs Jan 2, 2019 to May 22, 2020; the other runs Nov 24, 2009 to Sep 9, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas Collier (CA) — PartnerFacts page ↗Form D · Sep 9, 2011 ↗EVERYONE COUNTS, INC. — PartnerFacts page ↗THOMAS COLLIER (A1) — this page ↗

Sources

Thomas Collier (CA) — PartnerFacts page ↗ (Sep 9, 2011)
Form D · Sep 9, 2011 ↗ (Sep 9, 2011)
EVERYONE COUNTS, INC. — PartnerFacts page ↗ (Nov 15, 2013)
THOMAS COLLIER (A1) — this page ↗ (May 22, 2020)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 5 offerings report sales commissions; 1 reports finder's fees totalling $11,160; 0 report proceeds to related persons.

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
May 22, 2020 D NORTHERN DYNASTY MINERALS LTD File 021-367509	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 22, 2020 D NORTHERN DYNASTY MINERALS LTD File 021-358623	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 4, 2019 D NORTHERN DYNASTY MINERALS LTD File 021-336441	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 25, 2019 D/A NORTHERN DYNASTY MINERALS LTD File 021-329469	$0	$11,160	$0	Scarsdale Equities LLC BrokerCheck CRD 134602 ↗	EDGAR ↗
Sep 15, 2015 D NORTHERN DYNASTY MINERALS LTD File 021-247612	$0	$0	$0	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Thomas Collier on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other

NORTHERN DYNASTY MINERALS LTD

Vancouver, British Columbia, Canada (as filed: A1) · Sep 15, 2015 → May 22, 2020 · 7 filings

May 22, 2020 · D · $292,500 sold of $292,500 · 5 investors · min. No minimum reported · role: Executive Officer (PLP President and Chief Executive Officer and Chief Operating Officer) EDGAR ↗
Jan 22, 2020 · D · $733,000 sold of $733,000 · 4 investors · min. No minimum reported · role: Executive Officer (PLP President and Chief Executive Officer and Chief Operating Officer) EDGAR ↗
Apr 4, 2019 · D · $200,000 sold of $200,000 · 1 investors · min. No minimum reported · role: Executive Officer (PLP President and Chief Executive Officer and Chief Operating Officer) EDGAR ↗
Jan 25, 2019 · D/A · $2,547,622 sold of $2,547,622 · 4 investors · min. No minimum reported · role: Executive Officer (PLP President and Chief Executive Officer and Chief Operating Officer) EDGAR ↗
Jan 4, 2019 · D/A · $2,547,622 sold of $2,547,622 · 4 investors · min. No minimum reported · role: Executive Officer (PLP President and Chief Executive Officer and Chief Operating Officer) EDGAR ↗
Jan 2, 2019 · D · $2,547,622 sold of $2,547,622 · 4 investors · min. No minimum reported · role: Executive Officer (PLP President and Chief Executive Officer and Chief Operating Officer) EDGAR ↗
Sep 15, 2015 · D · $2,239,959 sold of $2,239,959 · 6 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $10.1M from 6 investors (100% of the $293K target) as of the latest filing. Thomas is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Thomas Collier — CA, 1 issuer, Nov 24, 2009 → Sep 9, 2011 · no shared issuer

People around Thomas 22

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

RONALD W THIESSEN

Executive Officer, Director · 7 shared filings (1 issuer) · also on 4 other issuers

RONALD W THIESSEN is on 5 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

TREVOR THOMAS

Executive Officer · 7 shared filings (1 issuer) · also on 8 other issuers

TREVOR THOMAS is on 9 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

ROBERT A DICKINSON

Director, Executive Officer · 7 shared filings (1 issuer) · also on 5 other issuers

ROBERT A DICKINSON is on 6 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

DESMOND BALAKRISHNAN

Director · 6 shared filings (1 issuer) · also on 14 other issuers

DESMOND BALAKRISHNAN is on 15 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

MARCHAND SNYMAN

Executive Officer, Director · 6 shared filings (1 issuer) · also on 4 other issuers

MARCHAND SNYMAN is on 5 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

CHRISTIAN MILAU

Director · 6 shared filings (1 issuer) · also on 4 other issuers

CHRISTIAN MILAU is on 5 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

David Laing

Director · 6 shared filings (1 issuer) · also on 5 other issuers

David Laing is on 6 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

DOUG ALLEN

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Thomas Collier. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

W KENNETH PICKERING

Director · 6 shared filings (1 issuer)

Listed on the same filings as Thomas Collier. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

B GORDON KEEP

Director · 6 shared filings (1 issuer)

Listed on the same filings as Thomas Collier. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

STEVEN A DECKER

Director · 6 shared filings (1 issuer)

Listed on the same filings as Thomas Collier. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

STEPHEN HODGSON

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Thomas Collier. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

BRUCE JENKINS

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Thomas Collier. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

SEAN MAGEE

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as Thomas Collier. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

PETER ROBERTSON

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Thomas Collier. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

PETER MITCHELL

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Thomas Collier. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

RUSSELL E HALLBAUER

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Thomas Collier. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

SCOTT D COUSENS

Director · 1 shared filing (1 issuer) · also on 5 other issuers

SCOTT D COUSENS is on 6 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

WAYNE KIRK

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas Collier. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

KENNETH PICKERING

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas Collier. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

PETERS MARK

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas Collier. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Gordon John Fretwell

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas Collier. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to THOMAS COLLIER by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Thomas Collier is listed on: none on file. No website or social profile named in NORTHERN DYNASTY MINERALS LTD's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #109,657 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Vancouver, A1). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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THOMAS COLLIER

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Form D filed 18 days after the first sale — NORTHERN DYNASTY MINERALS LTD

THOMAS COLLIER is written 2 different ways on the filings

Reported revenue range changed between filings — NORTHERN DYNASTY MINERALS LTD

Same name, different state: "Thomas Collier" (CA) is a separate record

5. Money to insiders

Deals 1

People around Thomas 22

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

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Monitor this person