Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:28 AM ET

Sponsor Check › Person

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Thomas C. Bauer

Named as an officer, director or promoter on SEC Form D filings · NY · Aug 7, 2009 → Jan 5, 2010

1deal (issuers)

$569Kreported sold

6investors

2Form D filings

2009–2010years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Thomas C. Bauer is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Aug 2009 and Jan 2010: PROGINET CORP (Garden City, NY — other technology — 2009–2010; $569K reported sold to 6 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Amit Basak (2 shared filings), E. Kelly Hyslop (2 shared filings), George T. Hawes (2 shared filings), John W. Gazzola (2 shared filings), Kevin Bohan (2 shared filings) and 7 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 SEC release, 39 bankruptcy cases matching the name listed in Key records below.

What this means 40 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Thomas C. Bauer and found 5 differences, 2 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Thomas C. Bauer has not run yet — it is joining a line of 33,971 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

Thomas H. Bauer, CPA Administrative proceeding

SEC · Jan 28, 2008 · Parties as named in the release: Thomas H. Bauer, CPA Read the release ↗

same full name in the release title; the person's filing state is named in the release; middle initial differs

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Thomas C. Bauer..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

39 cases: 1 open, 38 closed (disposition not in docket feed)

Thomas M. Bauer, Jr. open

United States Bankruptcy Court, W.D. New York · No. 2-26-20352 · Filed May 10, 2026

Role of Thomas M. Bauer, Jr.: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in the person's filing state (NY); middle initial differs

Thomas Bauer closed

United States Bankruptcy Court, W.D. Arkansas · No. 6:23-bk-70285 · Filed Mar 6, 2023 · Closed Jul 24, 2023

Role of Thomas Bauer: Debtor · Outcome: Case closed 2023-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in AR (not a filing state)

Thomas J. Bauer closed

United States Bankruptcy Court, D. Connecticut · No. 20-50757 · Filed Aug 31, 2020 · Closed Dec 23, 2020

Role of Thomas J. Bauer: Debtor · Outcome: Case closed 2020-12-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in CT (not a filing state); middle initial differs

Thomas Bauer and Kaleena Bauer closed

United States Bankruptcy Court, E.D. Michigan · No. 19-41290 · Filed Jan 30, 2019 · Closed Sep 29, 2019

Role of Thomas Bauer and Kaleena Bauer: Debtor · Outcome: Case closed 2019-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in MI (not a filing state); middle initial differs

Thomas M Bauer closed

United States Bankruptcy Court, D. Maryland · No. 16-17656 · Filed Jun 6, 2016 · Closed Nov 17, 2016

Role of Thomas M Bauer: Debtor · Outcome: Case closed 2016-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in MD (not a filing state); middle initial differs

Thomas A. Bauer and Judy D. Bauer closed

United States Bankruptcy Court, D. Nebraska · No. 16-80578 · Filed Apr 15, 2016 · Closed Aug 1, 2016

Role of Thomas A. Bauer and Judy D. Bauer: Debtor · Outcome: Case closed 2016-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); middle initial differs

Thomas L. Bauer and Diane L. Bauer closed

United States Bankruptcy Court, D. Oregon · No. 15-31074 · Filed Mar 5, 2015 · Closed Oct 1, 2018

Role of Thomas L. Bauer and Diane L. Bauer: Debtor · Outcome: Case closed 2018-10-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in OR (not a filing state); middle initial differs

Thomas J. Bauer closed

United States Bankruptcy Court, W.D. New York · No. 1-13-12997 · Filed Nov 5, 2013 · Closed Feb 28, 2014

Role of Thomas J. Bauer: Debtor · Outcome: Case closed 2014-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in the person's filing state (NY); middle initial differs

Thomas E. Bauer closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 13-20641 · Filed Feb 15, 2013 · Closed Dec 13, 2018

Role of Thomas E. Bauer: Debtor · Outcome: Case closed 2018-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in PA (not a filing state); middle initial differs

Thomas J. Bauer and Joanne D. Bauer closed

United States Bankruptcy Court, N.D. Ohio · No. 12-35620 · Filed Dec 20, 2012 · Closed May 3, 2013

Role of Thomas J. Bauer and Joanne D. Bauer: Debtor · Outcome: Case closed 2013-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in OH (not a filing state); middle initial differs

Thomas S Bauer closed

United States Bankruptcy Court, N.D. New York · No. 12-10942 · Filed Apr 6, 2012 · Closed Oct 1, 2012

Role of Thomas S Bauer: Debtor · Outcome: Case closed 2012-10-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in the person's filing state (NY); middle initial differs

Thomas P. Bauer and Janet L. Bauer closed

United States Bankruptcy Court, E.D. Michigan · No. 12-47308 · Filed Mar 23, 2012 · Closed Jul 6, 2012

Role of Thomas P. Bauer and Janet L. Bauer: Debtor · Outcome: Case closed 2012-07-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in MI (not a filing state); middle initial differs

Thomas E Bauer and Judith A Bauer closed

United States Bankruptcy Court, S.D. Ohio · No. 1:10-bk-12029 · Filed Mar 30, 2010 · Closed Jul 20, 2010

Role of Thomas E Bauer and Judith A Bauer: Debtor · Outcome: Case closed 2010-07-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in OH (not a filing state); middle initial differs

Thomas M. Bauer and Beth Anne Bauer closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 09-24349 · Filed Jun 10, 2009 · Closed Jan 5, 2010

Role of Thomas M. Bauer and Beth Anne Bauer: Debtor · Outcome: Case closed 2010-01-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in PA (not a filing state); middle initial differs

Joanne Bauer and Thomas J. Bauer closed

United States Bankruptcy Court, N.D. Ohio · No. 09-30150 · Filed Jan 14, 2009 · Closed Jan 5, 2018

Role of Thomas J. Bauer: Debtor · Outcome: Case closed 2018-01-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in OH (not a filing state); middle initial differs

Thomas J. Bauer and Michaelene Bauer closed

United States Bankruptcy Court, W.D. New York · No. 1-07-04899 · Filed Dec 2, 2007 · Closed Jul 22, 2009

Role of Thomas J. Bauer and Michaelene Bauer: Debtor · Outcome: Case closed 2009-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in the person's filing state (NY); middle initial differs

Thomas J. Bauer and Beverly M. Bauer closed

United States Bankruptcy Court, E.D. Texas · No. 07-10471 · Filed Aug 24, 2007 · Closed Dec 30, 2007

Role of Thomas J. Bauer and Beverly M. Bauer: Debtor · Outcome: Case closed 2007-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in TX (not a filing state); middle initial differs

THOMAS J BAUER closed

United States Bankruptcy Court, D. Minnesota · No. 05-35526 · Filed Aug 12, 2005 · Closed Dec 20, 2005

Role of THOMAS J BAUER: Debtor · Outcome: Case closed 2005-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in MN (not a filing state); middle initial differs

Thomas C. Bauer closed

United States Bankruptcy Court, E.D. Michigan · No. 05-63554 · Filed Jul 26, 2005 · Closed Nov 17, 2005

Role of Thomas C. Bauer: Debtor · Outcome: Case closed 2005-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in MI (not a filing state)

Beverly M. Bauer and Thomas J. Bauer closed

United States Bankruptcy Court, N.D. Illinois · No. 04-36257 · Filed Sep 30, 2004 · Closed Oct 6, 2004

Role of Thomas J. Bauer: Debtor · Outcome: Case closed 2004-10-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in IL (not a filing state); middle initial differs

Beverly M. Bauer and Thomas J. Bauer closed

United States Bankruptcy Court, N.D. Illinois · No. 04-36256 · Filed Sep 30, 2004 · Closed Mar 4, 2005

Role of Thomas J. Bauer: Debtor · Outcome: Case closed 2005-03-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in IL (not a filing state); middle initial differs

Thomas Bauer closed

United States Bankruptcy Court, E.D. Michigan · No. 04-62482 · Filed Aug 10, 2004 · Closed Apr 6, 2006

Role of Thomas Bauer: Debtor · Outcome: Case closed 2006-04-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in MI (not a filing state)

Thomas E Bauer closed

United States Bankruptcy Court, S.D. Ohio · No. 3:04-bk-35820 · Filed Jul 6, 2004 · Closed Nov 24, 2004

Role of Thomas E Bauer: Debtor · Outcome: Case closed 2004-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in OH (not a filing state); middle initial differs

Thomas D. Bauer and Kelly A. Bauer closed

United States Bankruptcy Court, D. Nebraska · No. 03-83111 · Filed Oct 3, 2003 · Closed Jun 19, 2007

Role of Thomas D. Bauer and Kelly A. Bauer: Debtor · Outcome: Case closed 2007-06-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); middle initial differs

Thomas J. Bauer closed

United States Bankruptcy Court, N.D. Ohio · No. 03-37847 · Filed Oct 1, 2003 · Closed Feb 13, 2004

Role of Thomas J. Bauer: Debtor · Outcome: Case closed 2004-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in OH (not a filing state); middle initial differs

Thomas W. Bauer closed

United States Bankruptcy Court, N.D. Ohio · No. 03-37276 · Filed Sep 12, 2003 · Closed Feb 9, 2004

Role of Thomas W. Bauer: Debtor · Outcome: Case closed 2004-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in OH (not a filing state); middle initial differs

Thomas D Bauer closed

United States Bankruptcy Court, N.D. Illinois · No. 03-35464 · Filed Aug 27, 2003 · Closed Dec 12, 2003

Role of Thomas D Bauer: Debtor · Outcome: Case closed 2003-12-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in IL (not a filing state); middle initial differs

Judith Ann Bauer and Thomas E Bauer closed

United States Bankruptcy Court, S.D. Ohio · No. 1:02-bk-11949 · Filed Mar 20, 2002 · Closed Dec 12, 2002

Role of Thomas E Bauer: Debtor · Outcome: Case closed 2002-12-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in OH (not a filing state); middle initial differs

Thomas Bauer closed

United States Bankruptcy Court, E.D. California · No. 01-23107 · Filed Mar 20, 2001 · Closed Jun 26, 2001

Role of Thomas Bauer: Debtor · Outcome: Case closed 2001-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in CA (not a filing state)

Thomas W. Bauer and Beverly J. Bauer closed

United States Bankruptcy Court, W.D. Arkansas · No. 2:00-bk-70004 · Filed Jan 3, 2000 · Closed Mar 18, 2002

Role of Thomas W. Bauer and Beverly J. Bauer: Debtor · Outcome: Case closed 2002-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in AR (not a filing state); middle initial differs

Thomas A Bauer closed

United States Bankruptcy Court, C.D. California · No. 8:98-bk-14956 · Filed Mar 31, 1998 · Closed Nov 20, 1998

Role of Thomas A Bauer: Debtor · Outcome: Case closed 1998-11-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in CA (not a filing state); middle initial differs

Thomas J. Bauer and Karen E. Bauer closed

United States Bankruptcy Court, D. New Jersey · No. 98-33700 · Filed Mar 24, 1998 · Closed Jul 23, 1998

Role of Thomas J. Bauer and Karen E. Bauer: Debtor · Outcome: Case closed 1998-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in NJ (not a filing state); middle initial differs

Thomas A Bauer closed

United States Bankruptcy Court, C.D. California · No. 8:98-bk-12497 · Filed Feb 18, 1998 · Closed May 21, 1998

Role of Thomas A Bauer: Debtor · Outcome: Case closed 1998-05-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in CA (not a filing state); middle initial differs

Thomas G. Bauer closed

United States Bankruptcy Court, E.D. Virginia · No. 97-13034 · Filed Apr 23, 1997 · Closed Dec 16, 1997

Role of Thomas G. Bauer: Debtor · Outcome: Case closed 1997-12-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in VA (not a filing state); middle initial differs

Thomas J. Bauer closed

United States Bankruptcy Court, M.D. Florida · No. 8:96-bk-13414 · Filed Oct 4, 1996 · Closed Jan 28, 1997

Role of Thomas J. Bauer: Debtor · Outcome: Case closed 1997-01-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in FL (not a filing state); middle initial differs

Thomas M. Bauer and Betty J. Bauer closed

United States Bankruptcy Court, E.D. Wisconsin · No. 95-22583 · Filed Apr 28, 1995 · Closed Aug 9, 1995

Role of Thomas M. Bauer and Betty J. Bauer: Debtor · Outcome: Case closed 1995-08-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in WI (not a filing state); middle initial differs

Thomas B. Bauer closed

United States Bankruptcy Court, N.D. Georgia · No. 93-67289 · Filed May 18, 1993 · Closed Oct 25, 1993

Role of Thomas B. Bauer: Debtor · Outcome: Case closed 1993-10-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in GA (not a filing state); middle initial differs

Thomas P. Bauer closed

United States Bankruptcy Court, S.D. Illinois · No. 92-50100 · Filed Feb 3, 1992 · Closed May 6, 1992

Role of Thomas P. Bauer: Debtor · Outcome: Case closed 1992-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in IL (not a filing state); middle initial differs

THOMAS A. BAUER closed

United States Bankruptcy Court, D. Montana · No. 89-30666 · Filed May 15, 1989 · Closed Oct 31, 2002

Role of THOMAS A. BAUER: Debtor · Outcome: Case closed 2002-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 66 federal dockets); court in MT (not a filing state); middle initial differs

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Thomas C. Bauer — 2 worth asking about (compared 2 filings on Oct 24, 2026)

Worth asking · Aug 7, 2009 – Jan 5, 2010

Amount sold went down between filings — PROGINET CORP

The Aug 7, 2009 filing says $568,700 sold; the Jan 5, 2010 Form D says $150,000 sold — $418,700 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Aug 7, 2009 ↗Form D (later) · Jan 5, 2010 ↗PROGINET CORP — PartnerFacts page ↗

Sources

Form D (earlier) · Aug 7, 2009 ↗ (Aug 7, 2009)
Form D (later) · Jan 5, 2010 ↗ (Jan 5, 2010)
PROGINET CORP — PartnerFacts page ↗ (Jan 5, 2010)

Worth asking · Aug 7, 2009 – Jan 5, 2010

Investor count went down between filings — PROGINET CORP

The Aug 7, 2009 filing reports 6 investors; the Jan 5, 2010 Form D reports 4 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Aug 7, 2009 ↗Form D (later) · Jan 5, 2010 ↗PROGINET CORP — PartnerFacts page ↗

Sources

Form D (earlier) · Aug 7, 2009 ↗ (Aug 7, 2009)
Form D (later) · Jan 5, 2010 ↗ (Jan 5, 2010)
PROGINET CORP — PartnerFacts page ↗ (Jan 5, 2010)

Note · Jan 5, 2010

Thomas C. Bauer appears on 1 deal that stopped filing before reaching its target

PROGINET CORP (last filing Jan 5, 2010; $568,700 sold of $1,500,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

PROGINET CORP — PartnerFacts page ↗

Sources

PROGINET CORP — PartnerFacts page ↗ (Jan 5, 2010)

Note · Aug 7, 2009 – Jan 5, 2010

Offering amount lowered between filings — PROGINET CORP

The Aug 7, 2009 filing says $1,500,000 offered; the Jan 5, 2010 Form D says $150,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D (earlier) · Aug 7, 2009 ↗Form D (later) · Jan 5, 2010 ↗PROGINET CORP — PartnerFacts page ↗

Sources

Form D (earlier) · Aug 7, 2009 ↗ (Aug 7, 2009)
Form D (later) · Jan 5, 2010 ↗ (Jan 5, 2010)
PROGINET CORP — PartnerFacts page ↗ (Jan 5, 2010)

Note · Aug 7, 2009 – Jan 5, 2010

Industry group changed between filings — PROGINET CORP

"Computers" (Aug 7, 2009); then "Other Technology" (Jan 5, 2010).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Aug 7, 2009 ↗Form D · Jan 5, 2010 ↗PROGINET CORP — PartnerFacts page ↗

Sources

Form D · Aug 7, 2009 ↗ (Aug 7, 2009)
Form D · Jan 5, 2010 ↗ (Jan 5, 2010)
PROGINET CORP — PartnerFacts page ↗ (Jan 5, 2010)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jan 5, 2010 D PROGINET CORP File 021-74096	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Thomas C. Bauer on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

PROGINET CORP

Garden City, NY · Aug 7, 2009 → Jan 5, 2010 · 2 filings

Jan 5, 2010 · D · $150,000 sold of $150,000 · 4 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Aug 7, 2009 · D · $568,700 sold of $1,500,000 · 6 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $569K from 6 investors (100% of the $150K target) as of the latest filing. Thomas is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Thomas 12

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Stephen M. Flynn

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Thomas C. Bauer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

George T. Hawes

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Thomas C. Bauer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Amit Basak

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Thomas C. Bauer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

E. Kelly Hyslop

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas C. Bauer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Stephen Kezirian

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Thomas C. Bauer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Kevin Bohan

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Thomas C. Bauer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Sandison E. Weil

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Thomas C. Bauer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

John W. Gazzola

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Thomas C. Bauer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Debra A DiMaria

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas C. Bauer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Wolpert Allen

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas C. Bauer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Joe Christel

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Thomas C. Bauer. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Allen Wolpert

Director · 1 shared filing (1 issuer)

Listed on the same filings as Thomas C. Bauer. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Thomas C. Bauer by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Thomas C. Bauer is listed on: none on file. No website or social profile named in PROGINET CORP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #365,425 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Garden City, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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Thomas C. Bauer

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Amount sold went down between filings — PROGINET CORP

Investor count went down between filings — PROGINET CORP

Thomas C. Bauer appears on 1 deal that stopped filing before reaching its target

Offering amount lowered between filings — PROGINET CORP

Industry group changed between filings — PROGINET CORP

5. Money to insiders

Deals 1

People around Thomas 12

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

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