PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:13 AM ET

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TB
No photo found yet (own website and image search run after this page is viewed)

Thomas R Baruch

Named as an officer, director or promoter on SEC Form D filings · NY · Jun 22, 2017 → Jun 28, 2018

2deals (issuers)
$4.43Mreported sold
20investors
4Form D filings
2017–2018years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:35 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Thomas R Baruch is listed as a director on 4 SEC Form D filings by 2 issuers between Nov 2015 and Jun 2018: Urban Electric Power LLC (New York, NY — industry reported as "Other" — 2015; $3.43M reported sold to 9 investors) and Urban Electric Power Inc (Pearl River, NY — other energy — 2017–2018; $998K reported sold to 11 investors).

What this means 2 separate companies raised money with this person listed as director, over about 3 years. Across those companies the filings report $4.43M sold in total.

Listed alongside Alexander Couzis (4 shared filings), Ann Marie Scuderi (4 shared filings), David Elliman (4 shared filings), Jamshyd Godrej (4 shared filings) and Sanjoy Banerjee (4 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.

All 2 issuers belong to the sponsor group Urban Electric Power (2 issuers, $4.43M reported sold, 2013–2018).

What this means A sponsor group is one team that sets up a new company for each deal. Urban Electric Power has 2 companies on file and $4.43M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 4 public filings for Thomas R Baruch and found 7 differences: Form D filed 47 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Thomas R Baruch has not run yet — it is joining a line of 49,619 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:35 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Thomas R Baruch..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:35 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Thomas R Baruch (compared 4 filings on Oct 24, 2026)

Note · Sep 17, 2015 – Nov 3, 2015

Form D filed 47 days after the first sale — Urban Electric Power LLC

The filing says the first sale was Sep 17, 2015. The Form D was filed Nov 3, 2015 — 47 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 32 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Nov 3, 2015 ↗Urban Electric Power LLC — PartnerFacts page ↗
Sources
Note · Jun 15, 2018 – Jun 28, 2018

No amendment in the last 12 months on an offering that may still be open — Urban Electric Power Inc (latest filing Jun 28, 2018)

The latest filing for this offering is dated Jun 28, 2018 (first sale Jun 15, 2018). It reports $997,525 sold of $1,750,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jun 28, 2018 ↗Urban Electric Power Inc — PartnerFacts page ↗
Sources
Note · Jun 9, 2017 – Jul 13, 2017

No amendment in the last 12 months on an offering that may still be open — Urban Electric Power Inc (latest filing Jul 13, 2017)

The latest filing for this offering is dated Jul 13, 2017 (first sale Jun 9, 2017). It reports $408,500 sold of $999,999 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jul 13, 2017 ↗Urban Electric Power Inc — PartnerFacts page ↗
Sources
Note · Sep 17, 2015 – Nov 3, 2015

No amendment in the last 12 months on an offering that may still be open — Urban Electric Power LLC (latest filing Nov 3, 2015)

The latest filing for this offering is dated Nov 3, 2015 (first sale Sep 17, 2015). It reports $3,434,983 sold of $4,499,998 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Nov 3, 2015 ↗Urban Electric Power LLC — PartnerFacts page ↗
Sources
Note · Nov 3, 2015 – Jun 22, 2017

Thomas R Baruch is written 2 different ways on the filings

listed as "Thomas Baruch" on the Nov 3, 2015 filing, and "Thomas R Baruch" on 3 filings (from Jun 22, 2017).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Nov 3, 2015 ↗Form D · Jun 22, 2017 ↗Thomas R Baruch — PartnerFacts page ↗
Sources
Note · Sep 15, 2021

Same name, different state: "Thomas Baruch" (VA or NC) is a separate record

This page covers filings where the address state is NY. A separate record, "Thomas Baruch" with address state VA or NC, is listed on 2 filings — most recently by EXELA HOLDINGS INC (Sep 15, 2021). The two records do not overlap in time: this page runs Jun 22, 2017 to Jun 28, 2018; the other has one filing dated Sep 15, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas Baruch (VA,NC) — PartnerFacts page ↗Form D · Sep 15, 2021 ↗EXELA HOLDINGS INC — PartnerFacts page ↗Thomas R Baruch (NY) — this page ↗
Sources
Note · Mar 10, 2011 – Jun 27, 2012

Same name, different state: "Thomas R. Baruch" (CA) is a separate record

This page covers filings where the address state is NY. A separate record, "Thomas R. Baruch" with address state CA, is listed on 9 filings — most recently by CODEXIS, INC. (Jun 20, 2019). The two records do not overlap in time: this page runs Jun 22, 2017 to Jun 28, 2018; the other runs Mar 10, 2011 to Jun 27, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Thomas R. Baruch (CA) — PartnerFacts page ↗Form D · Jun 20, 2019 ↗CODEXIS, INC. — PartnerFacts page ↗Thomas R Baruch (NY) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 3 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 28, 2018 D
Urban Electric Power Inc
File 021-315716
$0$0$0None listed on this filingEDGAR ↗
Jul 13, 2017 D/A
Urban Electric Power Inc
File 021-289302
$0$0$0None listed on this filingEDGAR ↗
Nov 3, 2015 D
Urban Electric Power LLC
File 021-250553
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Thomas R Baruch on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

UE
Other Energy · group: Urban Electric Power

Urban Electric Power Inc

Pearl River, NY · Jun 22, 2017 → Jun 28, 2018 · 3 filings
  • Jun 28, 2018 · D · $997,525 sold of $1,750,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 13, 2017 · D/A · $408,500 sold of $999,999 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 22, 2017 · D · $408,500 sold of $999,999 · 10 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $998K from 11 investors (57% of the $1.75M target) as of the latest filing. Thomas is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Energy / 506(b) (1,000 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UE
Other · group: Urban Electric Power

Urban Electric Power LLC

New York, NY · Nov 3, 2015
  • Nov 3, 2015 · D · $3,434,983 sold of $4,499,998 · 8 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $3.43M from 9 investors (76% of the $4.5M target) as of the latest filing. Thomas is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Thomas R. Baruch — CA, 4 issuers, Mar 10, 2011 → Jun 27, 2012 · no shared issuer
  • Thomas Baruch — VA, NC, 1 issuer, Sep 15, 2021 → Sep 15, 2021 · no shared issuer

People around Thomas 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DE
No photo found yet (own website and image search run after this page is viewed)
Person

David Elliman

Director · 4 shared filings (2 issuers)

Listed on the same filings as Thomas R Baruch. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Sanjoy Banerjee

Director, Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Thomas R Baruch. Their page shows their other deals.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Alexander Couzis

Executive Officer, Director · 4 shared filings (2 issuers)

Listed on the same filings as Thomas R Baruch. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Jamshyd Godrej

Director · 4 shared filings (2 issuers)

Listed on the same filings as Thomas R Baruch. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Ann Marie Scuderi

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Thomas R Baruch. Their page shows their other deals.

The team behind the deals

UE
Sponsor group

Urban Electric Power

2 issuers · 7 filings · $4.43M reported sold · 2013–2018

One team, 2 deal companies. Thomas R Baruch is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Thomas R Baruch.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Thomas R Baruch by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Thomas R Baruch is listed on: none on file. No website or social profile named in Urban Electric Power LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #295,682 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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