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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:38 AM ET

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Thomas Macina

Named as an officer, director or promoter on SEC Form D filings · IL · Mar 16, 2009 → Aug 4, 2014

21deals (issuers)
$30.99Breported sold
1,829investors
73Form D filings
2009–2014years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Thomas Macina is listed as an executive officer and director on 73 SEC Form D filings by 21 issuers between Mar 2009 and Aug 2014. Largest by amount reported sold: MESIROW ABSOLUTE RETURN FUND, LTD. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010–2013; $15.21B reported sold to 279 investors), MESIROW ABSOLUTE RETURN FUND (INSTITUTIONAL), LTD. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010–2013; $8.99B reported sold to 304 investors), Mesirow Institutional Multi-Strategy Fund, L.P. (Palm Beach Gardens, FL — pooled investment fund — 2010–2013; $2.26B reported sold to 171 investors), MESIROW ALTERNATIVE STRATEGIES FUND, L.P. (Chicago, IL — pooled investment fund — 2010–2013; $1.89B reported sold to 348 investors), Mesirow Hinsdale Avenue Fund, Ltd. (Palm Beach Gardens, FL — pooled investment fund — 2010–2013; $794.3M reported sold to 24 investors) and 16 more (all listed below).

What this means That is a lot of deals — 21 separate companies raised money with this person listed as executive officer and director, over about 5 years. Across those companies the filings report $30.99B sold in total.

Listed alongside Martin B Kaplan (73 shared filings), Stephen C Vogt (72 shared filings), Eric D Siegel (71 shared filings), Mesirow Advanced Strategies, Inc. (71 shared filings, management entity), Gregory J Robbins (61 shared filings) and 24 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thomas. Each name links to their own page.

The issuers belong to 2 sponsor groups: Lighthouse (114 issuers, $40.21B reported sold, 2009–2026) and Mesirow (36 issuers, $6.39B reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 1 SEC release, 1 bankruptcy case matching the name listed in Key records below.

What this means 3 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 73 public filings for Thomas Macina and found 10 differences, 3 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Thomas Macina has not run yet — it is #2,997 of 58,125 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 651 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 open

Macina-Kersten v. Acadia Healthcare Company, Inc. open
District Court, M.D. Tennessee · No. 3:26-cv-00972 · Filed Jul 14, 2026
Role of Macina-Kersten: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 3 federal dockets); surname only in the caption; court in TN (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

Crowe Horwath LLP, Joseph C. Macina, CPA and Kevin V. Wydra, CPA Administrative proceeding
SEC · Dec 21, 2018 · Parties as named in the release: Crowe Horwath LLP, Joseph C. Macina, CPA and Kevin V. Wydra, CPA Read the release ↗
same rare surname (1 person in Form D filings); different first name (joseph)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Thomas Macina..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Macina, Jr v. Mercedes-Benz Financial Services USA LLC formerly closed
United States Bankruptcy Court, N.D. New York · No. 12-90022 · Filed Mar 2, 2012 · Closed May 10, 2012
Role of Macina, Jr: Plaintiff · Outcome: Case closed 2012-05-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 3 federal dockets); surname only in the caption; court in the person's filing state (NY)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for Thomas Macina — 3 worth asking about (compared the newest 50 of 73 filings on Oct 24, 2026; older filings not covered)

Note · Mar 2, 2012 – May 10, 2012

Bankruptcy case: Macina, Jr v. Mercedes-Benz Financial Services USA LLC formerly — filed Mar 2, 2012

United States Bankruptcy Court, N.D. New York docket "Macina, Jr v. Mercedes-Benz Financial Services USA LLC formerly" filed Mar 2, 2012, closed May 10, 2012. Thomas Macina is listed as Plaintiff ("Macina, Jr"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. New York ↗
Sources
Note · Apr 5, 2005 – Apr 28, 2005

Bankruptcy case: Blake of Chicago, Corp., f/k/a A.B.Dick Company v. Mesirow Financial Holdings, Inc. — filed Apr 5, 2005

United States Bankruptcy Court, D. Delaware docket "Blake of Chicago, Corp., f/k/a A.B.Dick Company v. Mesirow Financial Holdings, Inc." filed Apr 5, 2005, closed Apr 28, 2005. Richard S Mesirow (listed on the same filings) is listed as Defendant ("Mesirow Financial Holdings, Inc.").

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Delaware ↗Richard S Mesirow — PartnerFacts page ↗
Sources
Worth asking · Oct 24, 2013 – Oct 24, 2014

Amount sold went down between filings — Mesirow Credit Strategies Fund, L.P.

The Oct 24, 2013 filing says $78,815,670 sold; the Oct 24, 2014 Form D/A says $12,420,176 sold — $66,395,494 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Oct 24, 2013 ↗Form D/A (later) · Oct 24, 2014 ↗Mesirow Credit Strategies Fund, L.P. — PartnerFacts page ↗
Sources
Worth asking · Oct 15, 2013 – Oct 15, 2014

Investor count went down between filings — Mesirow Alternative Strategies Fund II, L.P.

The Oct 15, 2013 filing reports 8 investors; the Oct 15, 2014 Form D/A reports 7 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Oct 15, 2013 ↗Form D/A (later) · Oct 15, 2014 ↗Mesirow Alternative Strategies Fund II, L.P. — PartnerFacts page ↗
Sources
Note · Oct 1, 2013 – Oct 17, 2013

Form D filed 16 days after the first sale — Mesirow Credit Strategies Fund, L.P.

The filing says the first sale was Oct 1, 2013. The Form D was filed Oct 17, 2013 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 17, 2013 ↗Mesirow Credit Strategies Fund, L.P. — PartnerFacts page ↗
Sources
Note · Jul 1, 2000 – Mar 15, 2012

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Mesirow Event Master Fund L P (latest filing Mar 15, 2012) · No amendment in the last 12 months on an offering that may still be open — MESIROW BALANCED EQUITY FUND LP (latest filing Mar 15, 2012) · No amendment in the last 12 months on an offering that may still be open — MESIROW ARBTRAGE FUND LTD (latest filing Mar 15, 2011) · No amendment in the last 12 months on an offering that may still be open — Mesirow Plan Equity Fund LP (latest filing Mar 15, 2011) · No amendment in the last 12 months on an offering that may still be open — Mesirow Distressed Master Fund L P (latest filing Mar 15, 2011)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Mar 15, 2012 ↗Mesirow Event Master Fund L P — PartnerFacts page ↗Form D/A · Mar 15, 2012 ↗MESIROW BALANCED EQUITY FUND LP — PartnerFacts page ↗
Sources
Worth asking · Feb 5, 2013 – Oct 24, 2014

14 people are no longer listed on a later amendment

Thomas Macina is no longer listed on the Oct 24, 2014 amendment — Mesirow Credit Strategies Fund, L.P. · Thomas Macina is no longer listed on the Oct 15, 2014 amendment — Mesirow Alternative Strategies Fund II, L.P. · Thomas Macina is no longer listed on the Oct 15, 2014 amendment — Mesirow Equity Opportunity Fund III, L.P. · Thomas Macina is no longer listed on the Sep 18, 2014 amendment — Mesirow Alternative Strategies Fund Enhanced, LLC · Thomas Macina is no longer listed on the Apr 22, 2014 amendment — Mesirow Hinsdale Avenue Fund, Ltd. · and 9 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Oct 24, 2013 ↗Form D/A · Oct 24, 2014 ↗Thomas Macina — PartnerFacts page ↗Mesirow Credit Strategies Fund, L.P. — PartnerFacts page ↗
Sources
Note · Oct 24, 2013 – Oct 24, 2014

Minimum investment changed between filings — Mesirow Credit Strategies Fund, L.P.

The Oct 24, 2013 filing lists a minimum of $100,000; the Oct 24, 2014 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Oct 24, 2013 ↗Form D/A (later) · Oct 24, 2014 ↗Mesirow Credit Strategies Fund, L.P. — PartnerFacts page ↗
Sources
Note · Mar 15, 2013 – Sep 18, 2013

Minimum investment changed between filings — Mesirow Alternative Strategies Fund Enhanced, LLC

The Mar 15, 2013 filing lists a minimum of $1,000,000; the Sep 18, 2013 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 15, 2013 ↗Form D/A (later) · Sep 18, 2013 ↗Mesirow Alternative Strategies Fund Enhanced, LLC — PartnerFacts page ↗
Sources
Note · Mar 15, 2013 – Feb 15, 2022

11 address changes between filings

Address moved from Palm Beach Gardens, FL to Grand Cayman, Cayman Islands (as filed: E9) — MESIROW ABSOLUTE RETURN FUND (INSTITUTIONAL), LTD. · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to Palm Beach Gardens, FL — Mesirow Institutional Multi-Strategy Offshore Fund, Ltd. · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to Palm Beach Gardens, FL — Mesirow Hinsdale Avenue Fund, Ltd. · Address moved from Chicago, IL to Palm Beach Gardens, FL — Mesirow Institutional Multi-Strategy Fund, L.P. · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to Palm Beach Gardens, FL — MESIROW ABSOLUTE RETURN FUND (INSTITUTIONAL), LTD. · and 6 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Feb 12, 2021 ↗Form D/A · Feb 15, 2022 ↗MESIROW ABSOLUTE RETURN FUND (INSTITUTIONAL), LTD. — PartnerFacts page ↗Form D/A · Mar 7, 2018 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 73 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

17 of 22 offerings report sales commissions totalling $12,902,350; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 4, 2014 D
MESIROW FINANCIAL HOLDINGS INC
File 021-222253
$0$0$0None listed on this filingEDGAR ↗
Dec 20, 2013 D/A
Mesirow Institutional Multi-Strategy Offshore Fund, Ltd.
File 021-152439
$213,604 (est.)$0$0Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗EDGAR ↗
Dec 20, 2013 D/A
Mesirow Institutional Equity Offshore Fund, Ltd.
File 021-152443
$13,672 (est.)$0$0Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗EDGAR ↗
Oct 24, 2013 D/A
Mesirow Credit Strategies Fund, L.P.
File 021-204736
$0$0$0None listed on this filingEDGAR ↗
Oct 15, 2013 D/A
Mesirow Equity Opportunity Fund III, L.P.
File 021-149408
$612,383 (est.)$0$0Merrill Lynch, Pierce, Fenner & Smith Inc. BrokerCheck CRD 7691 ↗EDGAR ↗
Oct 15, 2013 D/A
Mesirow Alternative Strategies Fund II, L.P.
File 021-149412
$35,668 (est.)$0$0Merrill Lynch, Pierce, Fenner & Smith Inc. BrokerCheck CRD 7691 ↗EDGAR ↗
Sep 18, 2013 D/A
Mesirow Alternative Strategies Fund Enhanced, LLC
File 021-108038
$0$0$0Mesirow Financial, Inc. BrokerCheck CRD 2764 ↗EDGAR ↗
Aug 7, 2013 D
MESIROW FINANCIAL HOLDINGS INC
File 021-200923
$0$0$0None listed on this filingEDGAR ↗
Apr 22, 2013 D/A
Mesirow Hinsdale Avenue Fund, Ltd.
File 021-140683
$16,483 (est.)$0$0Mesirow Financial, Inc. BrokerCheck CRD 2764 ↗EDGAR ↗
Mar 15, 2013 D/A
MESIROW ABSOLUTE RETURN FUND (INSTITUTIONAL), LTD.
File 021-128795
$634,641 (est.)$0$0Mesirow Financial, Inc. BrokerCheck CRD 2764 ↗EDGAR ↗
Mar 15, 2013 D/A
Mesirow Equity Opportunity Fund II, L.P.
File 021-128461
$648,097 (est.)$0$0Mesirow Financial Inc. BrokerCheck CRD 2764 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 14977 ↗
Stifel, Nicholaus & Company, Inc. BrokerCheck CRD 739 ↗
Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗		EDGAR ↗
Mar 15, 2013 D/A
Mesirow Institutional Multi-Strategy Fund, L.P.
File 021-128762
$2,540,945 (est.)$0$0Mesirow Financial, Inc. BrokerCheck CRD 2764 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
Wachovia Securities, Inc. BrokerCheck CRD 19616 ↗
Stifel, Nicholaus & Company, Inc. BrokerCheck CRD 793 ↗		EDGAR ↗
Mar 15, 2013 D/A
MESIROW ABSOLUTE RETURN FUND, LTD.
File 021-128786
$1,761,213 (est.)$0$0Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
Stifel, Nicholaus & Company, Inc. BrokerCheck CRD 739 ↗
Phoenix Global Capital Management BrokerCheck CRD 129997 ↗
Mesirow Financial, Inc. BrokerCheck CRD 2764 ↗		EDGAR ↗
Mar 15, 2013 D/A
MESIROW ALTERNATIVE STRATEGIES FUND, L.P.
File 021-139639
$2,509,732 (est.)$0$0Mesirow Financial, Inc. BrokerCheck CRD 2764 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 14977 ↗
Wachovia Securities, Inc. BrokerCheck CRD 19616 ↗
Stifel, Nicholaus & Company, Inc. BrokerCheck CRD 739 ↗		EDGAR ↗
Mar 15, 2013 D/A
MESIROW INSTITUTIONAL EQUITY FUND, L.P.
File 021-68657
$1,824,174 (est.)$0$0Mesirow Financial, Inc. BrokerCheck CRD 2764 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 14977 ↗
Stifel, Nicholaus & Company, Inc BrokerCheck CRD 739 ↗		EDGAR ↗
Feb 5, 2013 D/A
Mesirow Opportunity Fund I, L.P.
File 021-190912
$0$0$0None listed on this filingEDGAR ↗
Mar 15, 2012 D/A
Mesirow Event Master Fund L P
File 021-76918
$5,084 (est.)$0$0Mesirow Financial, Inc. BrokerCheck CRD 2764 ↗EDGAR ↗
Mar 15, 2012 D/A
MESIROW BALANCED EQUITY FUND LP
File 021-128458
$1,592,972 (est.)$0$0Mesirow Financial, Inc. BrokerCheck CRD 2764 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 14977 ↗
Stifel, Nicholaus & Company, Inc. BrokerCheck CRD 739 ↗
Merrill Lynch, Pierce, Fenner & Smith Inc. BrokerCheck CRD 7691 ↗		EDGAR ↗
Mar 15, 2011 D/A
Mesirow Distressed Master Fund L P
File 021-76908
$30,000 (est.)$0$0Mesirow Financial, Inc. BrokerCheck CRD 2764 ↗
Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗		EDGAR ↗
Mar 15, 2011 D/A
MESIROW ARBTRAGE FUND LTD
File 021-127570
$20,000 (est.)$0$0Mesirow Financial, Inc. BrokerCheck CRD 2764 ↗EDGAR ↗
Mar 15, 2011 D/A
Mesirow Plan Equity Fund LP
File 021-85781
$282,000 (est.)$0$0Mesirow Financial, Inc. BrokerCheck CRD 2764 ↗EDGAR ↗
Mar 15, 2010 D/A
MESIROW FINANCIAL ALTERNATIVE INVESTMENTS FUND LP
File 021-49679
$161,682$0$0Mesirow Financial, Inc. BrokerCheck CRD 2764 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 21

Every issuer that named Thomas Macina on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

MF
Other · group: Mesirow

MESIROW FINANCIAL HOLDINGS INC

Chicago, IL · Aug 7, 2013 → Aug 4, 2014 · 2 filings
  • Aug 4, 2014 · D · $422,029 sold of $422,029 · 5 investors · min. $31,427 · role: Director EDGAR ↗
  • Aug 7, 2013 · D · $9,033,689 sold of $9,033,689 · 123 investors · min. $4,782 · role: Director EDGAR ↗

Raised $35.4M from 141 investors (100% of the $422K target) as of the latest filing. Thomas is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MI
Pooled Investment Fund · group: Lighthouse

Mesirow Institutional Multi-Strategy Offshore Fund, Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Dec 23, 2010 → Dec 20, 2013 · 4 filings
  • Dec 20, 2013 · D/A · $14,622,500 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Dec 20, 2012 · D/A · $12,882,500 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Dec 21, 2011 · D/A · $12,395,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Dec 23, 2010 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $16.9M from 5 investors as of the latest filing. Thomas is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MI
Pooled Investment Fund · group: Lighthouse

Mesirow Institutional Equity Offshore Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Dec 23, 2010 → Dec 20, 2013 · 4 filings
  • Dec 20, 2013 · D/A · $675,489 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Dec 20, 2012 · D/A · $675,489 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Dec 21, 2011 · D/A · $675,489 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Dec 23, 2010 · D · $103,740 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $675K from 4 investors as of the latest filing. Thomas is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MC
Pooled Investment Fund · group: Lighthouse

Mesirow Credit Strategies Fund, L.P.

Chicago, IL · Oct 17, 2013 → Oct 24, 2013 · 2 filings
  • Oct 24, 2013 · D/A · $78,815,670 sold of Indefinite · 8 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Oct 17, 2013 · D · $78,815,670 sold of Indefinite · 8 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $78.8M from 26 investors as of the latest filing. Thomas is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ME
Pooled Investment Fund · group: Lighthouse

Mesirow Equity Opportunity Fund III, L.P.

New York, NY · Oct 21, 2010 → Oct 15, 2013 · 4 filings
  • Oct 15, 2013 · D/A · $37,194,324 sold of Indefinite · 37 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Oct 12, 2012 · D/A · $37,194,324 sold of Indefinite · 37 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Oct 12, 2011 · D/A · $21,356,324 sold of Indefinite · 37 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Oct 21, 2010 · D · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Executive Officer EDGAR ↗

Raised $38M from 40 investors as of the latest filing. Thomas is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MA
Pooled Investment Fund · group: Lighthouse

Mesirow Alternative Strategies Fund II, L.P.

New York, NY · Oct 21, 2010 → Oct 15, 2013 · 4 filings
  • Oct 15, 2013 · D/A · $1,789,750 sold of Indefinite · 8 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Oct 12, 2012 · D/A · $1,789,750 sold of Indefinite · 8 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Oct 12, 2011 · D/A · $541,000 sold of Indefinite · 2 investors · min. $250,000 · role: Executive Officer EDGAR ↗
  • Oct 21, 2010 · D · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Executive Officer EDGAR ↗

Raised $11.8M from 8 investors as of the latest filing. Thomas is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MA
Pooled Investment Fund · group: Lighthouse

Mesirow Alternative Strategies Fund Enhanced, LLC

Chicago, IL · Mar 16, 2009 → Sep 18, 2013 · 6 filings
  • Sep 18, 2013 · D/A · $14,664,070 sold of Indefinite · 21 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Mar 15, 2013 · D/A · $13,864,070 sold of Indefinite · 21 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 15, 2012 · D/A · $12,562,786 sold of Indefinite · 20 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 15, 2011 · D/A · $8,848,000 sold of Indefinite · 8 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 15, 2010 · D/A · $8,848,000 sold of Indefinite · 8 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 16, 2009 · D/A · $8,848,000 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $15.8M from 23 investors as of the latest filing. Thomas is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MH
Pooled Investment Fund · group: Lighthouse

Mesirow Hinsdale Avenue Fund, Ltd.

Palm Beach Gardens, FL · Apr 15, 2010 → Apr 22, 2013 · 4 filings
  • Apr 22, 2013 · D/A · $633,055,982 sold of Indefinite · 20 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Apr 23, 2012 · D/A · $551,035,575 sold of Indefinite · 17 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Apr 22, 2011 · D/A · $315,855,507 sold of Indefinite · 13 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Apr 15, 2010 · D · $53,837,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $794.3M from 24 investors as of the latest filing. Thomas is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MA
Pooled Investment Fund · group: Lighthouse

MESIROW ABSOLUTE RETURN FUND, LTD.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 15, 2010 → Mar 15, 2013 · 5 filings
  • Mar 15, 2013 · D/A · $14,928,306,160 sold of Indefinite · 255 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 23, 2012 · D/A · $14,848,887,114 sold of Indefinite · 251 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 23, 2011 · D/A · $14,571,188,552 sold of Indefinite · 229 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 15, 2011 · D/A · $14,571,188,552 sold of Indefinite · 229 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 15, 2010 · D/A · $14,544,031,099 sold of Indefinite · 222 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $15.21B from 279 investors as of the latest filing. Thomas is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MI
Pooled Investment Fund · group: Lighthouse

Mesirow Institutional Multi-Strategy Fund, L.P.

Palm Beach Gardens, FL · Mar 15, 2010 → Mar 15, 2013 · 4 filings
  • Mar 15, 2013 · D/A · $1,722,712,351 sold of Indefinite · 129 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 15, 2012 · D/A · $1,639,369,660 sold of Indefinite · 126 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 15, 2011 · D/A · $1,327,474,260 sold of Indefinite · 105 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 15, 2010 · D/A · $1,101,522,813 sold of Indefinite · 85 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $2.26B from 171 investors as of the latest filing. Thomas is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MI
Pooled Investment Fund · group: Lighthouse

MESIROW INSTITUTIONAL EQUITY FUND, L.P.

Chicago, IL · Mar 15, 2012 → Mar 15, 2013 · 2 filings
  • Mar 15, 2013 · D/A · $600,820,685 sold of Indefinite · 36 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 15, 2012 · D/A · $580,028,115 sold of Indefinite · 35 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $717.9M from 48 investors as of the latest filing. Thomas is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

ME
Pooled Investment Fund · group: Lighthouse

Mesirow Equity Opportunity Fund II, L.P.

New York, NY · Mar 15, 2010 → Mar 15, 2013 · 4 filings
  • Mar 15, 2013 · D/A · $148,665,554 sold of Indefinite · 60 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 15, 2012 · D/A · $148,664,686 sold of Indefinite · 60 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 15, 2011 · D/A · $146,744,184 sold of Indefinite · 58 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 15, 2010 · D/A · $141,951,184 sold of Indefinite · 56 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $167.7M from 75 investors as of the latest filing. Thomas is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MA
Pooled Investment Fund · group: Lighthouse

MESIROW ALTERNATIVE STRATEGIES FUND, L.P.

Chicago, IL · Mar 16, 2010 → Mar 15, 2013 · 5 filings
  • Mar 15, 2013 · D/A · $1,861,086,832 sold of Indefinite · 341 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Mar 15, 2012 · D/A · $1,860,236,832 sold of Indefinite · 339 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Mar 15, 2011 · D/A · $1,850,491,710 sold of Indefinite · 331 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Mar 16, 2010 · D/A · $1,829,796,709 sold of Indefinite · 325 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗
  • Mar 16, 2010 · D · $1,829,796,709 sold of Indefinite · 325 investors · min. $5,000,000 · role: Executive Officer EDGAR ↗

Raised $1.89B from 348 investors as of the latest filing. Thomas is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MA
Pooled Investment Fund · group: Lighthouse

MESIROW ABSOLUTE RETURN FUND (INSTITUTIONAL), LTD.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 15, 2010 → Mar 15, 2013 · 5 filings
  • Mar 15, 2013 · D/A · $7,655,144,230 sold of Indefinite · 271 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 15, 2012 · D/A · $6,453,950,570 sold of Indefinite · 165 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 23, 2011 · D/A · $6,433,445,412 sold of Indefinite · 164 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 15, 2011 · D/A · $6,433,445,412 sold of Indefinite · 164 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 15, 2010 · D/A · $6,377,277,837 sold of Indefinite · 163 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $8.99B from 304 investors as of the latest filing. Thomas is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MO
Pooled Investment Fund · group: Lighthouse

Mesirow Opportunity Fund I, L.P.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jan 29, 2013 → Feb 5, 2013 · 2 filings
  • Feb 5, 2013 · D/A · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jan 29, 2013 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $5.65M from 12 investors as of the latest filing. Thomas is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MB
Pooled Investment Fund · group: Lighthouse

MESIROW BALANCED EQUITY FUND LP

New York, NY · Mar 15, 2010 → Mar 15, 2012 · 3 filings
  • Mar 15, 2012 · D/A · $316,994,857 sold of Indefinite · 154 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 15, 2011 · D/A · $316,704,857 sold of Indefinite · 154 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 15, 2010 · D/A · $315,824,857 sold of Indefinite · 154 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $317M from 154 investors as of the latest filing. Thomas is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

ME
Pooled Investment Fund · group: Lighthouse

Mesirow Event Master Fund L P

Chicago, IL · Mar 16, 2009 → Mar 15, 2012 · 4 filings
  • Mar 15, 2012 · D/A · $38,756,635 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 15, 2011 · D/A · $38,756,635 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 15, 2010 · D/A · $38,756,635 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 16, 2009 · D/A · $38,756,635 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $38.8M from 6 investors as of the latest filing. Thomas is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MA
Pooled Investment Fund · group: Lighthouse

MESIROW ARBTRAGE FUND LTD

Grand Cayman, Cayman Islands (as filed: E9) · Mar 1, 2010 → Mar 15, 2011 · 2 filings
  • Mar 15, 2011 · D/A · $62,941,472 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 1, 2010 · D/A · $62,941,472 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $62.9M from 2 investors as of the latest filing. Thomas is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MD
Pooled Investment Fund · group: Lighthouse

Mesirow Distressed Master Fund L P

New York, NY · Mar 16, 2009 → Mar 15, 2011 · 3 filings
  • Mar 15, 2011 · D/A · $39,288,450 sold of Indefinite · 16 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 15, 2010 · D/A · $39,288,450 sold of Indefinite · 16 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 16, 2009 · D/A · $38,988,450 sold of Indefinite · 16 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $39.3M from 16 investors as of the latest filing. Thomas is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MP
Pooled Investment Fund · group: Lighthouse

Mesirow Plan Equity Fund LP

Grand Cayman, Cayman Islands (as filed: E9) · Mar 15, 2010 → Mar 15, 2011 · 2 filings
  • Mar 15, 2011 · D/A · $219,615,503 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 15, 2010 · D/A · $219,615,503 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $219.6M from 1 investor as of the latest filing. Thomas is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MF
Pooled Investment Fund · group: Lighthouse

MESIROW FINANCIAL ALTERNATIVE INVESTMENTS FUND LP

Chicago, IL · Mar 16, 2009 → Mar 15, 2010 · 2 filings
  • Mar 15, 2010 · D/A · $79,706,482 sold of Indefinite · 142 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 16, 2009 · D/A · $73,756,483 sold of Indefinite · 133 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $79.7M from 142 investors as of the latest filing. Thomas is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Thomas 29

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MA
Management entity

Mesirow Advanced Strategies, Inc.

Executive Officer, Promoter · 71 shared filings (20 issuers) · also on 4 other issuers

Mesirow Advanced Strategies, Inc. is on 24 issuers in total — a repeat sponsor. Their page lists every one.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Martin B Kaplan

Executive Officer, Director · 73 shared filings (21 issuers)

Martin B Kaplan is on 21 issuers in total — a repeat sponsor. Their page lists every one.

SV
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen C Vogt

Executive Officer, Director · 72 shared filings (21 issuers)

Stephen C Vogt is on 21 issuers in total — a repeat sponsor. Their page lists every one.

ES
No photo found yet (own website and image search run after this page is viewed)
Person

Eric D Siegel

Executive Officer · 71 shared filings (20 issuers) · also on 1 other issuer

Eric D Siegel is on 21 issuers in total — a repeat sponsor. Their page lists every one.

GR
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory J Robbins

Executive Officer · 61 shared filings (18 issuers) · also on 3 other issuers

Gregory J Robbins is on 21 issuers in total — a repeat sponsor. Their page lists every one.

HR
No photo found yet (own website and image search run after this page is viewed)
Person

Howard M Rossman

Executive Officer, Director · 57 shared filings (20 issuers)

Howard M Rossman is on 20 issuers in total — a repeat sponsor. Their page lists every one.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

Brian D Cornell

Executive Officer · 55 shared filings (19 issuers)

Brian D Cornell is on 19 issuers in total — a repeat sponsor. Their page lists every one.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Carolyn Burke

Executive Officer · 51 shared filings (19 issuers) · also on 1 other issuer

Carolyn Burke is on 20 issuers in total — a repeat sponsor. Their page lists every one.

GF
No photo found yet (own website and image search run after this page is viewed)
Person

Greg Fedorinchik

Executive Officer · 51 shared filings (19 issuers)

Greg Fedorinchik is on 19 issuers in total — a repeat sponsor. Their page lists every one.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Mark C. Kulpins

Executive Officer · 20 shared filings (6 issuers)

Mark C. Kulpins is on 6 issuers in total — a repeat sponsor. Their page lists every one.

RT
No photo found yet (own website and image search run after this page is viewed)
Person

Ralph S. Tuliano

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Thomas Macina. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey A. Golman

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Thomas Macina. Their page shows their other deals.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Richard S. Price

Executive Officer, Director · 2 shared filings (1 issuer) · also on 20 other issuers

Richard S. Price is on 21 issuers in total — a repeat sponsor. Their page lists every one.

BY
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce J Young

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Thomas Macina. Their page shows their other deals.

GL
No photo found yet (own website and image search run after this page is viewed)
Person

Gerald J Levin

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Thomas Macina. Their page shows their other deals.

KP
No photo found yet (own website and image search run after this page is viewed)
Person

Kristie P. Paskvan

Executive Officer, Director · 2 shared filings (1 issuer) · also on 11 other issuers

Kristie P. Paskvan is on 12 issuers in total — a repeat sponsor. Their page lists every one.

TG
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas E. Galuhn

Executive Officer, Director · 2 shared filings (1 issuer) · also on 12 other issuers

Thomas E. Galuhn is on 13 issuers in total — a repeat sponsor. Their page lists every one.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Marc E. Sacks

Executive Officer, Director · 2 shared filings (1 issuer) · also on 11 other issuers

Marc E. Sacks is on 12 issuers in total — a repeat sponsor. Their page lists every one.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Dominick J. Mondi

Executive Officer, Director · 2 shared filings (1 issuer) · also on 7 other issuers

Dominick J. Mondi is on 8 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Richard S Mesirow

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Thomas Macina. Their page shows their other deals.

GR
No photo found yet (own website and image search run after this page is viewed)
Person

Greg Robbins

Executive Officer · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Thomas Macina. Their page shows their other deals.

GR
No photo found yet (own website and image search run after this page is viewed)
Person

Greggory J. Robbins

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Thomas Macina. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis Black

Executive Officer, Director · 2 shared filings (1 issuer) · also on 19 other issuers

Dennis Black is on 20 issuers in total — a repeat sponsor. Their page lists every one.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

John Lewis

Director · 1 shared filing (1 issuer) · also on 226 other issuers

John Lewis is on 227 issuers in total — a repeat sponsor. Their page lists every one.

GL
No photo found (searched own website, image search on Oct 24, 2026)
Person

Gary Linford

Director · 1 shared filing (1 issuer) · also on 173 other issuers

Gary Linford is on 174 issuers in total — a repeat sponsor. Their page lists every one.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

James C. Tyree

Executive Officer · 1 shared filing (1 issuer) · also on 8 other issuers

James C. Tyree is on 9 issuers in total — a repeat sponsor. Their page lists every one.

GK
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Person

Gary C. Klopfenstein

Executive Officer, Director · 1 shared filing (1 issuer) · also on 4 other issuers

Gary C. Klopfenstein is on 5 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

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Sponsor group

Lighthouse

114 issuers · 895 filings · $40.21B reported sold · 2009–2026

One team, 114 deal companies. Thomas Macina is listed on 20 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Thomas Macina.

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Sponsor group

Mesirow

36 issuers · 77 filings · $6.39B reported sold · 2009–2026

One team, 36 deal companies. Thomas Macina is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Thomas Macina.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 5 of the 21 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Mesirow Institutional Multi-Strategy Fund, L.P., MESIROW ABSOLUTE RETURN FUND (INSTITUTIONAL), LTD., Mesirow Institutional Multi-Strategy Offshore Fund, Ltd., MESIROW ABSOLUTE RETURN FUND, LTD., Mesirow Hinsdale Avenue Fund, Ltd..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Thomas Macina by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 21 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Thomas Macina is listed on: none on file. No website or social profile named in MESIROW ABSOLUTE RETURN FUND, LTD.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #219,820 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Cook County Clerk of Court case search ↗New York WebCivil Supreme ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Illinois Secretary of State business search ↗New York Secretary of State business search ↗Florida Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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