Thad Druffel is listed as an executive officer and director on 3 SEC Form D filings by 1 issuer between Mar 2019 and Mar 2024: Bert Thin Films, Inc. (Louisville, KY — other technology — 2019–2024; $1.17M reported sold to 35 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Karen Druffel (3 shared filings), Ruvini Dharmadasa (3 shared filings), Ben Streepey (2 shared filings), Bill Haman (2 shared filings), Malcolm Abbott (2 shared filings) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Thad. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 3 public filings for Thad Druffel and found 6 differences: Thad Druffel appears on 1 deal that stopped filing before reaching its target; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.