PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:37 AM ET

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Terry Wachsner

Named as an officer, director or promoter on SEC Form D filings · CA · Jan 8, 2013 → Oct 5, 2022

47deals (issuers)
$9.14Breported sold
8,279investors
68Form D filings
2013–2022years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:27 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Terry Wachsner is listed as an executive officer on 68 SEC Form D filings by 47 issuers between Jan 2013 and Oct 2022. Largest by amount reported sold: CIM Opportunity Zone Fund, L.P. (Los Angeles, CA — pooled investment fund — 2019–2021; $2.22B reported sold to 3,231 investors), CIM UII Onshore, L.P. (Los Angeles, CA — pooled investment fund — 2017–2021; $1.57B reported sold to 27 investors), CMMTP-2, L.P. (Los Angeles, CA — commercial — 2020–2022; $1.27B reported sold to 663 investors), CMMT Partners, L.P. (Los Angeles, CA — pooled investment fund — 2016–2020; $1.27B reported sold to 58 investors), CMMTP-1, L.P. (Los Angeles, CA — commercial — 2018–2020; $1.27B reported sold to 6 investors) and 42 more (all listed below).

What this means That is a lot of deals — 47 separate companies raised money with this person listed as executive officer, over about 9 years. Across those companies the filings report $9.14B sold in total.

Listed alongside David Thompson (68 shared filings), Richard S. Ressler (68 shared filings), Shaul Kuba (68 shared filings), Avraham Shemesh (67 shared filings), Nicholas V. Morosoff (63 shared filings) and 49 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Terry. Each name links to their own page.

All 47 issuers belong to the sponsor group Cim (74 issuers, $16.69B reported sold, 2010–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Cim has 74 companies on file and $16.69B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared the newest 50 of 68 public filings for Terry Wachsner and found 12 differences, 5 worth asking the sponsor about: Amount sold went down between filings; 7 paid sellers are listed without a CRD number; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Terry Wachsner has not run yet — it is joining a line of 37,069 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:27 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Terry Wachsner..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:27 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Terry Wachsner — 5 worth asking about (compared the newest 50 of 68 filings on Oct 24, 2026; older filings not covered)

Note · Jul 15, 2010 – Apr 11, 2012

Bankruptcy case: 808 Brannan Street, Inc. — filed Jul 15, 2010

United States Bankruptcy Court, N.D. California docket "808 Brannan Street, Inc." filed Jul 15, 2010, closed Apr 11, 2012. 274 Brannan Street Holdings, LLC (related issuer) is listed as Party ("808 Brannan Street, Inc."). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. California ↗274 Brannan Street Holdings, LLC — PartnerFacts page ↗
Sources
Note · Jun 13, 2000 – Jan 8, 2002

Bankruptcy case: Takenaka v. S.F. Brannan Street Wholesale Florist, Inc. — filed Jun 13, 2000

United States Bankruptcy Court, N.D. California docket "Takenaka v. S.F. Brannan Street Wholesale Florist, Inc." filed Jun 13, 2000, closed Jan 8, 2002. 274 Brannan Street Holdings, LLC (related issuer) is listed as Party ("Takenaka v. S.F. Brannan Street Wholesale Florist, Inc."). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. California ↗274 Brannan Street Holdings, LLC — PartnerFacts page ↗
Sources
Worth asking · Nov 9, 2021 – Nov 8, 2022

Amount sold went down between filings — CIM UII Onshore, L.P.

The Nov 9, 2021 filing says $1,330,799,294 sold; the Nov 8, 2022 Form D/A says $1,269,361,021 sold — $61,438,273 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Nov 9, 2021 ↗Form D/A (later) · Nov 8, 2022 ↗CIM UII Onshore, L.P. — PartnerFacts page ↗
Sources
Worth asking · Oct 21, 2019 – Oct 22, 2020

Amount sold went down between filings — CIM UII Onshore, L.P.

The Oct 21, 2019 filing says $1,170,000,000 sold; the Oct 22, 2020 Form D/A says $1,169,086,132 sold — $913,868 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Oct 21, 2019 ↗Form D/A (later) · Oct 22, 2020 ↗CIM UII Onshore, L.P. — PartnerFacts page ↗
Sources
Worth asking · Feb 13, 2017 – Nov 19, 2025

7 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Mitsui & Co. Alternative Investment Limited — CIM UII Onshore, L.P. · Paid seller listed without a CRD number: Principle Advisory Services — CIM UII Onshore, L.P. · Paid seller listed without a CRD number: Mitsui & Co. Alternative Investment Limited — CMMT Partners, L.P. · Paid seller listed without a CRD number: Mitsui & Co. Alternative Investments Limited — CIM Fund IX, L.P. · Paid seller listed without a CRD number: PAS Advisory Services Pty Ltd — CIM Infrastructure Fund II, L.P. · and 2 more

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Nov 19, 2025 ↗BrokerCheck search: Mitsui & Co. Alternative Investment Limited ↗CIM UII Onshore, L.P. — PartnerFacts page ↗BrokerCheck search: Principle Advisory Services ↗
Sources
Worth asking · Jun 9, 2016 – Mar 22, 2017

Form D filed 286 days after the first sale — CIM UII Onshore, L.P.

The filing says the first sale was Jun 9, 2016. The Form D was filed Mar 22, 2017 — 286 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 271 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Mar 22, 2017 ↗CIM UII Onshore, L.P. — PartnerFacts page ↗
Sources
Note · Jan 22, 2020 – Feb 7, 2020

Form D filed 16 days after the first sale — 5599 Seminary Rd (VA) Holdings, LLC

The filing says the first sale was Jan 22, 2020. The Form D was filed Feb 7, 2020 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 7, 2020 ↗5599 Seminary Rd (VA) Holdings, LLC — PartnerFacts page ↗
Sources
Note · Nov 11, 2016 – Dec 5, 2016

Form D filed 24 days after the first sale — CMMT Partners, L.P.

The filing says the first sale was Nov 11, 2016. The Form D was filed Dec 5, 2016 — 24 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 9 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 5, 2016 ↗CMMT Partners, L.P. — PartnerFacts page ↗
Sources
Note · Mar 8, 2016 – Jul 9, 2021

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — CIM Epic II QOF, L.P. (latest filing Jul 9, 2021) · No amendment in the last 12 months on an offering that may still be open — Korea REIT, LLC (latest filing Feb 19, 2020) · No amendment in the last 12 months on an offering that may still be open — CIM Fund IX, L.P. (latest filing Nov 27, 2019) · No amendment in the last 12 months on an offering that may still be open — CIM Infrastructure Fund II, L.P. (latest filing Jan 3, 2018)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jul 9, 2021 ↗CIM Epic II QOF, L.P. — PartnerFacts page ↗Form D/A · Feb 19, 2020 ↗Korea REIT, LLC — PartnerFacts page ↗
Sources
Worth asking · Feb 19, 2020 – Oct 27, 2025

5 people are no longer listed on a later amendment

Terry Wachsner is no longer listed on the Oct 27, 2025 amendment — CMMTP-1, L.P. · Terry Wachsner is no longer listed on the Oct 27, 2025 amendment — CMMT Partners, L.P. · Terry Wachsner is no longer listed on the Oct 5, 2023 amendment — CMMTP-2, L.P. · Terry Wachsner is no longer listed on the Nov 8, 2022 amendment — CIM UII Onshore, L.P. · Terry Wachsner is no longer listed on the Mar 15, 2022 amendment — CIM Opportunity Zone Fund, L.P.

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Feb 19, 2020 ↗Form D/A · Oct 27, 2025 ↗Terry Wachsner — PartnerFacts page ↗CMMTP-1, L.P. — PartnerFacts page ↗
Sources
Note · Dec 31, 2019 – Dec 31, 2020

Offering amount changed between filings — CIM Opportunity Zone Fund, L.P.

The Dec 31, 2019 filing says $5,000,000,000 offered; the Dec 31, 2020 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Dec 31, 2019 ↗Form D/A (later) · Dec 31, 2020 ↗CIM Opportunity Zone Fund, L.P. — PartnerFacts page ↗
Sources
Note · Sep 28, 2018 – Feb 19, 2020

Industry group changed between filings — Korea REIT, LLC

"Commercial" (Sep 28, 2018); then "REITS and Finance" (Feb 13, 2020); then "Commercial" (Feb 19, 2020).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Sep 28, 2018 ↗Form D · Feb 13, 2020 ↗Form D/A · Feb 19, 2020 ↗Korea REIT, LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 68 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

46 of 48 offerings report sales commissions totalling $14,119,525; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 5, 2022 D/A
CMMTP-2, L.P.
File 021-384428
$1,500,000 (est.)$0$0CAIS Capital LLC BrokerCheck CRD 154512 ↗
via CAIS Capital LLC (CRD 154512 ↗)
EDGAR ↗
Feb 2, 2022 D
CMMTP-2 REIT, LLC
File 021-431878
$6,250$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Nov 9, 2021 D/A
CIM UII Onshore, L.P.
File 021-283059
$1,300,000 (est.)$0$0Mitsui & Co. Alternative Investment Limited no CRD number reported
Principle Advisory Services no CRD number reported		EDGAR ↗
Sep 13, 2021 D/A
CIM Opportunity Zone Fund, L.P.
File 021-330940
$5,000,000 (est.)$0$0CAIS Capital LLC BrokerCheck CRD 154512 ↗
RBC Wealth Management BrokerCheck CRD 31194 ↗		EDGAR ↗
Jul 9, 2021 D
CIM Epic II QOF, L.P.
File 021-405724
$50,000 (est.)$0$0
The Issuer will pay a management fee to its investment manager. The investment manager is controlled by certain individuals listed in item 3 above.
Capital Integration Systems LLC no CRD number reported
via CAIS Capital, LLC (CRD 154512 ↗)

Raymond James Financial, Inc. no CRD number reported
via Raymond James & Associates, Inc. (CRD 705 ↗)
EDGAR ↗
Jan 27, 2021 D
Southern Towers (VA) Holdings, LLC
File 021-387453
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Feb 19, 2020 D/A
CMMT Partners, L.P.
File 021-275673
$1,050,000 (est.)$0$0Mitsui & Co. Alternative Investment Limited no CRD number reportedEDGAR ↗
Feb 19, 2020 D/A
Korea REIT, LLC
File 021-322446
$0$0$0None listed on this filingEDGAR ↗
Feb 19, 2020 D/A
CMMTP-1, L.P.
File 021-322448
$0$0$0None listed on this filingEDGAR ↗
Feb 13, 2020 D
Korea REIT, LLC
File 021-360485
$7,000$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Feb 7, 2020 D
5599 Seminary Rd (VA) Holdings, LLC
File 021-360014
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 24, 2020 D
221 W. 6th Street (TX) Holdings, LLC
File 021-358931
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 24, 2020 D
Jack London Square Development (Oakland) Holdings, LLC
File 021-358923
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Nov 27, 2019 D/A
CIM Fund IX, L.P.
File 021-291733
$2,307,525 (est.)$0$0Citi Private Advisory, LLC BrokerCheck CRD 153777 ↗
via Citi Private Advisory, LLC (CRD 153777 ↗)

Mitsui & Co. Alternative Investments Limited no CRD number reported		EDGAR ↗
Feb 4, 2019 D
907 Barry Place NW (DC) Holdings, LLC
File 021-332058
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via Patrick J. Whelchel (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 31, 2019 D
444 N. Michigan Ave (Chicago) Holdings, LLC
File 021-331809
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 31, 2019 D
1000 Washington (Boston) Holdings, LLC
File 021-331830
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 30, 2019 D
L-55 Hawthorne REIT, LLC
File 021-331737
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 25, 2018 D
H-Turtle Creek Village REIT, LLC
File 021-304035
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 25, 2018 D
CIM Urban Income Investments Holdings Parent, LLC
File 021-304033
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 25, 2018 D
H-55 Hawthorne REIT, LLC
File 021-304029
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 24, 2018 D
1440 Broadway (NY) Holdings, LLC
File 021-304004
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 24, 2018 D
S-201Stuart REIT, LLC
File 021-304020
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 24, 2018 D
400 Paul Ave Holdings, LLC
File 021-304012
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 3, 2018 D/A
CIM Infrastructure Fund II, L.P.
File 021-257341
$1,161,000 (est.)$0$0PAS Advisory Services Pty Ltd no CRD number reported
Further Capital Partners Ltd. no CRD number reported
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
Mitsui & Co. Alternative Investments Limited no CRD number reported		EDGAR ↗
Dec 22, 2017 D
CIM Infrastructure Fund II-A, L.P.
File 021-301490
$1,537,500 (est.)$0$0Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗EDGAR ↗
Jan 31, 2017 D
340 Townsend (SF) Owner, LLC
File 021-279657
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 31, 2017 D
SM REIT, LLC
File 021-279693
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 27, 2017 D/A
440 South LaSalle Street Holdings, LLC
File 021-279377
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 27, 2017 D
274 Brannan Street Holdings, LLC
File 021-279399
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 26, 2017 D
CMMT Lending REIT, LLC
File 021-279353
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 21, 2016 D
401 Church Street Holdings, LLC
File 021-255630
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 28, 2015 D
2 Rector Street Holdings Parent, LLC
File 021-232975
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 22, 2014 D
330 Townsend (SF) Owner, LLC
File 021-210467
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 22, 2014 D
3460 West 7th Street (CA), LLC
File 021-210468
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 22, 2014 D
3700 Cole Avenue (Dallas), LLC
File 021-210469
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 22, 2014 D
1616 West Dallas (Houston) Owner, LLC
File 021-210470
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 22, 2014 D
5 Hanover Square (NY) Owner, LLC
File 021-210472
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 22, 2014 D
1845 Summit Place (DC), LLC
File 021-210474
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 22, 2014 D
1829 SUMMIT PLACE (DC), LLC
File 021-210475
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 22, 2014 D
1629 Columbia Road (DC), LLC
File 021-210480
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 22, 2014 D
501 East Oltorf Street (TX) Owner, LLC
File 021-210505
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 22, 2014 D
2345 Sage Road (Houston) Owner, LLC
File 021-210513
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 22, 2014 D
265-275 Cherry Street (NY) Partner, LLC
File 021-210516
$5,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 15, 2014 D
H&H REIT, Inc.
File 021-210094
$5,500 (est.)$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 16, 2013 D
225 5th Avenue (NY) Holdings, LLC
File 021-190374
$6,250$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 8, 2013 D
725 Arizona Avenue (SM), LLC
File 021-189687
$6,250 (est.)$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 8, 2013 D
CIM Henderson Holdings, LLC
File 021-189700
$6,250 (est.)$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 47

Every issuer that named Terry Wachsner on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

C2
Commercial · group: Cim

CMMTP-2, L.P.

Los Angeles, CA · Dec 28, 2020 → Oct 5, 2022 · 3 filings
  • Oct 5, 2022 · D/A · $183,492,138 sold of Indefinite · 482 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Oct 5, 2021 · D/A · $60,220,000 sold of Indefinite · 176 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Dec 28, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗

Raised $1.27B from 663 investors as of the latest filing. Terry is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

C2
REITS and Finance · group: Cim

CMMTP-2 REIT, LLC

Los Angeles, CA · Feb 2, 2022
  • Feb 2, 2022 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Vice President of the General Partner of CMMTP-2, L.P.) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CU
Pooled Investment Fund · group: Cim

CIM UII Onshore, L.P.

Los Angeles, CA · Mar 22, 2017 → Nov 9, 2021 · 6 filings
  • Nov 9, 2021 · D/A · $1,330,799,294 sold of Indefinite · 19 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Oct 22, 2020 · D/A · $1,169,086,132 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Oct 21, 2019 · D/A · $1,170,000,000 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Feb 7, 2019 · D/A · $972,942,569 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Apr 3, 2018 · D/A · $905,927,213 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Mar 22, 2017 · D · $503,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗

Raised $1.57B from 27 investors as of the latest filing. Terry is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CO
Pooled Investment Fund · group: Cim

CIM Opportunity Zone Fund, L.P.

Los Angeles, CA · Jan 18, 2019 → Sep 13, 2021 · 4 filings
  • Sep 13, 2021 · D/A · $438,825,442 sold of Indefinite · 667 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Dec 31, 2020 · D/A · $303,595,526 sold of Indefinite · 419 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Dec 31, 2019 · D/A · $225,876,354 sold of $5,000,000,000 · 325 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Jan 18, 2019 · D · $0 sold of $5,000,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗

Raised $2.22B from 3,231 investors as of the latest filing. Terry is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CE
Pooled Investment Fund · group: Cim

CIM Epic II QOF, L.P.

Los Angeles, CA · Jul 9, 2021
  • Jul 9, 2021 · D · $4,878,500 sold of Indefinite · 17 investors · min. $1 · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗

Raised $4.88M from 17 investors as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ST
REITS and Finance · group: Cim

Southern Towers (VA) Holdings, LLC

Los Angeles, CA · Jan 27, 2021
  • Jan 27, 2021 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KR
Commercial · group: Cim

Korea REIT, LLC

Los Angeles, CA · Sep 28, 2018 → Feb 19, 2020 · 3 filings
  • Feb 19, 2020 · D/A · $150,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Vice President of the Manager of the Issuer.) EDGAR ↗
  • Feb 13, 2020 · D · $140,000 sold of $140,000 · 140 investors · min. $1,000 · role: Executive Officer EDGAR ↗
  • Sep 28, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the Manager of the Issuer.) EDGAR ↗

Raised $150M from 140 investors as of the latest filing. Terry is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

C1
Commercial · group: Cim

CMMTP-1, L.P.

Los Angeles, CA · Sep 28, 2018 → Feb 19, 2020 · 2 filings
  • Feb 19, 2020 · D/A · $151,020,408 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Sep 28, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗

Raised $1.27B from 6 investors as of the latest filing. Terry is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CP
Pooled Investment Fund · group: Cim

CMMT Partners, L.P.

Los Angeles, CA · Dec 5, 2016 → Feb 19, 2020 · 3 filings
  • Feb 19, 2020 · D/A · $693,163,266 sold of Indefinite · 50 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Jul 13, 2018 · D/A · $326,530,612 sold of Indefinite · 25 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Dec 5, 2016 · D · $48,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗

Raised $1.27B from 58 investors as of the latest filing. Terry is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

5S
REITS and Finance · group: Cim

5599 Seminary Rd (VA) Holdings, LLC

Los Angeles, CA · Feb 7, 2020
  • Feb 7, 2020 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

2W
REITS and Finance · group: Cim

221 W. 6th Street (TX) Holdings, LLC

Los Angeles, CA · Jan 24, 2020
  • Jan 24, 2020 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JL
REITS and Finance · group: Cim

Jack London Square Development (Oakland) Holdings, LLC

Los Angeles, CA · Jan 24, 2020
  • Jan 24, 2020 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CF
Pooled Investment Fund · group: Cim

CIM Fund IX, L.P.

Los Angeles, CA · Jul 28, 2017 → Nov 27, 2019 · 4 filings
  • Nov 27, 2019 · D/A · $783,668,889 sold of Indefinite · 34 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Nov 1, 2018 · D/A · $631,391,111 sold of Indefinite · 30 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Jul 19, 2018 · D/A · $555,549,375 sold of Indefinite · 25 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Jul 28, 2017 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗

Raised $783.7M from 34 investors as of the latest filing. Terry is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

9B
REITS and Finance · group: Cim

907 Barry Place NW (DC) Holdings, LLC

Los Angeles, CA · Feb 4, 2019
  • Feb 4, 2019 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

1W
REITS and Finance · group: Cim

1000 Washington (Boston) Holdings, LLC

Los Angeles, CA · Jan 31, 2019
  • Jan 31, 2019 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

4N
REITS and Finance · group: Cim

444 N. Michigan Ave (Chicago) Holdings, LLC

Los Angeles, CA · Jan 31, 2019
  • Jan 31, 2019 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

L5
REITS and Finance · group: Cim

L-55 Hawthorne REIT, LLC

Los Angeles, CA · Jan 30, 2019
  • Jan 30, 2019 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

H5
REITS and Finance · group: Cim

H-55 Hawthorne REIT, LLC

Los Angeles, CA · Jan 25, 2018
  • Jan 25, 2018 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CU
REITS and Finance · group: Cim

CIM Urban Income Investments Holdings Parent, LLC

Los Angeles, CA · Jan 25, 2018
  • Jan 25, 2018 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HT
REITS and Finance · group: Cim

H-Turtle Creek Village REIT, LLC

Los Angeles, CA · Jan 25, 2018
  • Jan 25, 2018 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

S2
REITS and Finance · group: Cim

S-201Stuart REIT, LLC

Los Angeles, CA · Jan 24, 2018
  • Jan 24, 2018 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

4P
REITS and Finance · group: Cim

400 Paul Ave Holdings, LLC

Los Angeles, CA · Jan 24, 2018
  • Jan 24, 2018 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

1B
REITS and Finance · group: Cim

1440 Broadway (NY) Holdings, LLC

Los Angeles, CA · Jan 24, 2018
  • Jan 24, 2018 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Cim

CIM Infrastructure Fund II, L.P.

Los Angeles, CA · Feb 11, 2016 → Jan 3, 2018 · 3 filings
  • Jan 3, 2018 · D/A · $576,450,000 sold of Indefinite · 21 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Feb 13, 2017 · D/A · $405,000,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗
  • Feb 11, 2016 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer.) EDGAR ↗

Raised $576.5M from 21 investors as of the latest filing. Terry is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Pooled Investment Fund · group: Cim

CIM Infrastructure Fund II-A, L.P.

Los Angeles, CA · Dec 22, 2017
  • Dec 22, 2017 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the GP of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SR
REITS and Finance · group: Cim

SM REIT, LLC

Los Angeles, CA · Jan 31, 2017
  • Jan 31, 2017 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer (Executive Officer of the General Partner of the Manager of the Issuer) EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

3T
REITS and Finance · group: Cim

340 Townsend (SF) Owner, LLC

Los Angeles, CA · Jan 31, 2017
  • Jan 31, 2017 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

2B
REITS and Finance · group: Cim

274 Brannan Street Holdings, LLC

Los Angeles, CA · Jan 27, 2017
  • Jan 27, 2017 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

4S
REITS and Finance · group: Cim

440 South LaSalle Street Holdings, LLC

Los Angeles, CA · Jan 26, 2017 → Jan 27, 2017 · 2 filings
  • Jan 27, 2017 · D/A · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗
  • Jan 26, 2017 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CL
REITS and Finance · group: Cim

CMMT Lending REIT, LLC

Los Angeles, CA · Jan 26, 2017
  • Jan 26, 2017 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

4C
REITS and Finance · group: Cim

401 Church Street Holdings, LLC

Los Angeles, CA · Jan 21, 2016
  • Jan 21, 2016 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

2R
REITS and Finance · group: Cim

2 Rector Street Holdings Parent, LLC

Los Angeles, CA · Jan 28, 2015
  • Jan 28, 2015 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

22
REITS and Finance · group: Cim

265-275 Cherry Street (NY) Partner, LLC

Los Angeles, CA · Jan 22, 2014
  • Jan 22, 2014 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

2S
REITS and Finance · group: Cim

2345 Sage Road (Houston) Owner, LLC

Los Angeles, CA · Jan 22, 2014
  • Jan 22, 2014 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

5E
REITS and Finance · group: Cim

501 East Oltorf Street (TX) Owner, LLC

Los Angeles, CA · Jan 22, 2014
  • Jan 22, 2014 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

1C
REITS and Finance · group: Cim

1629 Columbia Road (DC), LLC

Los Angeles, CA · Jan 22, 2014
  • Jan 22, 2014 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

1S
REITS and Finance · group: Cim

1829 SUMMIT PLACE (DC), LLC

Los Angeles, CA · Jan 22, 2014
  • Jan 22, 2014 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

1S
REITS and Finance · group: Cim

1845 Summit Place (DC), LLC

Los Angeles, CA · Jan 22, 2014
  • Jan 22, 2014 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

5H
REITS and Finance · group: Cim

5 Hanover Square (NY) Owner, LLC

Los Angeles, CA · Jan 22, 2014
  • Jan 22, 2014 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

1W
REITS and Finance · group: Cim

1616 West Dallas (Houston) Owner, LLC

Los Angeles, CA · Jan 22, 2014
  • Jan 22, 2014 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

3C
REITS and Finance · group: Cim

3700 Cole Avenue (Dallas), LLC

Los Angeles, CA · Jan 22, 2014
  • Jan 22, 2014 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

3W
REITS and Finance · group: Cim

3460 West 7th Street (CA), LLC

Los Angeles, CA · Jan 22, 2014
  • Jan 22, 2014 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

3T
REITS and Finance · group: Cim

330 Townsend (SF) Owner, LLC

Los Angeles, CA · Jan 22, 2014
  • Jan 22, 2014 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HH
REITS and Finance · group: Cim

H&H REIT, Inc.

Los Angeles, CA · Jan 15, 2014
  • Jan 15, 2014 · D · $107,000 sold of $110,000 · 107 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $107K from 107 investors (97% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

25
REITS and Finance · group: Cim

225 5th Avenue (NY) Holdings, LLC

Los Angeles, CA · Jan 16, 2013
  • Jan 16, 2013 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CH
REITS and Finance · group: Cim

CIM Henderson Holdings, LLC

Los Angeles, CA · Jan 8, 2013
  • Jan 8, 2013 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

7A
REITS and Finance · group: Cim

725 Arizona Avenue (SM), LLC

Los Angeles, CA · Jan 8, 2013
  • Jan 8, 2013 · D · $110,000 sold of $110,000 · 110 investors · min. $1,000 · role: Executive Officer EDGAR ↗

Raised $110K from 110 investors (100% of the $110K target) as of the latest filing. Terry is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Terry 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

CG
Management entity

CIM Group, LLC

Promoter · 28 shared filings (9 issuers) · also on 13 other issuers

CIM Group, LLC is on 22 issuers in total — a repeat sponsor. Their page lists every one.

CU
Management entity

CIM UII Onshore GP, LLC

Promoter · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Terry Wachsner. Their page shows their other deals.

CP
Management entity

CMMT Partners GP, LLC

Director, Promoter · 6 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Terry Wachsner. Their page shows their other deals.

CK
Management entity

CMMT Korea GP, LLC

Promoter, Director · 5 shared filings (2 issuers)

Listed on the same filings as Terry Wachsner. Their page shows their other deals.

CF
Management entity

CIM Fund IX GP, LLC

Promoter · 4 shared filings (1 issuer)

Listed on the same filings as Terry Wachsner. Their page shows their other deals.

CI
Management entity

CIM Infrastructure II GP, LLC.

Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Terry Wachsner. Their page shows their other deals.

BG
Management entity

Block G Holdings GP2, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Terry Wachsner. Their page shows their other deals.

BG
Management entity

Block G Holdings, LP

Director · 1 shared filing (1 issuer)

Listed on the same filings as Terry Wachsner. Their page shows their other deals.

VC
Management entity

V. CIM VI Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Terry Wachsner. Their page shows their other deals.

VC
Management entity

V. CMMT Partners, L.P.

Director · 1 shared filing (1 issuer)

Listed on the same filings as Terry Wachsner. Their page shows their other deals.

H5
Management entity

H-55 Hawthorne REIT Manager LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Terry Wachsner. Their page shows their other deals.

S2
Management entity

S-201Stuart REIT Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Terry Wachsner. Their page shows their other deals.

CI
Management entity

CIM Infra II AIV-3, L.P.

Director · 1 shared filing (1 issuer)

Listed on the same filings as Terry Wachsner. Their page shows their other deals.

1B
Management entity

1400 Broadway Manager (NY), LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Terry Wachsner. Their page shows their other deals.

CF
Management entity

CIM Fund IX AIV-1, L.P.

Director · 1 shared filing (1 issuer)

Listed on the same filings as Terry Wachsner. Their page shows their other deals.

L5
Management entity

L-55 Hawthorne REIT Manager, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Terry Wachsner. Their page shows their other deals.

VC
Management entity

V. CMMT Partners GP, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Terry Wachsner. Their page shows their other deals.

VC
Management entity

V. CIM Group, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Terry Wachsner. Their page shows their other deals.

VC
Management entity

V. CMMTP-2, L.P.

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Terry Wachsner. Their page shows their other deals.

DT
No photo found yet (own website and image search run after this page is viewed)
Person

David Thompson

Executive Officer · 68 shared filings (47 issuers) · also on 28 other issuers

David Thompson is on 75 issuers in total — a repeat sponsor. Their page lists every one.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Richard S. Ressler

Executive Officer · 68 shared filings (47 issuers) · also on 23 other issuers

Richard S. Ressler is on 70 issuers in total — a repeat sponsor. Their page lists every one.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Shaul Kuba

Executive Officer · 68 shared filings (47 issuers) · also on 21 other issuers

Shaul Kuba is on 68 issuers in total — a repeat sponsor. Their page lists every one.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Avraham Shemesh

Executive Officer · 67 shared filings (46 issuers) · also on 23 other issuers

Avraham Shemesh is on 69 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

C
Sponsor group

Cim

74 issuers · 138 filings · $16.69B reported sold · 2010–2026

One team, 74 deal companies. Terry Wachsner is listed on 47 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Terry Wachsner.

Same business address

26 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 9 of the 47 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): CIM Opportunity Zone Fund, L.P., CIM UII Onshore, L.P., CMMT Partners, L.P., CMMTP-1, L.P., CMMTP-2, L.P., Korea REIT, LLC, CIM Fund IX, L.P., CIM Infrastructure Fund II, L.P., CIM Infrastructure Fund II-A, L.P..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Terry Wachsner by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 47 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Terry Wachsner is listed on: none on file. No website or social profile named in CIM UII Onshore, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #52,986 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Los Angeles, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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