Sponsor Check › Management entity
Entity listed as a related person (executive officer, director or promoter role held through an entity) on Form D filings · address state as listed: KS · listed Jan 14, 2011 → Jan 13, 2012
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
Not yet searched.
Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · No search has run yet for this entity.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
No SEC search has run yet for this entity.
Not yet searched.
Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · No search has run yet for this entity.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
0 of 3 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Jan 13, 2012 D/A File 021-171377 | $0 | $0 | $0 The Issuer will pay to the Investment Manager, TCP Fund Management, LLC, a management fee equal to 1% per annum of the Issuer's net asset value. | None listed on this filing |
| EDGAR ↗ | Jan 13, 2012 D/A File 021-171379 | $0 | $0 | $0 The Issuer will pay to the Investment Manager, TCP Fund Management, LLC, a management fee equal to 1% per annum of the Issuer's net asset value. | None listed on this filing |
| EDGAR ↗ | Jan 14, 2011 D File 021-153788 | $0 | $0 | $0 The Issuer wil pay to the Investment Manager, TCP Fund Management, LLC, a management fee equal to 2% per annum of the Issuer's net asset value. | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this entity is listed on (latest filing per offering, per issuer).
COGNIOS CAPITAL, LLC — IAPD listing status: INACTIVE · SEC file 801-77198 · Main office: LEAWOOD, KS · IAPD record ↗ · Form ADV filing (PDF) ↗
Regulatory assets under management: Not found in sources searched (SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02) does not list CRD 148361; the IAPD search summary does not report AUM).
Disclosures: IAPD summary flag reports disclosures on record: No — Item 11 answers: not in the monthly Form ADV data file loaded; see the IAPD record ↗.
Matched on management entity listed on Form D = adviser name (other name), state · match confidence 90% · IAPD record last checked Oct 23, 2026, 10:40 PM ET
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | COGNIOS BETA NEUTRAL LARGE CAP FUND, LP group: Great Range | Executive Officer Investment Manager of the Issuer | Jan 13, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,051,000 | 4 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ROMECAP BETA NEUTRAL ALL CAP FUND, LP group: Great Range | Executive Officer Investment Manager of the Issuer | Jan 13, 2012 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,051,000 | 4 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | COGNIOS BETA NEUTRAL LARGE CAP FUND, LP group: Great Range | Executive Officer Investment Manager of the Issuer | Jan 9, 2012 | D | Indefinite similar: $155,000–$5,250,000 | $1,051,000 | 4 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ROMECAP BETA NEUTRAL ALL CAP FUND, LP group: Great Range | Executive Officer Investment Manager of the Issuer | Jan 6, 2012 | D | Indefinite similar: $155,000–$5,250,000 | $1,051,000 | 4 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | ROME DEEP VALUE MICRO CAP FUND, LP group: Great Range | Executive Officer Investment Manager of the Issuer | Jan 14, 2011 | D | Indefinite similar: $155,000–$5,250,000 | $1,001,000 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as TCP Fund Management, LLC. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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