Taft Symonds is listed as a director on 3 SEC Form D filings by 1 issuer between Mar 2014 and Oct 2015: Free Flow Wines, LLC (Napa, CA — business services — 2014–2015; $10.3M reported sold to 9 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Albert Baldocchi (3 shared filings), Daniel Donahoe (3 shared filings), Doug Muhleman (3 shared filings), Jordan Kivelstadt (3 shared filings), Justin Chang (3 shared filings) and 6 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Taft. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 3 public filings for Taft Symonds and found 2 differences: Form D filed 18 days after the first sale; No amendment in the last 12 months on an offering that may still be open.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.