Tad Mitchell is listed as an executive officer and director on 6 SEC Form D filings by 3 issuers between Jan 2010 and Jun 2017: Compliance11, Inc. (Chicago, IL — other technology — 2010–2011; $6.18M reported sold to 9 investors), WELLRIGHT, LLC (Chicago, IL — other health care — 2013–2014; $2.5M reported sold to 2 investors) and E-ZASSI INC. (Jacksonville, FL — other technology — 2017; $2.46M reported sold to 3 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 7 years. Across those companies the filings report $11.1M sold in total.
Listed alongside William E. Wolf (5 shared filings), Bruce Beerbower (3 shared filings), Jim Gagnard (3 shared filings), Susan L. Rosenbaum (3 shared filings), Chris Capps (2 shared filings) and 11 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Tad. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 6 public filings for Tad Mitchell and found 4 differences: Form D filed 45 days after the first sale; Tad Mitchell's role changed at Compliance11, Inc.: executive officer → executive officer, director; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.