Stuart Paterson is listed as an executive officer, director, and promoter on 8 SEC Form D filings by 3 issuers between Jan 2012 and Aug 2021: PICOCHIP INC (Bath, United Kingdom (as filed: X0) — computers — 2012; $27M reported sold to 24 investors), SEP V LP (Glasgow, United Kingdom (as filed: X0) — pooled investment fund — 2016; $7.27M reported sold to 1 investors) and SEP VI LP (Glasgow, United Kingdom (as filed: X0) — pooled investment fund — 2021).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, director, and promoter, over about 9 years. Across those companies the filings report $34.2M sold in total.
2 of the issuers belong to the sponsor group Sep (2 issuers, $7.27M reported sold, 2016–2021).
What this means A sponsor group is one team that sets up a new company for each deal. Sep has 2 companies on file and $7.27M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 8 public filings for Stuart Paterson and found 4 differences, 1 worth asking the sponsor about: 6 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.