STUART PHOENIX is listed as an executive officer and promoter on 2 SEC Form D filings by 2 issuers in Mar 2020: FMIIP Affiliates Fund I, L.P. (Raleigh, NC — pooled investment fund — 2020; $26.1M reported sold to 34 investors) and FMIIP Fund I, L.P. (Raleigh, NC — pooled investment fund — 2020; $26.1M reported sold to 20 investors).
What this means 2 separate companies raised money with this person listed as executive officer and promoter. Across those companies the filings report $52.2M sold in total.
Listed alongside Adam Daigle (2 shared filings), CHRISTOPHER N. BURNHAM (2 shared filings), DENISE PROCTOR (2 shared filings) and WILLIAM C. DAUM (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around STUART. Each name links to their own page.
All 2 issuers belong to the sponsor group Fmiip (2 issuers, $52.2M reported sold, 2020).
What this means A sponsor group is one team that sets up a new company for each deal. Fmiip has 2 companies on file and $52.2M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for STUART PHOENIX and found 3 differences: STUART PHOENIX appears on 2 deals that stopped filing before reaching their target; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.