PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:33 AM ET

Sponsor Check › Person

SW
No photo found yet (own website and image search run after this page is viewed)

Steven Winick

Named as an officer, director or promoter on SEC Form D filings · NY · Feb 25, 2011 → Feb 27, 2023

4deals (issuers)
$34Mreported sold
30investors
9Form D filings
2011–2023years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Steven Winick is listed as a director on 9 SEC Form D filings by 4 issuers between Feb 2011 and Feb 2023: Codagenix Inc. (Farmingdale, NY — biotechnology — 2023; $25M reported sold to 5 investors), Celmatix Inc. (New York, NY — biotechnology — 2011–2016; $5.51M reported sold to 13 investors), Mirimus, Inc. (Cold Spring Harbor, NY — biotechnology — 2011; $2M reported sold to 6 investors) and ThermoLift, Inc. (Stony Brook, NY — other technology — 2013; $1.53M reported sold to 6 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as director, over about 12 years. Across those companies the filings report $34M sold in total.

Listed alongside Laura Towart Bandak (6 shared filings), Piraye Yurttas Beim (6 shared filings), Charlie Petty (1 shared filing), GLENN ROCKMAN (1 shared filing), Jill Howe (1 shared filing) and 11 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Steven. Each name links to their own page.

1 of the issuers belongs to the sponsor group Thermolift (2 issuers, $1.82M reported sold, 2013–2015).

What this means A sponsor group is one team that sets up a new company for each deal. Thermolift has 2 companies on file and $1.82M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 9 public filings for Steven Winick and found 9 differences, 2 worth asking the sponsor about: Bankruptcy case: Steven Winick and Lauren Winick; Form D filed 226 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Steven Winick has not run yet — it is #14,173 of 35,583 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Steven Winick..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Steven J. Winick closed
United States Bankruptcy Court, D. Colorado · No. 12-30051 · Filed Sep 27, 2012 · Closed Mar 8, 2016
Role of Steven J. Winick: Debtor · Outcome: Case closed 2016-03-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); 2 people with this name in Form D filings; court in CO (not a filing state)
Steven Winick and Lauren Winick closed
United States Bankruptcy Court, E.D. New York · No. 8-98-87452 · Filed Jul 23, 1998 · Closed Nov 30, 1998
Role of Steven Winick and Lauren Winick: Debtor · Outcome: Case closed 1998-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); 2 people with this name in Form D filings; court in the person's filing state (NY)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for Steven Winick — 2 worth asking about (compared 9 filings on Oct 24, 2026)

Worth asking · Jul 23, 1998 – Nov 30, 1998

Bankruptcy case: Steven Winick and Lauren Winick — filed Jul 23, 1998

United States Bankruptcy Court, E.D. New York docket "Steven Winick and Lauren Winick" filed Jul 23, 1998, closed Nov 30, 1998. Steven Winick is listed as Debtor ("Steven Winick and Lauren Winick"). Our match estimate: 58%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. New York ↗
Sources
Worth asking · Dec 3, 2014 – Jul 17, 2015

Form D filed 226 days after the first sale — Celmatix Inc.

The filing says the first sale was Dec 3, 2014. The Form D was filed Jul 17, 2015 — 226 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 211 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Jul 17, 2015 ↗Celmatix Inc. — PartnerFacts page ↗
Sources
Note · Feb 10, 2023 – Feb 27, 2023

Form D filed 17 days after the first sale — Codagenix Inc.

The filing says the first sale was Feb 10, 2023. The Form D was filed Feb 27, 2023 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 27, 2023 ↗Codagenix Inc. — PartnerFacts page ↗
Sources
Note · Apr 19, 2013 – May 6, 2013

Form D filed 17 days after the first sale — ThermoLift, Inc.

The filing says the first sale was Apr 19, 2013. The Form D was filed May 6, 2013 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 6, 2013 ↗ThermoLift, Inc. — PartnerFacts page ↗
Sources
Note · Aug 31, 2015 – Sep 15, 2015

No amendment in the last 12 months on an offering that may still be open — Celmatix Inc. (latest filing Sep 15, 2015)

The latest filing for this offering is dated Sep 15, 2015 (first sale Aug 31, 2015). It reports $3,757,754 sold of $5,151,643 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Sep 15, 2015 ↗Celmatix Inc. — PartnerFacts page ↗
Sources
Note · Apr 19, 2013 – May 6, 2013

No amendment in the last 12 months on an offering that may still be open — ThermoLift, Inc. (latest filing May 6, 2013)

The latest filing for this offering is dated May 6, 2013 (first sale Apr 19, 2013). It reports $1,525,115 sold of $1,705,116 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · May 6, 2013 ↗ThermoLift, Inc. — PartnerFacts page ↗
Sources
Note · Feb 12, 2013 – Feb 21, 2013

No amendment in the last 12 months on an offering that may still be open — Celmatix Inc. (latest filing Feb 21, 2013)

The latest filing for this offering is dated Feb 21, 2013 (first sale Feb 12, 2013). It reports $4,012,850 sold of $6,012,491 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Feb 21, 2013 ↗Celmatix Inc. — PartnerFacts page ↗
Sources
Note · Feb 25, 2011 – May 6, 2013

Steven Winick is written 2 different ways on the filings

listed as "Steven Winick" on 6 filings (from Feb 25, 2011), and "Steven J. Winick" on 3 filings (from May 6, 2013).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Feb 25, 2011 ↗Form D · May 6, 2013 ↗Steven Winick — PartnerFacts page ↗
Sources
Note · Sep 17, 2019 – Oct 28, 2025

Same name, different state: "Steven J Winick" (CA) is a separate record

This page covers filings where the address state is NY. A separate record, "Steven J Winick" with address state CA, is listed on 11 filings — most recently by SetPoint Medical Corp (Oct 28, 2025). Both records have filings in the same period (Sep 17, 2019 to Feb 27, 2023).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Steven J Winick (CA) — PartnerFacts page ↗Form D/A · Oct 28, 2025 ↗SetPoint Medical Corp — PartnerFacts page ↗Steven Winick (NY) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 9 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 27, 2023 D
Codagenix Inc.
File 021-474366
$0$0$0None listed on this filingEDGAR ↗
Apr 1, 2016 D
Celmatix Inc.
File 021-260502
$0$0$0None listed on this filingEDGAR ↗
Sep 15, 2015 D
Celmatix Inc.
File 021-247617
$0$0$0None listed on this filingEDGAR ↗
Jul 17, 2015 D
Celmatix Inc.
File 021-243946
$0$0$0None listed on this filingEDGAR ↗
May 6, 2013 D
ThermoLift, Inc.
File 021-196003
$0$0$0None listed on this filingEDGAR ↗
Feb 21, 2013 D
Celmatix Inc.
File 021-192193
$0$0$0None listed on this filingEDGAR ↗
Mar 2, 2012 D
Celmatix Inc.
File 021-174245
$0$0$0None listed on this filingEDGAR ↗
Mar 2, 2011 D
Mirimus, Inc.
File 021-156100
$0$0$0None listed on this filingEDGAR ↗
Feb 25, 2011 D
Celmatix Inc.
File 021-155885
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Steven Winick on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

C
Biotechnology

Codagenix Inc.

Farmingdale, NY · Feb 27, 2023
  • Feb 27, 2023 · D · $25,005,232 sold of $25,005,232 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $25M from 5 investors (100% of the $25M target) as of the latest filing. Steven is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

C
Biotechnology

Celmatix Inc.

New York, NY · Feb 25, 2011 → Apr 1, 2016 · 6 filings
  • Apr 1, 2016 · D · $4,799,999 sold of $4,799,999 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 15, 2015 · D · $3,757,754 sold of $5,151,643 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 17, 2015 · D · $5,510,000 sold of $5,510,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 21, 2013 · D · $4,012,850 sold of $6,012,491 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 2, 2012 · D · $1,499,997 sold of $1,499,997 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 25, 2011 · D · $806,129 sold of $806,129 · 10 investors · min. $5,276 · role: Director EDGAR ↗

Raised $5.51M from 13 investors (100% of the $4.8M target) as of the latest filing. Steven is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

T
Other Technology · group: Thermolift

ThermoLift, Inc.

Stony Brook, NY · May 6, 2013
  • May 6, 2013 · D · $1,525,115 sold of $1,705,116 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.53M from 6 investors (89% of the $1.71M target) as of the latest filing. Steven is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

M
Biotechnology

Mirimus, Inc.

Cold Spring Harbor, NY · Mar 2, 2011
  • Mar 2, 2011 · D · $2,000,000 sold of $2,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2M from 6 investors (100% of the $2M target) as of the latest filing. Steven is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Steven J Winick — CA, 1 issuer, Sep 17, 2019 → Oct 28, 2025 · no shared issuer

People around Steven 16

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

Laura Towart Bandak

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as Steven Winick. Their page shows their other deals.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Piraye Yurttas Beim

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as Steven Winick. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Danaher

Executive Officer · 1 shared filing (1 issuer) · also on 9 other issuers

Michael Danaher is on 10 issuers in total — a repeat sponsor. Their page lists every one.

PP
No photo found yet (own website and image search run after this page is viewed)
Person

Prem Premsrirut

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Steven Winick. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John Maroney

Director · 1 shared filing (1 issuer)

Listed on the same filings as Steven Winick. Their page shows their other deals.

LG
No photo found yet (own website and image search run after this page is viewed)
Person

Leo Guthart

Director · 1 shared filing (1 issuer) · also on 7 other issuers

Leo Guthart is on 8 issuers in total — a repeat sponsor. Their page lists every one.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Schwartz

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Steven Winick. Their page shows their other deals.

GR
No photo found yet (own website and image search run after this page is viewed)
Person

GLENN ROCKMAN

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Steven Winick. Their page shows their other deals.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

Charlie Petty

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Steven Winick. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jill Howe

Director · 1 shared filing (1 issuer)

Listed on the same filings as Steven Winick. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

John Robert Coleman

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Steven Winick. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Steffen Mueller

Director · 1 shared filing (1 issuer)

Listed on the same filings as Steven Winick. Their page shows their other deals.

PG
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Grint

Director · 1 shared filing (1 issuer)

Listed on the same filings as Steven Winick. Their page shows their other deals.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Tyler Cook

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Steven Winick. Their page shows their other deals.

LO
No photo found yet (own website and image search run after this page is viewed)
Person

Lori Rudolph-Owen

Director · 1 shared filing (1 issuer)

Listed on the same filings as Steven Winick. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Catell

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Steven Winick. Their page shows their other deals.

The team behind the deals

T
Sponsor group

Thermolift

2 issuers · 3 filings · $1.82M reported sold · 2013–2015

One team, 2 deal companies. Steven Winick is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Steven Winick.

Same business address

7 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Steven Winick by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Steven Winick is listed on: none on file. No website or social profile named in Codagenix Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #131,874 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Farmingdale, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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