Steven Lee

The filing says the first sale was Dec 16, 2021. The Form D was filed Jan 12, 2022 — 27 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 12 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The Jul 3, 2018 filing lists Steven Lee as executive officer; the Mar 18, 2020 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

The Mar 17, 2009 filing says $1,999,999 offered; the Dec 29, 2009 Form D says $390,883.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

The Apr 10, 2009 filing says $8,100,000 offered; the Oct 19, 2009 Form D/A says $8,520,300.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

The latest filing for this offering is dated Jul 3, 2018 (first sale Jun 21, 2018). It reports $640,009 sold of $800,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

The latest filing for this offering is dated Aug 26, 2009 (first sale Aug 28, 2008). It reports $10,100,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

"Other Technology" (Jul 3, 2018 to Mar 18, 2020); then "Other" (Jan 12, 2022).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

This page covers filings where the address state is NY or MA. A separate record, "Steven Lee" with address state CA, is listed on 5 filings — most recently by Seven Stars Ventures II, L.P. (Apr 6, 2026). Both records have filings in the same period (Jun 30, 2009 to Apr 6, 2026).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is NY or MA. A separate record, "STEVEN LEE" with address state MD, is listed on 1 filing — most recently by Leverege Holdings, LLC (Feb 17, 2026). Both records have filings in the same period (Feb 17, 2026).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is NY or MA. A separate record, "Steven Lee" with address state A6, is listed on 1 filing — most recently by AmeriTrust Financial Technologies Inc. (Jan 9, 2026). Both records have filings in the same period (Jan 9, 2026).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is NY or MA. A separate record, "Steven Q. Lee" with address state TX, is listed on 4 filings — most recently by Southwest Bancshares, Inc. (Jun 6, 2022). Both records have filings in the same period (Dec 4, 2009 to Jun 6, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is NY or MA. A separate record, "Steven Lee" with address state IL, is listed on 4 filings — most recently by Visibly, Inc. (Sep 6, 2019). Both records have filings in the same period (Nov 25, 2014 to Sep 6, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Address moved from Grand Cayman, Cayman Islands (as filed: E9) to New York, NY — U.S. Large Cap 130/30 Fund, LLC · Address moved from Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) to Grand Cayman, Cayman Islands (as filed: E9) — U.S. Large Cap 130/30 Fund, LLC · Address moved from Newton Center, MA to Newton, MA — ianacare, Inc. · Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) — U.S. Large Cap 130/30 Fund, LLC · Address moved from Charlestown, MA to Newton Center, MA — ianacare, Inc. · and 3 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

NY on 11 filings (Mar 17, 2009 to Oct 9, 2026); MA on 5 filings (Apr 10, 2009 to Jan 12, 2022).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.