PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:02 AM ET

Sponsor Check › Person

Steven Krause

Related person on Form D filings · address state as listed: A1 · listed May 13, 2009 → Sep 21, 2026

11issuers
31Form D filings
2009–2026years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

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3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

4 of 31 offerings report sales commissions totalling $537,494; 3 report finder's fees totalling $67,980; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Sep 21, 2026 D
File 021-598294
$0$0$0 (est.)
A portion of the net proceeds may be used for general working capital purposes, including for payments to officers and directors in the ordinary course, but proceeds are not earmarked for such payments.
None listed on this filing
EDGAR ↗Jan 8, 2026 D
File 021-569377
$0$0$0 (est.)
A portion of the net proceeds may be used for general working capital purposes, including for payments to officers and directors in the ordinary course, but proceeds are not earmarked for such payments
None listed on this filing
EDGAR ↗Apr 18, 2025 D
File 021-544026
$0$0$0 (est.)
A portion of the net proceeds may be used for general working capital purposes, including for payments to officers and directors in the ordinary course, but proceeds are not earmarked for such payments
None listed on this filing
EDGAR ↗Aug 21, 2024 D
File 021-522118
$0$0$0 (est.)
A portion of the net proceeds may be used for general working capital purposes, including for payments to officers and directors in the ordinary course, but proceeds are not earmarked for such payments
None listed on this filing
EDGAR ↗Jul 24, 2024 D
File 021-519585
$0$0$0 (est.)
A portion of the net proceeds may be used for general working capital purposes, including for payments to officers and directors in the ordinary course, but proceeds are not earmarked for such payments
None listed on this filing
EDGAR ↗Jan 8, 2024 D
File 021-501848
$0$0$0 (est.)
A portion of the net proceeds may be used for general working capital purposes, including for payments to officers and directors in the ordinary course, but proceeds are not earmarked for such payments
None listed on this filing
EDGAR ↗Apr 6, 2023 D
File 021-478185
$0$0$0None listed on this filing
EDGAR ↗May 10, 2022 D
File 021-445156
$0$0$0
Proceeds of the offering will primarily be used for exploration and development of the Company's asset and working capital and may therefore be used for payments to officers in the ordinary course of business but are not earmarked for that purpose
None listed on this filing
EDGAR ↗Feb 18, 2022 D
File 021-434305
$0$0$0None listed on this filing
EDGAR ↗Dec 22, 2021 D
File 021-426255
$8,493 (est.)$0$0
In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors.
Canaccord Genuity LLC BrokerCheck CRD 1020 ↗
EDGAR ↗Sep 15, 2021 D
File 021-413378
$0$0$0
In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors.
None listed on this filing
EDGAR ↗Jul 1, 2021 D
File 021-404957
$0$0$0
Proceeds of this offering may be used for working capital and may therefore be used for payments to officers in the ordinary course of business but are not specifically earmarked for that purpose.
None listed on this filing
EDGAR ↗Oct 26, 2020 D
File 021-378834
$0$0$0None listed on this filing
EDGAR ↗Jun 26, 2020 D
File 021-369748
$0$0$0
Proceeds of this offering may be used for working capital and may therefore be used for payments to officers in the ordinary course of business but are not specifically earmarked for that purpose.
None listed on this filing
EDGAR ↗Jan 2, 2020 D
File 021-357001
$0$0$0
Proceeds of this offering may be used for working capital and may therefore be used for payments to officers in the ordinary course of business but are not specifically earmarked for that purpose.
Mann Mann Jensen Partners Ltd. BrokerCheck CRD 137389 ↗
via Werner Graser (CRD 1760581 ↗)
EDGAR ↗Aug 8, 2019 D
File 021-346143
$0$0$0 (est.)
Proceeds of this offering may be used for working capital and may therefore be used for payments to officers and directors in the ordinary course, but are not specifically earmarked for that purpose.
None listed on this filing
EDGAR ↗Nov 16, 2018 D
File 021-326037
$0$0$0 (est.)
Proceeds of this offering may be used for working capital and may therefore be used for payments to officers and directors in the ordinary course, but are not specifically earmarked for that purpose.
None listed on this filing
EDGAR ↗Sep 13, 2017 D
File 021-294593
$0$0$0None listed on this filing
EDGAR ↗May 26, 2017 D
File 021-287592
$0$37,174$0Canaccord Genuity Wealth Management (USA) Inc. BrokerCheck CRD 7449 ↗
Sprott Global Resources Investment BrokerCheck CRD 35878 ↗
EDGAR ↗May 15, 2017 D
File 021-286703
$0$30,702$0Canaccord Genuity Wealth management (USA) Inc. BrokerCheck CRD 7449 ↗
Sprott Global Resources Investment BrokerCheck CRD 35878 ↗
EDGAR ↗Sep 12, 2016 D
File 021-270449
$0$0$0None listed on this filing
EDGAR ↗Apr 7, 2016 D
File 021-260872
$0$0$0None listed on this filing
EDGAR ↗Jul 27, 2015 D
File 021-244450
$0$0$0None listed on this filing
EDGAR ↗Jul 24, 2015 D
File 021-244434
$0$104$0Canaccord Genuity Corp. no CRD number reported
via Canaccord Genuity Wealth Management (USA) Inc. (CRD 7449 ↗)
EDGAR ↗Sep 29, 2011 D
File 021-166586
$0$0$0None listed on this filing
EDGAR ↗Nov 12, 2010 D
File 021-150352
$146,181$0$0BMO NESBITT BURNS INC. no CRD number reported
via BMO NESBITT BURNS SECURITIES LTD. (CRD 44057 ↗)
EDGAR ↗Oct 18, 2010 D
File 021-149241
$0$0$0None listed on this filing
EDGAR ↗Jun 28, 2010 D
File 021-144120
$2,907$0$0Global Hunter Securities, LLC BrokerCheck CRD 123003 ↗
EDGAR ↗Nov 12, 2009 D
File 021-54810
$379,913$0$0CANACCORD CAPITAL CORPORATION no CRD number reported
via CANACCORD ADAMS INC. (CRD 1020 ↗)
EDGAR ↗Jun 23, 2009 D
File 021-106804
$0$0$0None listed on this filing
EDGAR ↗May 13, 2009 D
File 021-131017
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Viva Gold Corp.Executive OfficerSep 21, 2026D$1,901,323
similar: $500,000–$7,000,000
$1,086,4705
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Viva Gold Corp.Executive OfficerJan 8, 2026D$1,785,612
similar: $500,000–$7,000,000
$1,020,3506
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Viva Gold Corp.Executive OfficerApr 18, 2025D$165,475
similar: $500,000–$7,000,000
$100,0551
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Viva Gold Corp.Executive OfficerAug 21, 2024D$37,835
similar: $500,000–$7,000,000
$21,8281
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Viva Gold Corp.Executive OfficerJul 24, 2024D$348,221
similar: $500,000–$7,000,000
$200,8971
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Viva Gold Corp.Executive OfficerJan 8, 2024D$800,168
similar: $500,000–$7,000,000
$320,0673
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Viva Gold Corp.Executive OfficerApr 6, 2023D$1,307,729
similar: $500,000–$7,000,000
$494,8163
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Viva Gold Corp.Executive OfficerMay 10, 2022D$1,849,457
similar: $500,000–$7,000,000
$1,849,4574
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗WonderFi Technologies Inc.Executive OfficerFeb 18, 2022D$1,781,430
similar: $1,100,015–$10,001,163
$08
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗WonderFi Technologies Inc.Executive OfficerDec 22, 2021D$14,049,896
similar: $1,100,015–$10,001,163
$121,3241
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗WonderFi Technologies Inc.Executive OfficerSep 15, 2021D$4,269,564
similar: $1,100,015–$10,001,163
$4,269,56417
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Viva Gold Corp.Executive OfficerJul 1, 2021D$125,800
similar: $500,000–$7,000,000
$125,8004
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗KODIAK COPPER CORP.DirectorOct 26, 2020D$14,689
similar: $500,000–$7,000,000
$14,6891
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Viva Gold Corp.Executive OfficerJun 26, 2020D$197,937
similar: $500,000–$7,000,000
$197,9374
similar: 2–14
$3,666
similar: $5,000–$50,000
EDGAR ↗Viva Gold Corp.Executive OfficerJan 2, 2020D$312,656
similar: $500,000–$7,000,000
$312,6561
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Viva Gold Corp.Executive OfficerAug 8, 2019D$197,679
similar: $500,000–$7,000,000
$197,6794
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Viva Gold Corp.Executive OfficerNov 16, 2018D$105,738
similar: $500,000–$7,000,000
$46,5752
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Royalty North Partners Ltd.Executive Officer
Chief Financial Officer
Sep 13, 2017D$226,692
similar: $763,000–$10,000,000
$226,6925
similar: 4–23
No minimum reported
similar: $10,000–$78,388
EDGAR ↗Royalty North Partners Ltd.Executive Officer
Chief Financial Officer
May 26, 2017D$644,665
similar: $763,000–$10,000,000
$644,66530
similar: 4–23
No minimum reported
similar: $10,000–$78,388
EDGAR ↗Royalty North Partners Ltd.Executive Officer
Chief Financial Officer
May 15, 2017D$511,716
similar: $763,000–$10,000,000
$511,7163
similar: 4–23
No minimum reported
similar: $10,000–$78,388
EDGAR ↗LUNA GOLD CORPDirectorSep 12, 2016D$394,600
similar: $500,000–$7,000,000
$175,37815
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗JDL Gold Corp.Executive OfficerApr 7, 2016D$1,545,157
similar: $500,000–$7,000,000
$842,8132
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Mission Gold Ltd.
group: Sandstorm
Executive OfficerJul 27, 2015D$388,904
similar: $500,000–$7,000,000
$011
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗CIC RESOURCES INC
group: Sandstorm
Executive OfficerJul 24, 2015D$644,873
similar: $500,000–$7,000,000
$256,39511
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗LUNA GOLD CORPDirectorSep 29, 2011D$2,000,000
similar: $500,000–$7,000,000
$2,000,0001
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗BEAR CREEK MINING CORPExecutive OfficerNov 12, 2010D$2,923,615
similar: $500,000–$7,000,000
$2,923,6152
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗PACIFIC RIM MINING CORPExecutive OfficerOct 18, 2010D$571,316
similar: $500,000–$7,000,000
$303,5122
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗LUNA GOLD CORPDirectorJun 28, 2010D$7,072,546
similar: $500,000–$7,000,000
$7,072,5463
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗BEAR CREEK MINING CORPExecutive OfficerNov 12, 2009D$6,331,878
similar: $500,000–$7,000,000
$6,331,8783
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗LUNA GOLD CORPDirectorJun 23, 2009D$17,500
similar: $500,000–$7,000,000
$01
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗RIO CRISTAL RESOURCES CORPExecutive OfficerMay 13, 2009D$288,019
similar: $500,000–$7,000,000
$66,4664
similar: 2–14
No minimum reported
similar: $5,000–$50,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); Other Technology / 506(b) (17,390 filings); Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.

  • Steven T Krause — address state MI, 1 issuer, Dec 30, 2016 → Dec 7, 2018

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (0 management entities, 40 people)

People and management entities the issuers listed as related persons on the same Form D filings as Steven Krause. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

  • Christopher E. Herald — 13 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • James Hesketh — 13 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 2 other issuers
  • Edward Mahoney — 12 shared filings (1 issuer) · role as listed: Director
  • David Whittle — 9 shared filings (1 issuer) · role as listed: Director · also listed on 4 other issuers
  • Adrian Goldstone — 6 shared filings (1 issuer) · role as listed: Director
  • Andrew Boland — 6 shared filings (1 issuer) · role as listed: Director
  • Nolan Watson — 5 shared filings (2 issuers) · role as listed: Director · also listed on 4 other issuers
  • MIGUEL GRAU — 4 shared filings (3 issuers) · role as listed: Director
  • CATHERINE MCLEOD-SELTZER — 4 shared filings (3 issuers) · role as listed: Director
  • Brad Blacketor — 4 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Gregory Smith — 4 shared filings (2 issuers) · role as listed: Director
  • GARY MACDONALD — 4 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Thomas O'Neil — 3 shared filings (1 issuer) · role as listed: Director
  • COREY M DEAN — 3 shared filings (2 issuers) · role as listed: Executive Officer · also listed on 1 other issuer
  • Andrew T. Swarthout — 3 shared filings (2 issuers) · roles as listed: Director, Executive Officer · also listed on 2 other issuers
  • Marcel de Groot — 3 shared filings (2 issuers) · roles as listed: Director, Executive Officer · also listed on 9 other issuers
  • ANTHONY PETRINA — 3 shared filings (2 issuers) · role as listed: Director
  • J. David Lowell — 3 shared filings (3 issuers) · roles as listed: Executive Officer, Director
  • David Schellenberg — 3 shared filings (1 issuer) · role as listed: Director
  • Christopher Buss — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Justin Currie — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Henry Hollands — 3 shared filings (1 issuer) · role as listed: Director
  • Dean Sutton — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director, Promoter · also listed on 2 other issuers
  • Benjamin Issa Samaroo — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director, Promoter · also listed on 1 other issuer
  • Cong Ly — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Promoter
  • Stephanie Li — 3 shared filings (1 issuer) · role as listed: Director
  • Sheona Docksteader — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • Marc Leduc — 2 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 4 other issuers
  • D. Bruce McLeod — 2 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • PAUL VISOSKY — 2 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 2 other issuers
  • David E. De Witt — 2 shared filings (2 issuers) · roles as listed: Executive Officer, Director · also listed on 3 other issuers
  • KEVIN R MORANO — 2 shared filings (1 issuer) · role as listed: Director
  • Luis J. Baertl — 2 shared filings (1 issuer) · role as listed: Director
  • Duane Lo — 2 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 2 other issuers
  • Bill Koutsouras — 2 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • Mark Binns — 2 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Andrew Bollad — 2 shared filings (1 issuer) · role as listed: Director
  • DAVID DE WITT — 2 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • Dan Wilton — 1 shared filing (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • JIM BAHAN — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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