Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 3:52 AM ET

Steven R. Montgomery

Named as an officer, director or promoter on SEC Form D filings · Ontario, Canada (as filed: A6) · Apr 7, 2009 → Oct 30, 2012

1deal (issuers)

$1.5Mreported sold

66investors

6Form D filings

2009–2012years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: not yet

The short version

Steven R. Montgomery is listed as an executive officer on 6 SEC Form D filings by 1 issuer between Apr 2009 and Aug 2016: 2D2C Inc (Lincolnshire, IL — other technology — 2009–2016; $1.5M reported sold to 66 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Paul Schulz (6 shared filings), Gregory E. Baker (5 shared filings), Eric Eger (4 shared filings), Frank Paul King (4 shared filings), John Bitzer III (4 shared filings) and 8 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Steven. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 45 bankruptcy cases matching the name listed in Key records below. Not yet searched: SEC enforcement releases.

What this means 46 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026) — search queued; this line updates when it has run.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

MONTGOMERY, STEVEN v. AMOCO OIL CO. closed

District Court, S.D. Indiana · No. 1:83-cv-00452 · Filed Mar 30, 1983 · Closed Sep 9, 1985

Role of MONTGOMERY, STEVEN: Plaintiff · Outcome: Terminated 1985-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in IN (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

Not yet searched

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

45 cases: 2 open, 43 closed (disposition not in docket feed)

Steven J Montgomery and Bobbie Jean Montgomery open

United States Bankruptcy Court, S.D. Illinois · No. 26-30673 · Filed Jul 28, 2026

Role of Steven J Montgomery and Bobbie Jean Montgomery: Debtor · Outcome: Pending — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in the person's filing state (IL); middle initial differs

Steven M Montgomery closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 20-70446 · Filed Aug 27, 2020 · Closed Dec 23, 2020

Role of Steven M Montgomery: Debtor · Outcome: Case closed 2020-12-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in PA (not a filing state); middle initial differs

Steven Montgomery closed

United States Bankruptcy Court, N.D. California · No. 20-40557 · Filed Mar 11, 2020 · Closed Jun 12, 2020

Role of Steven Montgomery: Debtor · Outcome: Case closed 2020-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in CA (not a filing state)

Steven S. Montgomery closed

United States Bankruptcy Court, E.D. New York · No. 8-19-76824 · Filed Oct 4, 2019 · Closed Mar 6, 2020

Role of Steven S. Montgomery: Debtor · Outcome: Case closed 2020-03-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in NY (not a filing state); middle initial differs

Steven Montgomery and Karen Montgomery closed

United States Bankruptcy Court, M.D. Florida · No. 2:19-bk-07308 · Filed Jul 31, 2019 · Closed Oct 1, 2021

Role of Steven Montgomery and Karen Montgomery: Debtor · Outcome: Case closed 2021-10-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in FL (not a filing state); middle initial differs

Steven E. Montgomery and Sarah A. Montgomery open

United States Bankruptcy Court, W.D. Pennsylvania · No. 18-22905 · Filed Jul 23, 2018

Role of Steven E. Montgomery and Sarah A. Montgomery: Debtor · Outcome: Pending — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in PA (not a filing state); middle initial differs

Steven Montgomery closed

United States Bankruptcy Court, N.D. Mississippi · No. 15-14132 · Filed Nov 18, 2015 · Closed Feb 7, 2019

Role of Steven Montgomery: Debtor · Outcome: Case closed 2019-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in MS (not a filing state)

Steven E. Montgomery closed

United States Bankruptcy Court, W.D. Tennessee · No. 15-30399 · Filed Oct 30, 2015 · Closed Mar 1, 2016

Role of Steven E. Montgomery: Debtor · Outcome: Case closed 2016-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in TN (not a filing state); middle initial differs

Steven Montgomery and Amy Montgomery closed

United States Bankruptcy Court, S.D. California · No. 13-03170 · Filed Mar 29, 2013 · Closed Jul 8, 2013

Role of Steven Montgomery and Amy Montgomery: Debtor · Outcome: Case closed 2013-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in CA (not a filing state); middle initial differs

Steven D. Montgomery closed

United States Bankruptcy Court, E.D. Texas · No. 12-40460 · Filed Feb 28, 2012 · Closed Nov 1, 2012

Role of Steven D. Montgomery: Debtor · Outcome: Case closed 2012-11-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in TX (not a filing state); middle initial differs

Steven S. Montgomery closed

United States Bankruptcy Court, E.D. Missouri · No. 11-52041 · Filed Nov 16, 2011 · Closed Apr 3, 2012

Role of Steven S. Montgomery: Debtor · Outcome: Case closed 2012-04-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in MO (not a filing state); middle initial differs

Steven A. Montgomery and Susan M. Montgomery closed

United States Bankruptcy Court, D. Maryland · No. 10-38111 · Filed Dec 15, 2010 · Closed Mar 30, 2011

Role of Steven A. Montgomery and Susan M. Montgomery: Debtor · Outcome: Case closed 2011-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in MD (not a filing state); middle initial differs

Steven S Montgomery closed

United States Bankruptcy Court, E.D. Missouri · No. 10-51466 · Filed Oct 4, 2010 · Closed Oct 6, 2011

Role of Steven S Montgomery: Debtor · Outcome: Case closed 2011-10-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in MO (not a filing state); middle initial differs

Steven Montgomery closed

United States Bankruptcy Court, S.D. Ohio · No. 2:10-bk-61366 · Filed Sep 22, 2010 · Closed Dec 15, 2015

Role of Steven Montgomery: Debtor · Outcome: Case closed 2015-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in OH (not a filing state)

Steven J Montgomery and Bobbie J. Montgomery closed

United States Bankruptcy Court, S.D. Illinois · No. 10-30288 · Filed Feb 9, 2010 · Closed Oct 12, 2010

Role of Steven J Montgomery and Bobbie J. Montgomery: Debtor · Outcome: Case closed 2010-10-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in the person's filing state (IL); middle initial differs

STEVEN R MONTGOMERY closed

United States Bankruptcy Court, D. Montana · No. 09-61354 · Filed Jul 14, 2009 · Closed Jul 22, 2011

Role of STEVEN R MONTGOMERY: Debtor · Outcome: Case closed 2011-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in MT (not a filing state)

Steven S. Montgomery closed

United States Bankruptcy Court, E.D. New York · No. 8-08-76862 · Filed Dec 1, 2008 · Closed Nov 6, 2009

Role of Steven S. Montgomery: Debtor · Outcome: Case closed 2009-11-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in NY (not a filing state); middle initial differs

Steven S. Montgomery closed

United States Bankruptcy Court, E.D. New York · No. 8-06-72956 · Filed Nov 15, 2006 · Closed Oct 15, 2007

Role of Steven S. Montgomery: Debtor · Outcome: Case closed 2007-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in NY (not a filing state); middle initial differs

Steven R. Montgomery closed

United States Bankruptcy Court, S.D. New York · No. 05-40425 · Filed Feb 10, 2005 · Closed May 2, 2006

Role of Steven R. Montgomery: Debtor · Outcome: Case closed 2006-05-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in NY (not a filing state)

Steven R. Montgomery closed

United States Bankruptcy Court, E.D. Kentucky · No. 05-70026 · Filed Jan 19, 2005 · Closed Apr 20, 2005

Role of Steven R. Montgomery: Debtor · Outcome: Case closed 2005-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in KY (not a filing state)

Steven H Montgomery and Dolly M Montgomery closed

United States Bankruptcy Court, W.D. Missouri · No. 04-46543 · Filed Oct 21, 2004 · Closed Jun 1, 2005

Role of Steven H Montgomery and Dolly M Montgomery: Debtor · Outcome: Case closed 2005-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in MO (not a filing state); middle initial differs

Steven R. Montgomery and Noemi P. Montgomery closed

United States Bankruptcy Court, W.D. Texas · No. 04-56005 · Filed Oct 19, 2004 · Closed May 27, 2005

Role of Steven R. Montgomery and Noemi P. Montgomery: Debtor · Outcome: Case closed 2005-05-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in TX (not a filing state)

STEVEN L MONTGOMERY and CHRISTAL MONTGOMERY closed

United States Bankruptcy Court, M.D. Tennessee · No. 2:04-bk-06921 · Filed Jun 7, 2004 · Closed Sep 23, 2004

Role of STEVEN L MONTGOMERY and CHRISTAL MONTGOMERY: Debtor · Outcome: Case closed 2004-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in TN (not a filing state); middle initial differs

Steven D. Montgomery and Melinda S. Montgomery closed

United States Bankruptcy Court, E.D. Texas · No. 03-42764 · Filed Jun 12, 2003 · Closed Oct 9, 2003

Role of Steven D. Montgomery and Melinda S. Montgomery: Debtor · Outcome: Case closed 2003-10-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in TX (not a filing state); middle initial differs

Steven S. Montgomery closed

United States Bankruptcy Court, E.D. Missouri · No. 03-47400 · Filed Jun 4, 2003 · Closed Sep 24, 2003

Role of Steven S. Montgomery: Debtor · Outcome: Case closed 2003-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in MO (not a filing state); middle initial differs

Kathie Montgomery and Steven Montgomery closed

United States Bankruptcy Court, N.D. Illinois · No. 02-74374 · Filed Sep 20, 2002 · Closed Feb 25, 2004

Role of Steven Montgomery: Debtor · Outcome: Case closed 2004-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in the person's filing state (IL)

Steven Montgomery closed

United States Bankruptcy Court, S.D. Florida. · No. 02-50777 · Filed Aug 26, 2002 · Closed Jan 24, 2005

Role of Steven Montgomery: Debtor · Outcome: Case closed 2005-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in FL (not a filing state)

Steven J Montgomery closed

United States Bankruptcy Court, E.D. Virginia · No. 02-64985 · Filed Jun 11, 2002 · Closed Sep 20, 2002

Role of Steven J Montgomery: Debtor · Outcome: Case closed 2002-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in VA (not a filing state); middle initial differs

Steven L. Montgomery closed

United States Bankruptcy Court, D. Colorado · No. 02-11982 · Filed Feb 19, 2002 · Closed Jun 26, 2002

Role of Steven L. Montgomery: Debtor · Outcome: Case closed 2002-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in CO (not a filing state); middle initial differs

Steven J Montgomery and Lacey J Montgomery closed

United States Bankruptcy Court, W.D. Washington · No. 01-50491 · Filed Oct 31, 2001 · Closed Feb 20, 2002

Role of Steven J Montgomery and Lacey J Montgomery: Debtor · Outcome: Case closed 2002-02-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in WA (not a filing state); middle initial differs

STEVEN M MONTGOMERY and PAULA L MONTGOMERY closed

United States Bankruptcy Court, E.D. Washington · No. 01-04493 · Filed May 30, 2001 · Closed Aug 29, 2001

Role of STEVEN M MONTGOMERY and PAULA L MONTGOMERY: Debtor · Outcome: Case closed 2001-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in WA (not a filing state); middle initial differs

Steven G. Montgomery and Joan D. Montgomery closed

United States Bankruptcy Court, E.D. California · No. 00-18973 · Filed Nov 17, 2000 · Closed Feb 27, 2001

Role of Steven G. Montgomery and Joan D. Montgomery: Debtor · Outcome: Case closed 2001-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in CA (not a filing state); middle initial differs

Steven E. Montgomery and Deirdre L. Montgomery closed

United States Bankruptcy Court, E.D. Texas · No. 00-61190 · Filed Jul 6, 2000 · Closed Sep 17, 2002

Role of Steven E. Montgomery and Deirdre L. Montgomery: Debtor · Outcome: Case closed 2002-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in TX (not a filing state); middle initial differs

Steven Montgomery closed

United States Bankruptcy Court, C.D. California · No. 6:99-bk-31387 · Filed Dec 28, 1999 · Closed Nov 7, 2002

Role of Steven Montgomery: Debtor · Outcome: Case closed 2002-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in CA (not a filing state)

Steven H. Montgomery closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 99-28934 · Filed Dec 3, 1999 · Closed Apr 17, 2000

Role of Steven H. Montgomery: Debtor · Outcome: Case closed 2000-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in PA (not a filing state); middle initial differs

Steven Montgomery closed

United States Bankruptcy Court, S.D. California · No. 99-35432 · Filed Nov 22, 1999 · Closed Apr 12, 2000

Role of Steven Montgomery: Debtor · Outcome: Case closed 2000-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in CA (not a filing state)

Steven J. Montgomery and Bobbie J. Montgomery closed

United States Bankruptcy Court, S.D. Illinois · No. 99-32092 · Filed Jul 23, 1999 · Closed Oct 29, 2003

Role of Steven J. Montgomery and Bobbie J. Montgomery: Debtor · Outcome: Case closed 2003-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in the person's filing state (IL); middle initial differs

Steven W Montgomery closed

United States Bankruptcy Court, S.D. Texas · No. 98-37134 · Filed Jul 7, 1998 · Closed Feb 23, 1999

Role of Steven W Montgomery: Debtor · Outcome: Case closed 1999-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in TX (not a filing state); middle initial differs

Steven W. Montgomery closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 1:96-bk-03572 · Filed Dec 3, 1996 · Closed Dec 9, 1997

Role of Steven W. Montgomery: Debtor · Outcome: Case closed 1997-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in PA (not a filing state); middle initial differs

Steven E. Montgomery and Jeanie M. Montgomery closed

United States Bankruptcy Court, D. Oregon · No. 96-64699 · Filed Sep 20, 1996 · Closed Apr 29, 1997

Role of Steven E. Montgomery and Jeanie M. Montgomery: Debtor · Outcome: Case closed 1997-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in OR (not a filing state); middle initial differs

Steven M Montgomery and Taunya A Montgomery closed

United States Bankruptcy Court, S.D. Ohio · No. 1:96-bk-14604 · Filed Sep 11, 1996 · Closed Sep 3, 1999

Role of Steven M Montgomery and Taunya A Montgomery: Debtor · Outcome: Case closed 1999-09-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in OH (not a filing state); middle initial differs

Steven L Montgomery closed

United States Bankruptcy Court, S.D. Ohio · No. 3:96-bk-33835 · Filed Aug 29, 1996 · Closed Oct 28, 1997

Role of Steven L Montgomery: Debtor · Outcome: Case closed 1997-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in OH (not a filing state); middle initial differs

Steven G. Montgomery and Kimberly M. Montgomery closed

United States Bankruptcy Court, N.D. Ohio · No. 93-14057 · Filed Aug 19, 1993 · Closed Feb 7, 1994

Role of Steven G. Montgomery and Kimberly M. Montgomery: Debtor · Outcome: Case closed 1994-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in OH (not a filing state); middle initial differs

Steven Montgomery closed

United States Bankruptcy Court, E.D. Oklahoma · No. 91-70940 · Filed Jul 9, 1991 · Closed Oct 22, 1991

Role of Steven Montgomery: Debtor · Outcome: Case closed 1991-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in OK (not a filing state)

Steven L Montgomery and Montgomery Kathie M closed

United States Bankruptcy Court, N.D. Illinois · No. 88-30555 · Filed Apr 14, 1988 · Closed Sep 15, 1988

Role of Steven L Montgomery and Montgomery Kathie M: Debtor · Outcome: Case closed 1988-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 82 federal dockets); court in the person's filing state (IL); middle initial differs

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Not made for individual people — comparisons cover issuers and sponsor groups

5. Money to insiders

1 of 5 offerings reports sales commissions totalling $50,000; 0 report finder's fees; 5 report proceeds to related persons totalling $1,100,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Aug 25, 2016 D 2D2C Inc File 021-269557	$0	$0	$150,000 (est.)	None listed on this filing	EDGAR ↗
Oct 26, 2015 D 2D2C Inc File 021-250086	$0	$0	$150,000 (est.)	None listed on this filing	EDGAR ↗
Oct 30, 2012 D 2D2C Inc File 021-186252	$50,000 (est.)	$0	$150,000 (est.)	Schneider Downs Corporate Finance, LP BrokerCheck CRD 133841 ↗	EDGAR ↗
Jan 18, 2011 D 2D2C Inc File 021-153914	$0	$0	$400,000 (est.)	None listed on this filing	EDGAR ↗
Jan 21, 2010 D 2D2C Inc File 021-100590	$0	$0	$250,000 (est.)	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Steven R. Montgomery on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

2D2C Inc

Lincolnshire, IL · Apr 7, 2009 → Aug 25, 2016 · 6 filings

Aug 25, 2016 · D · $500,000 sold of $1,000,000 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Oct 26, 2015 · D · $766,990 sold of $1,516,990 · 15 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Oct 30, 2012 · D · $594,260 sold of $1,000,000 · 19 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Jan 18, 2011 · D · $1,500,000 sold of $1,500,000 · 54 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Jan 21, 2010 · D · $1,000,000 sold of $1,000,000 · 66 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Apr 7, 2009 · D · $441,000 sold of $441,000 · 23 investors · min. $3,000 · role: Executive Officer EDGAR ↗

Raised $1.5M from 66 investors (100% of the $1M target) as of the latest filing. Steven is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Steven 13

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Person