Steven Goldby is listed as a director on 12 SEC Form D filings by 3 issuers between Sep 2010 and Dec 2018: SAPPHIRE ENERGY, INC. (San Diego, CA — other energy — 2015; $92M reported sold to 16 investors), NANOSYS, INC. (Milpitas, CA — other technology — 2010–2018; $38.4M reported sold to 38 investors) and LANDEC CORP \CA\ (Santa Clara, CA — industry reported as "Other" — 2018; $19.4M reported sold to 13 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 8 years. Across those companies the filings report $149.7M sold in total.
Listed alongside Jason Hartlove (10 shared filings), John Young (10 shared filings), Keith Crandell (10 shared filings), Nelson Chan (10 shared filings), Regis McKenna (10 shared filings) and 33 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Steven. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 12 public filings for Steven Goldby and found 11 differences, 1 worth asking the sponsor about: Amount sold went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.