Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 4:56 AM ET

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Steven R. Ganss

Named as an officer, director or promoter on SEC Form D filings · TX · Jun 23, 2021 → Aug 10, 2021

3deals (issuers)

$45.5Mreported sold

184investors

3Form D filings

2021year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Steven R. Ganss is listed as an executive officer and director on 3 SEC Form D filings by 3 issuers between Jun 2021 and Dec 2025: ReignRock Credit Partners-A, LLC (Dallas, TX — pooled investment fund — 2025; $26.9M reported sold to 36 investors), Evolon Technology, Inc. (Dallas, TX — other technology — 2021; $10.5M reported sold to 128 investors) and Cataboom ReignRock LLC (Dallas, TX — other technology — 2021; $8.05M reported sold to 20 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 4 years. Across those companies the filings report $45.5M sold in total.

Listed alongside Douglas H. Kramp (2 shared filings), Robert D. Richardson (2 shared filings), Blake Pyle (1 shared filing), D. FROGer Management, LLC (1 shared filing, management entity) and Kevin W Stadler (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Steven. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 court cases matching the name, 2 bankruptcy cases matching the name listed in Key records below.

What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Steven R. Ganss and found 3 differences: Form D filed 44 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Steven R. Ganss has not run yet — it is joining a line of 2,185 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 2 dismissed, 1 closed (disposition not in docket feed)

GANSS v. ALLSTATE VEHICLE AND PROPERTY INSURANCE COMPANY dismissed

District Court, E.D. Pennsylvania · No. 2:19-cv-03111 · Filed Jul 17, 2019 · Closed Oct 13, 2021 · Nature of suit: 190 Other contract actions

Role of GANSS: Plaintiff · Outcome: Terminated 2021-10-13 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 8 federal dockets); surname only in the caption; court in PA (not a filing state)

Ganss v. Whitman Medical Corp dismissed

District Court, E.D. Missouri · No. 4:96-cv-02167 · Filed Nov 4, 1996 · Closed Oct 21, 1998 · Nature of suit: 190 Other contract actions

Role of Ganss: Plaintiff · Outcome: Terminated 1998-10-21 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 8 federal dockets); surname only in the caption; court in MO (not a filing state)

Ganss v. Whitman Medical Corp closed

District Court, E.D. Missouri · No. 4:95-cv-02016 · Filed Oct 24, 1995 · Closed May 2, 1996 · Nature of suit: 791 Employee Retirement Income Security Act

Role of Ganss: Plaintiff · Outcome: Terminated 1996-05-02 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 8 federal dockets); surname only in the caption; court in MO (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Steven R. Ganss..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Steven Ganss and Dayna Ganss closed

United States Bankruptcy Court, N.D. Ohio · No. 12-12490 · Filed Apr 3, 2012 · Closed Nov 30, 2012

Role of Steven Ganss and Dayna Ganss: Debtor · Outcome: Case closed 2012-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 8 federal dockets); first name matches; court in OH (not a filing state); middle initial differs

Ganss v. Croskey, Lannie and Co., P.C. closed

United States Bankruptcy Court, E.D. Michigan · No. 04-04332 · Filed Mar 22, 2004 · Closed Dec 30, 2004

Role of Ganss: Plaintiff · Outcome: Case closed 2004-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (1 person in Form D filings, 8 federal dockets); surname only in the caption; court in MI (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Steven R. Ganss (compared 3 filings on Oct 24, 2026)

Note · May 10, 2021 – Jun 23, 2021

Form D filed 44 days after the first sale — Cataboom ReignRock LLC

The filing says the first sale was May 10, 2021. The Form D was filed Jun 23, 2021 — 44 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 29 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 23, 2021 ↗Cataboom ReignRock LLC — PartnerFacts page ↗

Sources

Form D · Jun 23, 2021 ↗ (Jun 23, 2021)
Cataboom ReignRock LLC — PartnerFacts page ↗ (Jun 23, 2021)

Note · Jul 30, 2021 – Aug 10, 2021

No amendment in the last 12 months on an offering that may still be open — Evolon Technology, Inc. (latest filing Aug 10, 2021)

The latest filing for this offering is dated Aug 10, 2021 (first sale Jul 30, 2021). It reports $10,487,500 sold of $16,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Aug 10, 2021 ↗Evolon Technology, Inc. — PartnerFacts page ↗

Sources

Form D · Aug 10, 2021 ↗ (Aug 10, 2021)
Evolon Technology, Inc. — PartnerFacts page ↗ (Mar 13, 2025)

Note · Jun 23, 2021 – Dec 5, 2025

Steven R. Ganss is written 2 different ways on the filings

listed as "Steven R. Ganss" on 2 filings (from Jun 23, 2021), and "Steven Ganss" on the Dec 5, 2025 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jun 23, 2021 ↗Form D · Dec 5, 2025 ↗Steven R. Ganss — PartnerFacts page ↗

Sources

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 3 offerings reports sales commissions totalling $1,048,750; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Dec 5, 2025 D ReignRock Credit Partners-A, LLC File 021-565885	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 10, 2021 D Evolon Technology, Inc. File 021-409467	$1,048,750	$0	$0	National Securities Corporation BrokerCheck CRD 7569 ↗	EDGAR ↗
Jun 23, 2021 D Cataboom ReignRock LLC File 021-403897	$0	$0	$0	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Steven R. Ganss on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund

ReignRock Credit Partners-A, LLC

Dallas, TX · Dec 5, 2025

Dec 5, 2025 · D · $26,943,500 sold of Indefinite · 36 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $26.9M from 36 investors as of the latest filing. Steven is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Evolon Technology, Inc.

Dallas, TX · Aug 10, 2021

Aug 10, 2021 · D · $10,487,500 sold of $16,000,000 · 128 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $10.5M from 128 investors (66% of the $16M target) as of the latest filing. Steven is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Cataboom ReignRock LLC

Dallas, TX · Jun 23, 2021

Jun 23, 2021 · D · $8,050,000 sold of $8,050,000 · 20 investors · min. $50,000 · role: Executive Officer EDGAR ↗

Raised $8.05M from 20 investors (100% of the $8.05M target) as of the latest filing. Steven is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Steven 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity