Steve Topper is listed as an executive officer and director on 3 SEC Form D filings by 1 issuer between Apr 2011 and May 2012: ASTUTE NETWORKS INC (San Diego, CA — computers — 2011–2012; $7.26M reported sold to 15 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside George Pavlov (3 shared filings), Keith Klarer (3 shared filings), Paco Sandejas (3 shared filings) and Dong Shin Kim (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Steve. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 3 public filings for Steve Topper and found 2 differences: No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.