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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:12 AM ET

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Steve Mitchell

Named as an officer, director or promoter on SEC Form D filings · TX, OK · Sep 16, 2015 → Aug 14, 2020

2deals (issuers)
$154.6Mreported sold
38investors
9Form D filings
2015–2020years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:34 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Steve Mitchell is listed as a director on 9 SEC Form D filings by 2 issuers between Apr 2009 and Oct 2020: ALKAMI TECHNOLOGY, INC. (Plano, TX — computers — 2015–2020; $140M reported sold to 26 investors) and WESTEC ACQUISITION CORP (Coppell, TX — other technology — 2009; $14.6M reported sold to 12 investors).

What this means 2 separate companies raised money with this person listed as director, over about 11 years. Across those companies the filings report $154.6M sold in total.

Listed alongside Brian R. Smith (8 shared filings), Charlie Plauche (8 shared filings), Gary Nelson (8 shared filings), David Becker (5 shared filings), Gene Lockhart (4 shared filings) and 16 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Steve. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 28 bankruptcy cases matching the name listed in Key records below.

What this means 29 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 9 public filings for Steve Mitchell and found 10 differences: Form D filed 16 days after the first sale; Offering amount changed between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Steve Mitchell has not run yet — it is joining a line of 9,683 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

MITCHELL, STEVE v. ROBERTS, GILBERT dismissed
District Court, S.D. Indiana · No. 4:91-cv-00011 · Filed Jan 16, 1991 · Closed Nov 20, 1991 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of MITCHELL, STEVE: Plaintiff · Outcome: Terminated 1991-11-20 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in IN (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:34 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Steve Mitchell..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

28 cases: 26 closed (disposition not in docket feed), 2 open

Steve Mitchell closed
United States Bankruptcy Court, E.D. Michigan · No. 21-30868 · Filed Jun 10, 2021 · Closed Sep 11, 2021
Role of Steve Mitchell: Debtor · Outcome: Case closed 2021-09-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in MI (not a filing state)
Steve A Mitchell, Jr. open
United States Bankruptcy Court, S.D. Georgia · No. 19-40516 · Filed Apr 10, 2019
Role of Steve A Mitchell, Jr.: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)
Steve A Mitchell, Jr. closed
United States Bankruptcy Court, S.D. Georgia · No. 18-41406 · Filed Oct 1, 2018 · Closed Aug 12, 2019
Role of Steve A Mitchell, Jr.: Debtor · Outcome: Case closed 2019-08-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)
Steve A Mitchell, Jr. closed
United States Bankruptcy Court, S.D. Georgia · No. 18-40308 · Filed Mar 2, 2018 · Closed Dec 31, 2018
Role of Steve A Mitchell, Jr.: Debtor · Outcome: Case closed 2018-12-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)
Steve B. Mitchell open
United States Bankruptcy Court, N.D. Alabama · No. 17-42270 · Filed Dec 27, 2017
Role of Steve B. Mitchell: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)
Steve A Mitchell closed
United States Bankruptcy Court, W.D. Kentucky · No. 17-40029 · Filed Jan 17, 2017 · Closed May 2, 2017
Role of Steve A Mitchell: Debtor · Outcome: Case closed 2017-05-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in KY (not a filing state)
STEVE MITCHELL closed
United States Bankruptcy Court, D. Arizona · No. 2:15-bk-00461 · Filed Jan 16, 2015 · Closed Jul 10, 2015
Role of STEVE MITCHELL: Debtor · Outcome: Case closed 2015-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in AR (not a filing state)
Steve B. Mitchell and Shaina C. Mitchell closed
United States Bankruptcy Court, N.D. Alabama · No. 11-41679 · Filed Jun 27, 2011 · Closed Mar 10, 2015
Role of Steve B. Mitchell and Shaina C. Mitchell: Debtor · Outcome: Case closed 2015-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)
Steve J Mitchell and Debra S Mitchell closed
United States Bankruptcy Court, W.D. Washington · No. 09-17600 · Filed Jul 30, 2009 · Closed Nov 9, 2009
Role of Steve J Mitchell and Debra S Mitchell: Debtor · Outcome: Case closed 2009-11-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in WA (not a filing state)
Steve E. Mitchell and Marla J Mitchell closed
United States Bankruptcy Court, N.D. Texas · No. 09-42115 · Filed Apr 9, 2009 · Closed Jul 13, 2009
Role of Steve E. Mitchell and Marla J Mitchell: Debtor · Outcome: Case closed 2009-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (TX)
Steve N Mitchell closed
United States Bankruptcy Court, D. North Dakota · No. 07-31136 · Filed Dec 21, 2007 · Closed May 29, 2008
Role of Steve N Mitchell: Debtor · Outcome: Case closed 2008-05-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in ND (not a filing state)
Steve H. Mitchell closed
United States Bankruptcy Court, S.D. Mississippi · No. 07-02194 · Filed Jul 18, 2007 · Closed Jan 3, 2008
Role of Steve H. Mitchell: Debtor · Outcome: Case closed 2008-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in MS (not a filing state)
Steve B. Mitchell and Shaina C. Mitchell closed
United States Bankruptcy Court, N.D. Alabama · No. 07-41058 · Filed Jun 20, 2007 · Closed Jul 9, 2009
Role of Steve B. Mitchell and Shaina C. Mitchell: Debtor · Outcome: Case closed 2009-07-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)
Steve H. Mitchell closed
United States Bankruptcy Court, S.D. Mississippi · No. 07-01480 · Filed May 15, 2007 · Closed May 21, 2007
Role of Steve H. Mitchell: Debtor · Outcome: Case closed 2007-05-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in MS (not a filing state)
Betty E Mitchell and Steve G Mitchell closed
United States Bankruptcy Court, C.D. Illinois · No. 03-74245 · Filed Sep 10, 2003 · Closed Mar 22, 2004
Role of Steve G Mitchell: Debtor · Outcome: Case closed 2004-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
Steve F. Mitchell closed
United States Bankruptcy Court, W.D. Kentucky · No. 03-31224 · Filed Feb 27, 2003 · Closed Jun 4, 2003
Role of Steve F. Mitchell: Debtor · Outcome: Case closed 2003-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in KY (not a filing state)
Steve A Mitchell and Debra K Mitchell closed
United States Bankruptcy Court, W.D. Kentucky · No. 03-50257 · Filed Feb 26, 2003 · Closed Jun 4, 2003
Role of Steve A Mitchell and Debra K Mitchell: Debtor · Outcome: Case closed 2003-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in KY (not a filing state)
Steve C Mitchell closed
United States Bankruptcy Court, W.D. Washington · No. 02-24523 · Filed Nov 29, 2002 · Closed Apr 17, 2003
Role of Steve C Mitchell: Debtor · Outcome: Case closed 2003-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in WA (not a filing state)
Steve W. Mitchell closed
United States Bankruptcy Court, N.D. Georgia · No. 02-98058 · Filed Aug 6, 2002 · Closed Dec 13, 2002
Role of Steve W. Mitchell: Debtor · Outcome: Case closed 2002-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)
Steve W. Mitchell closed
United States Bankruptcy Court, N.D. Georgia · No. 02-92453 · Filed Mar 5, 2002 · Closed May 29, 2002
Role of Steve W. Mitchell: Debtor · Outcome: Case closed 2002-05-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)
Steve J. Mitchell and Dena M. Mitchell closed
United States Bankruptcy Court, E.D. Arkansas · No. 4:01-bk-41503 · Filed Mar 16, 2001 · Closed Jun 28, 2001
Role of Steve J. Mitchell and Dena M. Mitchell: Debtor · Outcome: Case closed 2001-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in AR (not a filing state)
Steve R Mitchell closed
United States Bankruptcy Court, S.D. Ohio · No. 1:98-bk-15242 · Filed Aug 28, 1998 · Closed Dec 7, 1998
Role of Steve R Mitchell: Debtor · Outcome: Case closed 1998-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)
Steve E. Mitchell closed
United States Bankruptcy Court, M.D. Florida · No. 8:97-bk-16498 · Filed Oct 6, 1997 · Closed Jan 26, 1998
Role of Steve E. Mitchell: Debtor · Outcome: Case closed 1998-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
Steve M. Mitchell and Deborah A. Mitchell closed
United States Bankruptcy Court, M.D. Florida · No. 6:95-bk-03288 · Filed Jun 27, 1995 · Closed Oct 13, 1995
Role of Steve M. Mitchell and Deborah A. Mitchell: Debtor · Outcome: Case closed 1995-10-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
Steve A. Mitchell and Sheryl L. Mitchell closed
United States Bankruptcy Court, S.D. Ohio · No. 2:91-bk-27158 · Filed Sep 23, 1991 · Closed Oct 19, 1992
Role of Steve A. Mitchell and Sheryl L. Mitchell: Debtor · Outcome: Case closed 1992-10-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)
STEVE MITCHELL and SHAINA MITCHELL closed
United States Bankruptcy Court, N.D. Alabama · No. 90-14065 · Filed Sep 5, 1990 · Closed Sep 19, 1995
Role of STEVE MITCHELL and SHAINA MITCHELL: Debtor · Outcome: Case closed 1995-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)
Steve W. Mitchell and Maleshia Yvonne Mitchell closed
United States Bankruptcy Court, M.D. Georgia · No. 90-52383 · Filed Aug 23, 1990 · Closed Jan 11, 1996
Role of Steve W. Mitchell and Maleshia Yvonne Mitchell: Debtor · Outcome: Case closed 1996-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)
Steve Mitchell and Renee Mitchell closed
United States Bankruptcy Court, E.D. Arkansas · No. 5:86-bk-50231 · Filed Jun 13, 1986 · Closed Jun 10, 1988
Role of Steve Mitchell and Renee Mitchell: Debtor · Outcome: Case closed 1988-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in AR (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:34 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for Steve Mitchell (compared 9 filings on Oct 24, 2026)

Note · Aug 31, 2015 – Sep 16, 2015

Form D filed 16 days after the first sale — ALKAMI TECHNOLOGY, INC.

The filing says the first sale was Aug 31, 2015. The Form D was filed Sep 16, 2015 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Sep 16, 2015 ↗ALKAMI TECHNOLOGY, INC. — PartnerFacts page ↗
Sources
Note · May 12, 2017 – Aug 24, 2017

Offering amount changed between filings — ALKAMI TECHNOLOGY, INC.

The May 12, 2017 filing says $42,500,000 offered; the Aug 24, 2017 Form D/A says $44,500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · May 12, 2017 ↗Form D/A (later) · Aug 24, 2017 ↗ALKAMI TECHNOLOGY, INC. — PartnerFacts page ↗
Sources
Note · Jul 11, 2016 – May 12, 2017

Offering amount changed between filings — ALKAMI TECHNOLOGY, INC.

The Jul 11, 2016 filing says $5,500,000 offered; the May 12, 2017 Form D/A says $42,500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jul 11, 2016 ↗Form D/A (later) · May 12, 2017 ↗ALKAMI TECHNOLOGY, INC. — PartnerFacts page ↗
Sources
Note · Aug 31, 2015 – Aug 14, 2020

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — ALKAMI TECHNOLOGY, INC. (latest filing Aug 14, 2020) · No amendment in the last 12 months on an offering that may still be open — ALKAMI TECHNOLOGY, INC. (latest filing Jun 5, 2019) · No amendment in the last 12 months on an offering that may still be open — ALKAMI TECHNOLOGY, INC. (latest filing Jan 9, 2018) · No amendment in the last 12 months on an offering that may still be open — ALKAMI TECHNOLOGY, INC. (latest filing Aug 24, 2017) · No amendment in the last 12 months on an offering that may still be open — ALKAMI TECHNOLOGY, INC. (latest filing Sep 16, 2015)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Aug 14, 2020 ↗ALKAMI TECHNOLOGY, INC. — PartnerFacts page ↗Form D · Jun 5, 2019 ↗Form D · Jan 9, 2018 ↗
Sources
Note · Apr 15, 2021

Same name, different state: "Steve R Mitchell" (CA) is a separate record

This page covers filings where the address state is TX or OK. A separate record, "Steve R Mitchell" with address state CA, is listed on 1 filing — most recently by MISSION BANCORP (Apr 15, 2021). The two records do not overlap in time: this page runs Sep 16, 2015 to Aug 14, 2020; the other has one filing dated Apr 15, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Steve R Mitchell (CA) — PartnerFacts page ↗Form D · Apr 15, 2021 ↗MISSION BANCORP — PartnerFacts page ↗Steve Mitchell (TX,OK) — this page ↗
Sources
Note · Sep 18, 2009 – Aug 28, 2019

Same name, different state: "Steve Mitchell" (CA or MA) is a separate record

This page covers filings where the address state is TX or OK. A separate record, "Steve Mitchell" with address state CA or MA, is listed on 9 filings — most recently by StepStone Group LP (Aug 28, 2019). Both records have filings in the same period (Sep 16, 2015 to Aug 28, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Steve Mitchell (CA,MA) — PartnerFacts page ↗Form D · Aug 28, 2019 ↗StepStone Group LP — PartnerFacts page ↗Steve Mitchell (TX,OK) — this page ↗
Sources
Note · Oct 11, 2016

Same name, different state: "Steve Mitchell" (WA) is a separate record

This page covers filings where the address state is TX or OK. A separate record, "Steve Mitchell" with address state WA, is listed on 1 filing — most recently by VIOGUARD INC. (Oct 11, 2016). Both records have filings in the same period (Oct 11, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Steve Mitchell (WA) — PartnerFacts page ↗Form D · Oct 11, 2016 ↗VIOGUARD INC. — PartnerFacts page ↗Steve Mitchell (TX,OK) — this page ↗
Sources
Note · Jun 5, 2019 – Aug 14, 2020

Address moved from Austin, TX to Plano, TX — ALKAMI TECHNOLOGY, INC.

The people listed on the Jun 5, 2019 filing give Austin, TX; on the Aug 14, 2020 filing they give Plano, TX. The address now on file (5601 Granite Parkway, Suite 120, Plano, TX) is a registered-agent or shared-office address used by 6 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · Jun 5, 2019 ↗Form D · Aug 14, 2020 ↗ALKAMI TECHNOLOGY, INC. — PartnerFacts page ↗
Sources
Note · Jan 9, 2018 – Jun 5, 2019

Address moved from Plano, TX to Austin, TX — ALKAMI TECHNOLOGY, INC.

The people listed on the Jan 9, 2018 filing give Plano, TX; on the Jun 5, 2019 filing they give Austin, TX. The address now on file (5601 Granite Parkway, Suite 120, Plano, TX) is a registered-agent or shared-office address used by 6 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · Jan 9, 2018 ↗Form D · Jun 5, 2019 ↗ALKAMI TECHNOLOGY, INC. — PartnerFacts page ↗
Sources
Note · Apr 14, 2009 – Oct 9, 2020

Steve Mitchell is listed with 2 different address states: TX, OK

TX on 2 filings (Apr 14, 2009 to Oct 9, 2020); OK on 7 filings (Sep 16, 2015 to Aug 14, 2020).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D/A · Apr 14, 2009 ↗Form D · Sep 16, 2015 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 7 offerings reports sales commissions totalling $3,850,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 9, 2020 D
ALKAMI TECHNOLOGY, INC.
File 021-377594
$3,850,000 (est.)$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗EDGAR ↗
Aug 14, 2020 D
ALKAMI TECHNOLOGY, INC.
File 021-373271
$0$0$0None listed on this filingEDGAR ↗
Jun 5, 2019 D
ALKAMI TECHNOLOGY, INC.
File 021-341192
$0$0$0None listed on this filingEDGAR ↗
Jan 9, 2018 D
ALKAMI TECHNOLOGY, INC.
File 021-302742
$0$0$0None listed on this filingEDGAR ↗
Aug 24, 2017 D/A
ALKAMI TECHNOLOGY, INC.
File 021-266706
$0$0$0None listed on this filingEDGAR ↗
Sep 16, 2015 D
ALKAMI TECHNOLOGY, INC.
File 021-247747
$0$0$0None listed on this filingEDGAR ↗
Apr 14, 2009 D/A
WESTEC ACQUISITION CORP
File 021-79668
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Steve Mitchell on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AT
Computers

ALKAMI TECHNOLOGY, INC.

Plano, TX · Sep 16, 2015 → Oct 9, 2020 · 8 filings
  • Oct 9, 2020 · D · $140,000,000 sold of $140,000,000 · 15 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 14, 2020 · D · $29,674,103 sold of $53,174,121 · 26 investors · min. $7,497 · role: Director EDGAR ↗
  • Jun 5, 2019 · D · $18,250,000 sold of $55,000,000 · 3 investors · min. $25,000 · role: Director EDGAR ↗
  • Jan 9, 2018 · D · $40,000,000 sold of $70,000,000 · 2 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Aug 24, 2017 · D/A · $38,000,000 sold of $44,500,000 · 17 investors · min. $300 · role: Director EDGAR ↗
  • May 12, 2017 · D/A · $28,500,000 sold of $42,500,000 · 15 investors · min. $300 · role: Director EDGAR ↗
  • Jul 11, 2016 · D · $2,750,008 sold of $5,500,000 · 13 investors · min. $300 · role: Director EDGAR ↗
  • Sep 16, 2015 · D · $11,000,000 sold of $12,900,000 · 3 investors · min. $10,000 · role: Director EDGAR ↗

Raised $140M from 26 investors (100% of the $140M target) as of the latest filing. Steve is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Computers / 506(b) (499 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WA
Other Technology

WESTEC ACQUISITION CORP

Coppell, TX · Apr 14, 2009
  • Apr 14, 2009 · D/A · $14,560,000 sold of $14,560,000 · 12 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $14.6M from 12 investors (100% of the $14.6M target) as of the latest filing. Steve is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Steve Mitchell — CA, MA, 4 issuers, Sep 18, 2009 → Aug 28, 2019 · no shared issuer
  • Steve Mitchell — WA, 1 issuer, Oct 11, 2016 → Oct 11, 2016 · no shared issuer
  • Steve R Mitchell — CA, 1 issuer, Apr 15, 2021 → Apr 15, 2021 · no shared issuer

People around Steve 21

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Brian R. Smith

Director · 8 shared filings (1 issuer) · also on 51 other issuers

Brian R. Smith is on 52 issuers in total — a repeat sponsor. Their page lists every one.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

Charlie Plauche

Director · 8 shared filings (1 issuer) · also on 11 other issuers

Charlie Plauche is on 12 issuers in total — a repeat sponsor. Their page lists every one.

GN
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Nelson

Director · 8 shared filings (1 issuer)

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

David Becker

Executive Officer · 5 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

HM
No photo found yet (own website and image search run after this page is viewed)
Person

Hansen C. Michael

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

GL
No photo found yet (own website and image search run after this page is viewed)
Person

Gene Lockhart

Director · 4 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

RO
No photo found yet (own website and image search run after this page is viewed)
Person

Raphael Osnoss

Director · 4 shared filings (1 issuer)

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Bryan Hill

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Todd Clark

Director · 3 shared filings (1 issuer)

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

HM
No photo found yet (own website and image search run after this page is viewed)
Person

Hansen Michael

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

Kimberly Hester

Director · 2 shared filings (1 issuer)

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

CK
No photo found yet (own website and image search run after this page is viewed)
Person

Chuck Kane

Director · 2 shared filings (1 issuer)

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

JY
No photo found yet (own website and image search run after this page is viewed)
Person

John Young

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

James Carreker

Director · 1 shared filing (1 issuer)

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

CW
No photo found yet (own website and image search run after this page is viewed)
Person

Clinton Walker

Director · 1 shared filing (1 issuer)

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

GV
No photo found yet (own website and image search run after this page is viewed)
Person

Gerald Vento

Director · 1 shared filing (1 issuer)

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

Kelby Hagar

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff Chambers

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Shazia Manus

Director · 1 shared filing (1 issuer)

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Chefitz

Director · 1 shared filing (1 issuer) · also on 11 other issuers

Robert Chefitz is on 12 issuers in total — a repeat sponsor. Their page lists every one.

HM
No photo found yet (own website and image search run after this page is viewed)
Person

Hansen D. Michael

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

The team behind the deals

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Steve Mitchell by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Steve Mitchell is listed on: none on file. No website or social profile named in WESTEC ACQUISITION CORP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #373,208 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Coppell, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Texas re:SearchTX court records ↗Oklahoma state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Texas Secretary of State business search ↗Oklahoma Secretary of State business search ↗OpenCorporates ↗

Change history

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