Steve Ozonian is listed as a director on 4 SEC Form D filings by 3 issuers between Dec 2009 and Jul 2015: Realty Mogul, Co. (Los Angeles, CA — other technology — 2015; $35.4M reported sold to 387 investors), SMARTZIP ANALYTICS, INC. (Pleasanton, CA — other technology — 2010–2014; $12M reported sold to 26 investors) and CYBERCITY 3D INC (El Segundo, CA — other technology — 2009).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 6 years. Across those companies the filings report $47.4M sold in total.
Listed alongside JOHN STEUART (2 shared filings), Jed Katz (2 shared filings), AVANEENDRA GUPTA (1 shared filing), Bryan Wood (1 shared filing), FRANK RICHARDS (1 shared filing) and 6 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Steve. Each name links to their own page.
1 of the issuers belongs to the sponsor group Realty Mogul (115 issuers, $247.5M reported sold, 2013–2022).
What this means A sponsor group is one team that sets up a new company for each deal. Realty Mogul has 115 companies on file and $247.5M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 4 public filings for Steve Ozonian and found 6 differences, 1 worth asking the sponsor about: Paid seller listed without a CRD number: Falcon International Consulting Limited; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.