PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:31 AM ET

Sponsor Check › Person

SM
No photo found yet (own website and image search run after this page is viewed)

Steve Mitchell

Named as an officer, director or promoter on SEC Form D filings · CA, MA · Sep 18, 2009 → Aug 28, 2019

4deals (issuers)
$687.6Mreported sold
148investors
9Form D filings
2009–2019years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Steve Mitchell is listed as a director on 9 SEC Form D filings by 4 issuers between Sep 2009 and Aug 2019: SOLYNDRA, INC. (Fremont, CA — other technology — 2009–2011; $286M reported sold to 43 investors), Solyndra LLC (Fremont, CA — other technology — 2011; $186.6M reported sold to 47 investors), StepStone Group LP (La Jolla, CA — investing — 2019; $115M reported sold to 12 investors) and ASPEN AEROGELS INC (Northborough, MA — other technology — 2010–2011; $100M reported sold to 46 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as director, over about 10 years. Across those companies the filings report $687.6M sold in total.

Listed alongside David Prend (8 shared filings), Benjamin Bierman (6 shared filings), Christian Gronet (6 shared filings), Dan Maydan (6 shared filings), James Gibbons (6 shared filings) and 32 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Steve. Each name links to their own page.

The issuers belong to 2 sponsor groups: Solyndra (2 issuers, $197.3M reported sold, 2009–2011) and Stepstone (279 issuers, $67.04B reported sold, 2010–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 28 bankruptcy cases matching the name listed in Key records below.

What this means 29 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 9 public filings for Steve Mitchell and found 8 differences, 1 worth asking the sponsor about: Steve Mitchell is no longer listed on the Jun 21, 2011 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Steve Mitchell has not run yet — it is joining a line of 18,027 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

MITCHELL, STEVE v. ROBERTS, GILBERT dismissed
District Court, S.D. Indiana · No. 4:91-cv-00011 · Filed Jan 16, 1991 · Closed Nov 20, 1991 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of MITCHELL, STEVE: Plaintiff · Outcome: Terminated 1991-11-20 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in IN (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Steve Mitchell..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

28 cases: 26 closed (disposition not in docket feed), 2 open

Steve Mitchell closed
United States Bankruptcy Court, E.D. Michigan · No. 21-30868 · Filed Jun 10, 2021 · Closed Sep 11, 2021
Role of Steve Mitchell: Debtor · Outcome: Case closed 2021-09-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in MI (not a filing state)
Steve A Mitchell, Jr. open
United States Bankruptcy Court, S.D. Georgia · No. 19-40516 · Filed Apr 10, 2019
Role of Steve A Mitchell, Jr.: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)
Steve A Mitchell, Jr. closed
United States Bankruptcy Court, S.D. Georgia · No. 18-41406 · Filed Oct 1, 2018 · Closed Aug 12, 2019
Role of Steve A Mitchell, Jr.: Debtor · Outcome: Case closed 2019-08-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)
Steve A Mitchell, Jr. closed
United States Bankruptcy Court, S.D. Georgia · No. 18-40308 · Filed Mar 2, 2018 · Closed Dec 31, 2018
Role of Steve A Mitchell, Jr.: Debtor · Outcome: Case closed 2018-12-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)
Steve B. Mitchell open
United States Bankruptcy Court, N.D. Alabama · No. 17-42270 · Filed Dec 27, 2017
Role of Steve B. Mitchell: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)
Steve A Mitchell closed
United States Bankruptcy Court, W.D. Kentucky · No. 17-40029 · Filed Jan 17, 2017 · Closed May 2, 2017
Role of Steve A Mitchell: Debtor · Outcome: Case closed 2017-05-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in KY (not a filing state)
STEVE MITCHELL closed
United States Bankruptcy Court, D. Arizona · No. 2:15-bk-00461 · Filed Jan 16, 2015 · Closed Jul 10, 2015
Role of STEVE MITCHELL: Debtor · Outcome: Case closed 2015-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in AR (not a filing state)
Steve B. Mitchell and Shaina C. Mitchell closed
United States Bankruptcy Court, N.D. Alabama · No. 11-41679 · Filed Jun 27, 2011 · Closed Mar 10, 2015
Role of Steve B. Mitchell and Shaina C. Mitchell: Debtor · Outcome: Case closed 2015-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)
Steve J Mitchell and Debra S Mitchell closed
United States Bankruptcy Court, W.D. Washington · No. 09-17600 · Filed Jul 30, 2009 · Closed Nov 9, 2009
Role of Steve J Mitchell and Debra S Mitchell: Debtor · Outcome: Case closed 2009-11-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in WA (not a filing state)
Steve E. Mitchell and Marla J Mitchell closed
United States Bankruptcy Court, N.D. Texas · No. 09-42115 · Filed Apr 9, 2009 · Closed Jul 13, 2009
Role of Steve E. Mitchell and Marla J Mitchell: Debtor · Outcome: Case closed 2009-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in TX (not a filing state)
Steve N Mitchell closed
United States Bankruptcy Court, D. North Dakota · No. 07-31136 · Filed Dec 21, 2007 · Closed May 29, 2008
Role of Steve N Mitchell: Debtor · Outcome: Case closed 2008-05-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in ND (not a filing state)
Steve H. Mitchell closed
United States Bankruptcy Court, S.D. Mississippi · No. 07-02194 · Filed Jul 18, 2007 · Closed Jan 3, 2008
Role of Steve H. Mitchell: Debtor · Outcome: Case closed 2008-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in MS (not a filing state)
Steve B. Mitchell and Shaina C. Mitchell closed
United States Bankruptcy Court, N.D. Alabama · No. 07-41058 · Filed Jun 20, 2007 · Closed Jul 9, 2009
Role of Steve B. Mitchell and Shaina C. Mitchell: Debtor · Outcome: Case closed 2009-07-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)
Steve H. Mitchell closed
United States Bankruptcy Court, S.D. Mississippi · No. 07-01480 · Filed May 15, 2007 · Closed May 21, 2007
Role of Steve H. Mitchell: Debtor · Outcome: Case closed 2007-05-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in MS (not a filing state)
Betty E Mitchell and Steve G Mitchell closed
United States Bankruptcy Court, C.D. Illinois · No. 03-74245 · Filed Sep 10, 2003 · Closed Mar 22, 2004
Role of Steve G Mitchell: Debtor · Outcome: Case closed 2004-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in IL (not a filing state)
Steve F. Mitchell closed
United States Bankruptcy Court, W.D. Kentucky · No. 03-31224 · Filed Feb 27, 2003 · Closed Jun 4, 2003
Role of Steve F. Mitchell: Debtor · Outcome: Case closed 2003-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in KY (not a filing state)
Steve A Mitchell and Debra K Mitchell closed
United States Bankruptcy Court, W.D. Kentucky · No. 03-50257 · Filed Feb 26, 2003 · Closed Jun 4, 2003
Role of Steve A Mitchell and Debra K Mitchell: Debtor · Outcome: Case closed 2003-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in KY (not a filing state)
Steve C Mitchell closed
United States Bankruptcy Court, W.D. Washington · No. 02-24523 · Filed Nov 29, 2002 · Closed Apr 17, 2003
Role of Steve C Mitchell: Debtor · Outcome: Case closed 2003-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in WA (not a filing state)
Steve W. Mitchell closed
United States Bankruptcy Court, N.D. Georgia · No. 02-98058 · Filed Aug 6, 2002 · Closed Dec 13, 2002
Role of Steve W. Mitchell: Debtor · Outcome: Case closed 2002-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)
Steve W. Mitchell closed
United States Bankruptcy Court, N.D. Georgia · No. 02-92453 · Filed Mar 5, 2002 · Closed May 29, 2002
Role of Steve W. Mitchell: Debtor · Outcome: Case closed 2002-05-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)
Steve J. Mitchell and Dena M. Mitchell closed
United States Bankruptcy Court, E.D. Arkansas · No. 4:01-bk-41503 · Filed Mar 16, 2001 · Closed Jun 28, 2001
Role of Steve J. Mitchell and Dena M. Mitchell: Debtor · Outcome: Case closed 2001-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in AR (not a filing state)
Steve R Mitchell closed
United States Bankruptcy Court, S.D. Ohio · No. 1:98-bk-15242 · Filed Aug 28, 1998 · Closed Dec 7, 1998
Role of Steve R Mitchell: Debtor · Outcome: Case closed 1998-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)
Steve E. Mitchell closed
United States Bankruptcy Court, M.D. Florida · No. 8:97-bk-16498 · Filed Oct 6, 1997 · Closed Jan 26, 1998
Role of Steve E. Mitchell: Debtor · Outcome: Case closed 1998-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
Steve M. Mitchell and Deborah A. Mitchell closed
United States Bankruptcy Court, M.D. Florida · No. 6:95-bk-03288 · Filed Jun 27, 1995 · Closed Oct 13, 1995
Role of Steve M. Mitchell and Deborah A. Mitchell: Debtor · Outcome: Case closed 1995-10-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in FL (not a filing state)
Steve A. Mitchell and Sheryl L. Mitchell closed
United States Bankruptcy Court, S.D. Ohio · No. 2:91-bk-27158 · Filed Sep 23, 1991 · Closed Oct 19, 1992
Role of Steve A. Mitchell and Sheryl L. Mitchell: Debtor · Outcome: Case closed 1992-10-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)
STEVE MITCHELL and SHAINA MITCHELL closed
United States Bankruptcy Court, N.D. Alabama · No. 90-14065 · Filed Sep 5, 1990 · Closed Sep 19, 1995
Role of STEVE MITCHELL and SHAINA MITCHELL: Debtor · Outcome: Case closed 1995-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in AL (not a filing state)
Steve W. Mitchell and Maleshia Yvonne Mitchell closed
United States Bankruptcy Court, M.D. Georgia · No. 90-52383 · Filed Aug 23, 1990 · Closed Jan 11, 1996
Role of Steve W. Mitchell and Maleshia Yvonne Mitchell: Debtor · Outcome: Case closed 1996-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in GA (not a filing state)
Steve Mitchell and Renee Mitchell closed
United States Bankruptcy Court, E.D. Arkansas · No. 5:86-bk-50231 · Filed Jun 13, 1986 · Closed Jun 10, 1988
Role of Steve Mitchell and Renee Mitchell: Debtor · Outcome: Case closed 1988-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); 4 people with this name in Form D filings; court in AR (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Steve Mitchell — 1 worth asking about (compared 9 filings on Oct 24, 2026)

Worth asking · Jun 15, 2011 – Jun 21, 2011

Steve Mitchell is no longer listed on the Jun 21, 2011 amendment — ASPEN AEROGELS INC

Steve Mitchell appears on the Jun 15, 2011 Form D (director) but not on the Jun 21, 2011 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Jun 15, 2011 ↗Form D/A · Jun 21, 2011 ↗Steve Mitchell — PartnerFacts page ↗ASPEN AEROGELS INC — PartnerFacts page ↗
Sources
Note · Sep 22, 2010 – Oct 7, 2010

No amendment in the last 12 months on an offering that may still be open — ASPEN AEROGELS INC (latest filing Oct 7, 2010)

The latest filing for this offering is dated Oct 7, 2010 (first sale Sep 22, 2010). It reports $20,000,000 sold of $21,503,420 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Oct 7, 2010 ↗ASPEN AEROGELS INC — PartnerFacts page ↗
Sources
Note · Jun 17, 2010 – Jun 29, 2010

No amendment in the last 12 months on an offering that may still be open — SOLYNDRA, INC. (latest filing Jun 29, 2010)

The latest filing for this offering is dated Jun 29, 2010 (first sale Jun 17, 2010). It reports $70,000,000 sold of $200,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jun 29, 2010 ↗SOLYNDRA, INC. — PartnerFacts page ↗
Sources
Note · Apr 15, 2021

Same name, different state: "Steve R Mitchell" (CA) is a separate record

This page covers filings where the address state is CA or MA. A separate record, "Steve R Mitchell" with address state CA, is listed on 1 filing — most recently by MISSION BANCORP (Apr 15, 2021). The two records do not overlap in time: this page runs Sep 18, 2009 to Aug 28, 2019; the other has one filing dated Apr 15, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Steve R Mitchell (CA) — PartnerFacts page ↗Form D · Apr 15, 2021 ↗MISSION BANCORP — PartnerFacts page ↗Steve Mitchell (CA,MA) — this page ↗
Sources
Note · Sep 16, 2015 – Aug 14, 2020

Same name, different state: "Steve Mitchell" (TX or OK) is a separate record

This page covers filings where the address state is CA or MA. A separate record, "Steve Mitchell" with address state TX or OK, is listed on 9 filings — most recently by ALKAMI TECHNOLOGY, INC. (Oct 9, 2020). Both records have filings in the same period (Sep 16, 2015 to Aug 28, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Steve Mitchell (TX,OK) — PartnerFacts page ↗Form D · Oct 9, 2020 ↗ALKAMI TECHNOLOGY, INC. — PartnerFacts page ↗Steve Mitchell (CA,MA) — this page ↗
Sources
Note · Oct 11, 2016

Same name, different state: "Steve Mitchell" (WA) is a separate record

This page covers filings where the address state is CA or MA. A separate record, "Steve Mitchell" with address state WA, is listed on 1 filing — most recently by VIOGUARD INC. (Oct 11, 2016). Both records have filings in the same period (Oct 11, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Steve Mitchell (WA) — PartnerFacts page ↗Form D · Oct 11, 2016 ↗VIOGUARD INC. — PartnerFacts page ↗Steve Mitchell (CA,MA) — this page ↗
Sources
Note · Sep 18, 2009 – Aug 28, 2019

Steve Mitchell is listed with 2 different address states: CA, MA

CA on 7 filings (Sep 18, 2009 to Aug 28, 2019); MA on 2 filings (Oct 7, 2010 to Jun 15, 2011).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Sep 18, 2009 ↗Form D · Oct 7, 2010 ↗
Sources
Note · Sep 18, 2009 – Mar 10, 2011

Reported revenue range changed between filings — SOLYNDRA, INC.

"Decline to Disclose" (Sep 18, 2009); then "Over $100,000,000" (Mar 10, 2011).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Sep 18, 2009 ↗Form D · Mar 10, 2011 ↗SOLYNDRA, INC. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 8 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 28, 2019 D
StepStone Group LP
File 021-347549
$0$0$0None listed on this filingEDGAR ↗
Jun 16, 2011 D/A
SOLYNDRA, INC.
File 021-161361
$0$0$0None listed on this filingEDGAR ↗
Jun 15, 2011 D
ASPEN AEROGELS INC
File 021-161352
$0$0$0None listed on this filingEDGAR ↗
Mar 10, 2011 D
SOLYNDRA, INC.
File 021-156493
$0$0$0None listed on this filingEDGAR ↗
Mar 10, 2011 D
Solyndra LLC
File 021-156494
$0$0$0None listed on this filingEDGAR ↗
Oct 7, 2010 D
ASPEN AEROGELS INC
File 021-148727
$0$0$0None listed on this filingEDGAR ↗
Jun 29, 2010 D
SOLYNDRA, INC.
File 021-144195
$0$0$0None listed on this filingEDGAR ↗
Sep 18, 2009 D
SOLYNDRA, INC.
File 021-122003
$0 (est.)$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Steve Mitchell on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SG
Investing · group: Stepstone

StepStone Group LP

La Jolla, CA · Aug 28, 2019
  • Aug 28, 2019 · D · $115,000,000 sold of $115,000,000 · 12 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $115M from 12 investors (100% of the $115M target) as of the latest filing. Steve is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

S
Other Technology · group: Solyndra

SOLYNDRA, INC.

Fremont, CA · Sep 18, 2009 → Jun 16, 2011 · 5 filings
  • Jun 16, 2011 · D · $10,664,490 sold of $10,664,490 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 16, 2011 · D/A · $10,664,490 sold of $10,664,490 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 10, 2011 · D · $10,664,490 sold of $10,664,490 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 29, 2010 · D · $70,000,000 sold of $200,000,000 · 41 investors · min. $5,000 · role: Director EDGAR ↗
  • Sep 18, 2009 · D · $285,999,999 sold of $285,999,999 · 43 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $286M from 43 investors (100% of the $10.7M target) as of the latest filing. Steve is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AA
Other Technology

ASPEN AEROGELS INC

Northborough, MA · Oct 7, 2010 → Jun 15, 2011 · 2 filings
  • Jun 15, 2011 · D · $30,000,000 sold of $30,000,000 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 7, 2010 · D · $20,000,000 sold of $21,503,420 · 13 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $100M from 46 investors (100% of the $30M target) as of the latest filing. Steve is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

S
Other Technology · group: Solyndra

Solyndra LLC

Fremont, CA · Mar 10, 2011
  • Mar 10, 2011 · D · $186,644,319 sold of $186,644,319 · 47 investors · min. $5,000 · role: Director EDGAR ↗

Raised $186.6M from 47 investors (100% of the $186.6M target) as of the latest filing. Steve is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Steve Mitchell — TX, OK, 2 issuers, Sep 16, 2015 → Aug 14, 2020 · no shared issuer
  • Steve Mitchell — WA, 1 issuer, Oct 11, 2016 → Oct 11, 2016 · no shared issuer
  • Steve R Mitchell — CA, 1 issuer, Apr 15, 2021 → Apr 15, 2021 · no shared issuer

People around Steve 37

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

David Prend

Director · 8 shared filings (3 issuers) · also on 3 other issuers

David Prend is on 6 issuers in total — a repeat sponsor. Their page lists every one.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

Wilbur G. Stover

Executive Officer · 6 shared filings (2 issuers)

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jameson McJunkin

Director · 6 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

James Gibbons

Director · 6 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

Christian Gronet

Executive Officer, Director · 6 shared filings (2 issuers)

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Raymond Sims

Director · 6 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Dan Maydan

Director · 6 shared filings (2 issuers) · also on 3 other issuers

Dan Maydan is on 5 issuers in total — a repeat sponsor. Their page lists every one.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Benjamin Bierman

Executive Officer · 6 shared filings (2 issuers)

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

John Gaffney

Executive Officer · 5 shared filings (2 issuers)

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

CW
No photo found yet (own website and image search run after this page is viewed)
Person

Corby Whitaker

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

KA
No photo found yet (own website and image search run after this page is viewed)
Person

Karen Alter

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Harrison

Executive Officer, Director · 4 shared filings (2 issuers)

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

CJ
No photo found yet (own website and image search run after this page is viewed)
Person

Clemens Jargon

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

AJ
No photo found (searched own website, image search on Oct 24, 2026)
Person

Anup Jacob

Director · 2 shared filings (1 issuer) · also on 12 other issuers

Anup Jacob is on 13 issuers in total — a repeat sponsor. Their page lists every one.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

John Walecka

Director · 2 shared filings (1 issuer) · also on 12 other issuers

John Walecka is on 13 issuers in total — a repeat sponsor. Their page lists every one.

TB
No photo found (searched own website, image search on Oct 24, 2026)
Person

Thomas R. Baruch

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

WF
No photo found yet (own website and image search run after this page is viewed)
Person

Winston Fu

Director · 2 shared filings (1 issuer) · also on 7 other issuers

Winston Fu is on 8 issuers in total — a repeat sponsor. Their page lists every one.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Ramsay Battin

Director · 2 shared filings (1 issuer)

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

MN
No photo found yet (own website and image search run after this page is viewed)
Person

Mark L. Noetzel

Director · 2 shared filings (1 issuer)

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Craig A. Huff

Director · 2 shared filings (1 issuer)

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

DY
No photo found yet (own website and image search run after this page is viewed)
Person

Donald R. Young

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas E. Banahan

Director · 2 shared filings (1 issuer)

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Richard F. Reilly

Director · 2 shared filings (1 issuer)

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

John F. Fairbanks

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Hart

Executive Officer · 1 shared filing (1 issuer) · also on 78 other issuers

Scott Hart is on 79 issuers in total — a repeat sponsor. Their page lists every one.

SJ
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Johnson

Director · 1 shared filing (1 issuer) · also on 4 other issuers

Stephen Johnson is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

James K. Truman

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

AO
No photo found yet (own website and image search run after this page is viewed)
Person

Alex Occineide

Director · 1 shared filing (1 issuer)

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

EB
No photo found yet (own website and image search run after this page is viewed)
Person

Edward W. Barnholt

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Alex O'Cinneide

Director · 1 shared filing (1 issuer)

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Ment

Executive Officer · 1 shared filing (1 issuer) · also on 65 other issuers

Jason Ment is on 66 issuers in total — a repeat sponsor. Their page lists every one.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Mark T. Maruszewski

Executive Officer, Director · 1 shared filing (1 issuer) · also on 61 other issuers

Mark T. Maruszewski is on 62 issuers in total — a repeat sponsor. Their page lists every one.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Monte Brem

Executive Officer, Director · 1 shared filing (1 issuer) · also on 39 other issuers

Monte Brem is on 40 issuers in total — a repeat sponsor. Their page lists every one.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Johnny Randel

Executive Officer · 1 shared filing (1 issuer) · also on 110 other issuers

Johnny Randel is on 111 issuers in total — a repeat sponsor. Their page lists every one.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

Jose Fernandez

Executive Officer, Director · 1 shared filing (1 issuer) · also on 62 other issuers

Jose Fernandez is on 63 issuers in total — a repeat sponsor. Their page lists every one.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Waldo

Director · 1 shared filing (1 issuer)

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

TK
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Keck

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Steve Mitchell. Their page shows their other deals.

The team behind the deals

S
Sponsor group

Solyndra

2 issuers · 6 filings · $197.3M reported sold · 2009–2011

One team, 2 deal companies. Steve Mitchell is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Steve Mitchell.

S
Sponsor group

Stepstone

279 issuers · 417 filings · $67.04B reported sold · 2010–2026

One team, 279 deal companies. Steve Mitchell is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Steve Mitchell.

Same business address

25 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 4 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): StepStone Group LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Steve Mitchell by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Steve Mitchell is listed on: none on file. No website or social profile named in SOLYNDRA, INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #351,967 of 374,652 in line (16 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Fremont, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Massachusetts MassCourts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Massachusetts Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Steve Mitchell appears on a new Form D, or when a court case or SEC action is matched to them. See plans →