PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 23, 2026, 11:58 PM ET

Sponsor Check › Person

Steve Mitchell

Related person on Form D filings · address states as listed: CA, MA · listed Sep 18, 2009 → Aug 28, 2019

4issuers
9Form D filings
2009–2019years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:57 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:57 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:57 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

0 of 8 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Aug 28, 2019 D
File 021-347549
$0$0$0None listed on this filing
EDGAR ↗Jun 16, 2011 D/A
File 021-161361
$0$0$0None listed on this filing
EDGAR ↗Jun 15, 2011 D
File 021-161352
$0$0$0None listed on this filing
EDGAR ↗Mar 10, 2011 D
File 021-156493
$0$0$0None listed on this filing
EDGAR ↗Mar 10, 2011 D
File 021-156494
$0$0$0None listed on this filing
EDGAR ↗Oct 7, 2010 D
File 021-148727
$0$0$0None listed on this filing
EDGAR ↗Jun 29, 2010 D
File 021-144195
$0$0$0None listed on this filing
EDGAR ↗Sep 18, 2009 D
File 021-122003
$0 (est.)$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗StepStone Group LP
group: Stepstone
DirectorAug 28, 2019D$115,000,000
similar: $763,000–$10,000,000
$115,000,00012
similar: 4–23
No minimum reported
similar: $10,000–$78,388
EDGAR ↗SOLYNDRA, INC.
group: Solyndra
DirectorJun 16, 2011D$10,664,490
similar: $1,100,015–$10,001,163
$10,664,4901
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗SOLYNDRA, INC.
group: Solyndra
DirectorJun 16, 2011D/A$10,664,490
similar: $1,100,015–$10,001,163
$10,664,4901
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗ASPEN AEROGELS INCDirectorJun 15, 2011D$30,000,000
similar: $1,100,015–$10,001,163
$30,000,00013
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Solyndra LLC
group: Solyndra
DirectorMar 10, 2011D$186,644,319
similar: $1,100,015–$10,001,163
$186,644,31947
similar: 2–14
$5,000
similar: $5,000–$50,000
EDGAR ↗SOLYNDRA, INC.
group: Solyndra
DirectorMar 10, 2011D$10,664,490
similar: $1,100,015–$10,001,163
$10,664,4902
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗ASPEN AEROGELS INCDirectorOct 7, 2010D$21,503,420
similar: $1,100,015–$10,001,163
$20,000,00013
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗SOLYNDRA, INC.
group: Solyndra
DirectorJun 29, 2010D$200,000,000
similar: $1,100,015–$10,001,163
$70,000,00041
similar: 2–14
$5,000
similar: $5,000–$50,000
EDGAR ↗SOLYNDRA, INC.
group: Solyndra
DirectorSep 18, 2009D$285,999,999
similar: $1,100,015–$10,001,163
$285,999,99943
similar: 2–14
No minimum reported
similar: $5,000–$50,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.

  • Steve Mitchell — address state TX,OK, 2 issuers, Sep 16, 2015 → Aug 14, 2020
  • Steve Mitchell — address state WA, 1 issuer, Oct 11, 2016 → Oct 11, 2016
  • Steve R Mitchell — address state CA, 1 issuer, Apr 15, 2021 → Apr 15, 2021

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 37 names on the same filings (0 management entities, 37 people)

People and management entities the issuers listed as related persons on the same Form D filings as Steve Mitchell. Source: the EDGAR rows in the table above.

  • David Prend — 8 shared filings (3 issuers) · role as listed: Director · also listed on 3 other issuers
  • Wilbur G. Stover — 6 shared filings (2 issuers) · role as listed: Executive Officer
  • Jameson McJunkin — 6 shared filings (2 issuers) · role as listed: Director · also listed on 1 other issuer
  • James Gibbons — 6 shared filings (2 issuers) · role as listed: Director · also listed on 2 other issuers
  • Christian Gronet — 6 shared filings (2 issuers) · roles as listed: Executive Officer, Director
  • Raymond Sims — 6 shared filings (2 issuers) · role as listed: Director · also listed on 1 other issuer
  • Dan Maydan — 6 shared filings (2 issuers) · role as listed: Director · also listed on 3 other issuers
  • Benjamin Bierman — 6 shared filings (2 issuers) · role as listed: Executive Officer
  • John Gaffney — 5 shared filings (2 issuers) · role as listed: Executive Officer
  • Corby Whitaker — 4 shared filings (2 issuers) · role as listed: Executive Officer
  • Karen Alter — 4 shared filings (2 issuers) · role as listed: Executive Officer
  • Brian Harrison — 4 shared filings (2 issuers) · roles as listed: Executive Officer, Director
  • Clemens Jargon — 4 shared filings (2 issuers) · role as listed: Executive Officer
  • Anup Jacob — 2 shared filings (1 issuer) · role as listed: Director · also listed on 12 other issuers
  • John Walecka — 2 shared filings (1 issuer) · role as listed: Director · also listed on 12 other issuers
  • Thomas R. Baruch — 2 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Winston Fu — 2 shared filings (1 issuer) · role as listed: Director · also listed on 7 other issuers
  • Ramsay Battin — 2 shared filings (1 issuer) · role as listed: Director
  • Mark L. Noetzel — 2 shared filings (1 issuer) · role as listed: Director
  • Craig A. Huff — 2 shared filings (1 issuer) · role as listed: Director
  • Donald R. Young — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Thomas E. Banahan — 2 shared filings (1 issuer) · role as listed: Director
  • Richard F. Reilly — 2 shared filings (1 issuer) · role as listed: Director
  • John F. Fairbanks — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Scott Hart — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 78 other issuers
  • Stephen Johnson — 1 shared filing (1 issuer) · role as listed: Director · also listed on 4 other issuers
  • James K. Truman — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Alex Occineide — 1 shared filing (1 issuer) · role as listed: Director
  • Edward W. Barnholt — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Alex O'Cinneide — 1 shared filing (1 issuer) · role as listed: Director
  • Jason Ment — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 65 other issuers
  • Mark T. Maruszewski — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director · also listed on 61 other issuers
  • Monte Brem — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director · also listed on 39 other issuers
  • Johnny Randel — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 110 other issuers
  • Jose Fernandez — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director · also listed on 62 other issuers
  • Robert Waldo — 1 shared filing (1 issuer) · role as listed: Director
  • Thomas Keck — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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